FORM 8.3 - HORIZON THERAPEUTICS PLC
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FORM 8.3 |
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IRISH TAKEOVER PANEL |
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DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, |
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TAKEOVER RULES, 2007 (AS AMENDED) |
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DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES |
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REPRESENTING 1% OR MORE |
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1. |
KEY INFORMATION |
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Name of person dealing (Note 1) |
Barclays PLC. |
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Company dealt in |
HORIZON THERAPEUTICS PLC |
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Class of relevant security to which the dealings being disclosed relate (Note 2) |
$0.001 ordinary shares |
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Date of dealing |
16 Jun 2023 |
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2. |
INTERESTS AND SHORT POSITIONS |
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(a) |
Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) |
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Class of relevant security: |
$0.001 ordinary shares |
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Long |
Short |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities |
1,004,468 |
0.44% |
503,450 |
0.22% |
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(2) |
Derivatives (other than options): |
140,756 |
0.06% |
98,064 |
0.04% |
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(3) |
Options and agreements to purchase/sell: |
1,278,100 |
0.56% |
961,400 |
0.42% |
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TOTAL: |
2,423,324 |
1.06% |
1,562,914 |
0.68% |
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(b) |
Interests and short positions in relevant securities of the company, other than the class dealt in |
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Class of relevant security: |
Long |
Short |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities |
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(2) |
Derivatives (other than options): |
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(3) |
Options and agreements to purchase/sell: |
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TOTAL: |
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3. |
DEALINGS (Note 4) |
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(a) |
Purchase and sales |
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Class of relevant Security |
Purchase/sale |
Number of securities |
Price per unit |
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$0.001 ordinary shares |
Purchase |
1 |
101.3200 USD |
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$0.001 ordinary shares |
Purchase |
6 |
101.8900 USD |
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$0.001 ordinary shares |
Purchase |
52 |
101.3890 USD |
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$0.001 ordinary shares |
Purchase |
79 |
101.3513 USD |
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$0.001 ordinary shares |
Purchase |
90 |
101.6800 USD |
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$0.001 ordinary shares |
Purchase |
100 |
101.5200 USD |
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$0.001 ordinary shares |
Purchase |
102 |
101.4927 USD |
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$0.001 ordinary shares |
Purchase |
103 |
101.4800 USD |
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|
$0.001 ordinary shares |
Purchase |
178 |
101.6310 USD |
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$0.001 ordinary shares |
Purchase |
200 |
101.6750 USD |
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|
$0.001 ordinary shares |
Purchase |
211 |
101.4900 USD |
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|
$0.001 ordinary shares |
Purchase |
218 |
101.5297 USD |
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|
$0.001 ordinary shares |
Purchase |
223 |
101.9386 USD |
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|
$0.001 ordinary shares |
Purchase |
258 |
101.6445 USD |
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|
$0.001 ordinary shares |
Purchase |
279 |
101.5028 USD |
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$0.001 ordinary shares |
Purchase |
362 |
101.4870 USD |
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$0.001 ordinary shares |
Purchase |
451 |
101.6108 USD |
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$0.001 ordinary shares |
Purchase |
500 |
101.4040 USD |
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$0.001 ordinary shares |
Purchase |
507 |
101.4010 USD |
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$0.001 ordinary shares |
Purchase |
590 |
101.5088 USD |
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$0.001 ordinary shares |
Purchase |
695 |
101.4884 USD |
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$0.001 ordinary shares |
Purchase |
722 |
101.4909 USD |
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$0.001 ordinary shares |
Purchase |
997 |
101.4995 USD |
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$0.001 ordinary shares |
Purchase |
1,593 |
101.4854 USD |
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$0.001 ordinary shares |
Purchase |
2,212 |
101.4091 USD |
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$0.001 ordinary shares |
Purchase |
2,464 |
101.6170 USD |
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$0.001 ordinary shares |
Purchase |
4,670 |
101.4955 USD |
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$0.001 ordinary shares |
Purchase |
5,394 |
101.5198 USD |
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$0.001 ordinary shares |
Purchase |
6,776 |
101.6580 USD |
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$0.001 ordinary shares |
Purchase |
7,055 |
101.5054 USD |
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$0.001 ordinary shares |
Purchase |
7,967 |
101.4721 USD |
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$0.001 ordinary shares |
Purchase |
9,446 |
101.5000 USD |
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$0.001 ordinary shares |
Purchase |
10,000 |
101.5500 USD |
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$0.001 ordinary shares |
Purchase |
10,415 |
101.4824 USD |
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$0.001 ordinary shares |
Purchase |
36,106 |
101.6300 USD |
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$0.001 ordinary shares |
Purchase |
40,890 |
101.6192 USD |
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$0.001 ordinary shares |
Purchase |
52,623 |
101.5523 USD |
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$0.001 ordinary shares |
Sale |
3 |
101.3300 USD |
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$0.001 ordinary shares |
Sale |
24 |
101.4004 USD |
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$0.001 ordinary shares |
Sale |
25 |
101.4304 USD |
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$0.001 ordinary shares |
Sale |
100 |
101.5400 USD |
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$0.001 ordinary shares |
Sale |
100 |
101.4600 USD |
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$0.001 ordinary shares |
Sale |
100 |
101.0500 USD |
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$0.001 ordinary shares |
Sale |
100 |
101.4800 USD |
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$0.001 ordinary shares |
Sale |
105 |
101.3020 USD |
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$0.001 ordinary shares |
Sale |
146 |
101.3093 USD |
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$0.001 ordinary shares |
Sale |
178 |
101.6310 USD |
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$0.001 ordinary shares |
Sale |
181 |
101.2976 USD |
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$0.001 ordinary shares |
Sale |
200 |
101.5700 USD |
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$0.001 ordinary shares |
Sale |
201 |
101.5000 USD |
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$0.001 ordinary shares |
Sale |
209 |
101.5600 USD |
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$0.001 ordinary shares |
Sale |
300 |
101.3000 USD |
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$0.001 ordinary shares |
Sale |
320 |
101.5265 USD |
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$0.001 ordinary shares |
Sale |
333 |
101.3320 USD |
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$0.001 ordinary shares |
Sale |
358 |
101.3419 USD |
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$0.001 ordinary shares |
Sale |
406 |
101.5476 USD |
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$0.001 ordinary shares |
Sale |
418 |
101.4577 USD |
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$0.001 ordinary shares |
Sale |
500 |
101.4900 USD |
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$0.001 ordinary shares |
Sale |
600 |
101.4966 USD |
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$0.001 ordinary shares |
Sale |
629 |
101.5229 USD |
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$0.001 ordinary shares |
Sale |
686 |
101.3175 USD |
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$0.001 ordinary shares |
Sale |
888 |
101.7346 USD |
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$0.001 ordinary shares |
Sale |
1,000 |
101.4860 USD |
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$0.001 ordinary shares |
Sale |
1,079 |
101.5100 USD |
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$0.001 ordinary shares |
Sale |
1,200 |
101.5008 USD |
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$0.001 ordinary shares |
Sale |
1,300 |
101.4626 USD |
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$0.001 ordinary shares |
Sale |
1,700 |
101.4064 USD |
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$0.001 ordinary shares |
Sale |
2,731 |
101.6309 USD |
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$0.001 ordinary shares |
Sale |
3,172 |
101.4025 USD |
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$0.001 ordinary shares |
Sale |
4,798 |
101.3440 USD |
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$0.001 ordinary shares |
Sale |
5,501 |
101.4309 USD |
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$0.001 ordinary shares |
Sale |
5,896 |
101.5485 USD |
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$0.001 ordinary shares |
Sale |
6,776 |
101.6580 USD |
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$0.001 ordinary shares |
Sale |
11,709 |
101.6197 USD |
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$0.001 ordinary shares |
Sale |
20,000 |
101.5500 USD |
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$0.001 ordinary shares |
Sale |
26,324 |
101.6300 USD |
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$0.001 ordinary shares |
Sale |
39,144 |
101.6234 USD |
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$0.001 ordinary shares |
Sale |
55,214 |
101.5455 USD |
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(b) |
Derivatives transactions (other than option transactions) |
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Product Name |
Nature of transaction |
Number of relevant securities |
Price per unit |
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(c) |
Options transactions in respect of existing securities |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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$0.001 ordinary shares |
Put Options |
Purchasing |
32,500 |
105.0000 USD |
American |
16 Jun 2023 |
3.9200 USD |
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$0.001 ordinary shares |
Call Options |
Purchasing |
50,000 |
100.0000 USD |
American |
16 Jun 2023 |
1.0900 USD |
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(ii) |
Exercising |
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Product name |
Number of |
Exercise price |
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(d) |
Other dealings (including transactions in respect of new securities) (Note 4) |
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Nature of transaction |
Details |
Price per unit |
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4. |
OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
19 Jun 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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If a connected EFM, name of offeree/offeror with which connected |
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If a connected EFM, state nature of connection |
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SUPPLEMENTAL FORM 8 |
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IRISH TAKEOVER PANEL |
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DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL |
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|
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED) |
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DETAILS OF OPEN POSITIONS |
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(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as |
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appropriate) |
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OPEN POSITIONS |
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Class of relevant |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
|
|
$0.001 ordinary shares |
$0.001 ordinary shares |
Purchased |
50,000 |
100 |
American |
16 Jun 2023 |
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$0.001 ordinary shares |
Put Options |
Written |
495,500 |
100 |
American |
16 Jun 2023 |
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$0.001 ordinary shares |
Call Options |
Written |
-25,000 |
115 |
American |
18 Aug 2023 |
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$0.001 ordinary shares |
Put Options |
Written |
28,800 |
095 |
American |
21 Jul 2023 |
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$0.001 ordinary shares |
Call Options |
Written |
-10,600 |
105 |
American |
18 Aug 2023 |
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$0.001 ordinary shares |
Put Options |
Written |
2,000 |
085 |
American |
21 Jul 2023 |
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$0.001 ordinary shares |
Put Options |
Purchased |
-250,000 |
080 |
American |
16 Jun 2023 |
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$0.001 ordinary shares |
Put Options |
Written |
10,200 |
080 |
American |
18 Aug 2023 |
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$0.001 ordinary shares |
Put Options |
Written |
55,600 |
105 |
American |
16 Jun 2023 |
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$0.001 ordinary shares |
Call Options |
Written |
-2,000 |
100 |
American |
21 Jul 2023 |
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$0.001 ordinary shares |
Call Options |
Written |
-2,600 |
100 |
American |
18 Aug 2023 |
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$0.001 ordinary shares |
Put Options |
Written |
400,000 |
100 |
American |
18 Aug 2023 |
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$0.001 ordinary shares |
Put Options |
Written |
74,000 |
090 |
American |
15 Sep 2023 |
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$0.001 ordinary shares |
Put Options |
Purchased |
-544,200 |
080 |
American |
18 Aug 2023 |
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$0.001 ordinary shares |
Put Options |
Written |
162,000 |
105 |
American |
21 Jul 2023 |
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$0.001 ordinary shares |
Put Options |
Purchased |
-106,800 |
090 |
American |
21 Jul 2023 |
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$0.001 ordinary shares |
Put Options |
Purchased |
-10,200 |
100 |
American |
18 Aug 2023 |
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$0.001 ordinary shares |
Call Options |
Written |
-10,000 |
105 |
American |
16 Jun 2023 |
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