FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
INTERNATIONAL PAPER COMPANY |
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|
relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
27 Jun 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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|
disclosures in respect of any other party to the offer? |
DS SMITH PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
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|
to which the disclosure relates following the dealing(if any) |
|
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Class of relevant security: |
common stock |
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|
Interests |
Short Positions |
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|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
|
|
854,461 |
0.25% |
485,908 |
0.14% |
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
and/or controlled: |
|
|
107,828 |
0.03% |
38,180 |
0.01% |
(3) |
Stock-settled derivatives (including options) |
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|
|
|
||
|
and agreements to purchase/sell: |
|
|
0 |
0.00% |
0 |
0.00% |
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|
|
|
|
|
|
|
|
TOTAL: |
|
|
962,289 |
0.28% |
524,088 |
0.15% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
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|
options) |
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|
Class of relevant security in relation to |
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|
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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|
|||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
security |
|
securities |
|
||||
common stock |
Purchase |
662,071 |
42.9198 USD |
||||
common stock |
Purchase |
327,675 |
42.3947 USD |
||||
common stock |
Purchase |
305,034 |
42.7686 USD |
||||
common stock |
Purchase |
230,653 |
42.8195 USD |
||||
common stock |
Purchase |
221,064 |
41.9928 USD |
||||
common stock |
Purchase |
196,089 |
42.4891 USD |
||||
common stock |
Purchase |
154,383 |
42.8146 USD |
||||
common stock |
Purchase |
145,263 |
42.6111 USD |
||||
common stock |
Purchase |
134,509 |
41.4864 USD |
||||
common stock |
Purchase |
95,563 |
39.7749 USD |
||||
common stock |
Purchase |
72,480 |
42.5103 USD |
||||
common stock |
Purchase |
52,197 |
42.9151 USD |
||||
common stock |
Purchase |
52,135 |
43.0967 USD |
||||
common stock |
Purchase |
51,825 |
42.7169 USD |
||||
common stock |
Purchase |
50,000 |
43.2147 USD |
||||
common stock |
Purchase |
44,946 |
42.8868 USD |
||||
common stock |
Purchase |
41,403 |
42.3597 USD |
||||
common stock |
Purchase |
39,336 |
42.1772 USD |
||||
common stock |
Purchase |
30,376 |
42.9334 USD |
||||
common stock |
Purchase |
29,906 |
42.8326 USD |
||||
common stock |
Purchase |
24,141 |
42.7119 USD |
||||
common stock |
Purchase |
22,739 |
43.2500 USD |
||||
common stock |
Purchase |
20,859 |
42.4230 USD |
||||
common stock |
Purchase |
19,723 |
41.3655 USD |
||||
common stock |
Purchase |
17,731 |
42.7178 USD |
||||
common stock |
Purchase |
17,094 |
42.8043 USD |
||||
common stock |
Purchase |
15,040 |
42.9803 USD |
||||
common stock |
Purchase |
12,850 |
41.1500 USD |
||||
common stock |
Purchase |
11,939 |
42.6271 USD |
||||
common stock |
Purchase |
11,155 |
42.7360 USD |
||||
common stock |
Purchase |
10,255 |
42.8285 USD |
||||
common stock |
Purchase |
10,080 |
42.8500 USD |
||||
common stock |
Purchase |
9,295 |
42.6984 USD |
||||
common stock |
Purchase |
9,169 |
42.9456 USD |
||||
common stock |
Purchase |
8,130 |
42.7730 USD |
||||
common stock |
Purchase |
7,800 |
42.5985 USD |
||||
common stock |
Purchase |
7,387 |
42.7505 USD |
||||
common stock |
Purchase |
6,389 |
42.3991 USD |
||||
common stock |
Purchase |
6,331 |
42.7651 USD |
||||
common stock |
Purchase |
6,318 |
43.1919 USD |
||||
common stock |
Purchase |
5,300 |
42.6975 USD |
||||
common stock |
Purchase |
5,049 |
42.7317 USD |
||||
common stock |
Purchase |
5,000 |
42.3610 USD |
||||
common stock |
Purchase |
4,665 |
42.9202 USD |
||||
common stock |
Purchase |
4,482 |
42.6334 USD |
||||
common stock |
Purchase |
3,803 |
42.9042 USD |
||||
common stock |
Purchase |
3,786 |
42.9841 USD |
||||
common stock |
Purchase |
3,743 |
43.4000 USD |
||||
common stock |
Purchase |
3,494 |
42.4400 USD |
||||
common stock |
Purchase |
3,454 |
42.9435 USD |
||||
common stock |
Purchase |
3,273 |
43.2874 USD |
||||
common stock |
Purchase |
2,970 |
43.0143 USD |
||||
common stock |
Purchase |
2,796 |
42.7351 USD |
||||
common stock |
Purchase |
2,733 |
42.7231 USD |
||||
common stock |
Purchase |
2,500 |
42.5804 USD |
||||
common stock |
Purchase |
2,400 |
41.1000 USD |
||||
common stock |
Purchase |
2,000 |
41.9927 USD |
||||
common stock |
Purchase |
2,000 |
42.3682 USD |
||||
common stock |
Purchase |
1,919 |
41.4016 USD |
||||
common stock |
Purchase |
1,765 |
43.2528 USD |
||||
common stock |
Purchase |
1,594 |
42.9556 USD |
||||
common stock |
Purchase |
1,300 |
42.7057 USD |
||||
common stock |
Purchase |
1,285 |
41.4900 USD |
||||
common stock |
Purchase |
1,204 |
42.8731 USD |
||||
common stock |
Purchase |
1,006 |
42.6917 USD |
||||
common stock |
Purchase |
943 |
43.1475 USD |
||||
common stock |
Purchase |
903 |
42.8276 USD |
||||
common stock |
Purchase |
752 |
42.4053 USD |
||||
common stock |
Purchase |
724 |
42.6584 USD |
||||
common stock |
Purchase |
700 |
42.7000 USD |
||||
common stock |
Purchase |
600 |
42.7822 USD |
||||
common stock |
Purchase |
600 |
42.7233 USD |
||||
common stock |
Purchase |
591 |
42.9970 USD |
||||
common stock |
Purchase |
450 |
42.5822 USD |
||||
common stock |
Purchase |
437 |
42.5508 USD |
||||
common stock |
Purchase |
326 |
42.7965 USD |
||||
common stock |
Purchase |
300 |
42.6550 USD |
||||
common stock |
Purchase |
238 |
43.3310 USD |
||||
common stock |
Purchase |
200 |
42.7300 USD |
||||
common stock |
Purchase |
200 |
42.6250 USD |
||||
common stock |
Purchase |
200 |
42.8000 USD |
||||
common stock |
Purchase |
160 |
42.4100 USD |
||||
common stock |
Purchase |
150 |
41.7566 USD |
||||
common stock |
Purchase |
150 |
42.8100 USD |
||||
common stock |
Purchase |
138 |
42.7660 USD |
||||
common stock |
Purchase |
100 |
42.8200 USD |
||||
common stock |
Purchase |
100 |
42.1200 USD |
||||
common stock |
Purchase |
100 |
42.5500 USD |
||||
common stock |
Purchase |
100 |
42.3400 USD |
||||
common stock |
Purchase |
75 |
42.5200 USD |
||||
common stock |
Purchase |
52 |
42.2100 USD |
||||
common stock |
Purchase |
52 |
42.2900 USD |
||||
common stock |
Purchase |
50 |
43.3300 USD |
||||
common stock |
Purchase |
22 |
42.8600 USD |
||||
common stock |
Purchase |
5 |
42.4300 USD |
||||
common stock |
Purchase |
3 |
43.2900 USD |
||||
common stock |
Sale |
282,701 |
43.1108 USD |
||||
common stock |
Sale |
257,000 |
42.6000 USD |
||||
common stock |
Sale |
234,205 |
42.7343 USD |
||||
common stock |
Sale |
228,623 |
42.6607 USD |
||||
common stock |
Sale |
199,175 |
42.2622 USD |
||||
common stock |
Sale |
195,338 |
42.8193 USD |
||||
common stock |
Sale |
162,791 |
42.8279 USD |
||||
common stock |
Sale |
147,604 |
42.9707 USD |
||||
common stock |
Sale |
134,709 |
41.4890 USD |
||||
common stock |
Sale |
113,879 |
42.4892 USD |
||||
common stock |
Sale |
108,372 |
42.3941 USD |
||||
common stock |
Sale |
100,000 |
42.8213 USD |
||||
common stock |
Sale |
95,563 |
39.7749 USD |
||||
common stock |
Sale |
88,454 |
42.7257 USD |
||||
common stock |
Sale |
80,044 |
42.3358 USD |
||||
common stock |
Sale |
77,798 |
42.8158 USD |
||||
common stock |
Sale |
73,247 |
42.7299 USD |
||||
common stock |
Sale |
54,936 |
42.7248 USD |
||||
common stock |
Sale |
44,227 |
42.3307 USD |
||||
common stock |
Sale |
41,403 |
42.3597 USD |
||||
common stock |
Sale |
40,747 |
41.3183 USD |
||||
common stock |
Sale |
38,332 |
42.6118 USD |
||||
common stock |
Sale |
37,431 |
43.1922 USD |
||||
common stock |
Sale |
33,623 |
43.0739 USD |
||||
common stock |
Sale |
33,582 |
43.0062 USD |
||||
common stock |
Sale |
30,532 |
40.3836 USD |
||||
common stock |
Sale |
27,043 |
40.9279 USD |
||||
common stock |
Sale |
26,600 |
42.6201 USD |
||||
common stock |
Sale |
23,085 |
43.2500 USD |
||||
common stock |
Sale |
21,788 |
39.5284 USD |
||||
common stock |
Sale |
20,859 |
42.4230 USD |
||||
common stock |
Sale |
20,233 |
42.4513 USD |
||||
common stock |
Sale |
19,723 |
41.3655 USD |
||||
common stock |
Sale |
19,153 |
42.4295 USD |
||||
common stock |
Sale |
17,184 |
42.5626 USD |
||||
common stock |
Sale |
17,173 |
42.4578 USD |
||||
common stock |
Sale |
16,011 |
42.7132 USD |
||||
common stock |
Sale |
14,854 |
43.1702 USD |
||||
common stock |
Sale |
12,850 |
41.1500 USD |
||||
common stock |
Sale |
12,355 |
42.7386 USD |
||||
common stock |
Sale |
11,939 |
43.0604 USD |
||||
common stock |
Sale |
10,496 |
42.7128 USD |
||||
common stock |
Sale |
10,104 |
42.3750 USD |
||||
common stock |
Sale |
10,000 |
42.8552 USD |
||||
common stock |
Sale |
9,980 |
42.8452 USD |
||||
common stock |
Sale |
8,985 |
43.0233 USD |
||||
common stock |
Sale |
8,334 |
42.7753 USD |
||||
common stock |
Sale |
8,105 |
42.6429 USD |
||||
common stock |
Sale |
7,682 |
41.9990 USD |
||||
common stock |
Sale |
7,623 |
41.7136 USD |
||||
common stock |
Sale |
7,387 |
42.7505 USD |
||||
common stock |
Sale |
6,167 |
42.9185 USD |
||||
common stock |
Sale |
5,472 |
42.2940 USD |
||||
common stock |
Sale |
5,000 |
42.3610 USD |
||||
common stock |
Sale |
4,775 |
42.2300 USD |
||||
common stock |
Sale |
4,665 |
42.9202 USD |
||||
common stock |
Sale |
4,482 |
42.6334 USD |
||||
common stock |
Sale |
4,352 |
42.6671 USD |
||||
common stock |
Sale |
4,333 |
42.9671 USD |
||||
common stock |
Sale |
3,743 |
43.4000 USD |
||||
common stock |
Sale |
3,500 |
43.1667 USD |
||||
common stock |
Sale |
3,084 |
42.3800 USD |
||||
common stock |
Sale |
3,075 |
43.3313 USD |
||||
common stock |
Sale |
2,903 |
43.3394 USD |
||||
common stock |
Sale |
2,518 |
43.3535 USD |
||||
common stock |
Sale |
2,500 |
42.5804 USD |
||||
common stock |
Sale |
2,400 |
41.1000 USD |
||||
common stock |
Sale |
2,044 |
43.2272 USD |
||||
common stock |
Sale |
2,000 |
42.3682 USD |
||||
common stock |
Sale |
2,000 |
43.3295 USD |
||||
common stock |
Sale |
2,000 |
41.9927 USD |
||||
common stock |
Sale |
1,990 |
42.9575 USD |
||||
common stock |
Sale |
1,916 |
42.2946 USD |
||||
common stock |
Sale |
1,720 |
42.7609 USD |
||||
common stock |
Sale |
1,673 |
43.0402 USD |
||||
common stock |
Sale |
1,569 |
43.1600 USD |
||||
common stock |
Sale |
1,550 |
42.2680 USD |
||||
common stock |
Sale |
1,488 |
43.3526 USD |
||||
common stock |
Sale |
1,413 |
43.2512 USD |
||||
common stock |
Sale |
1,310 |
42.2576 USD |
||||
common stock |
Sale |
1,300 |
43.0000 USD |
||||
common stock |
Sale |
1,285 |
41.4900 USD |
||||
common stock |
Sale |
907 |
42.2808 USD |
||||
common stock |
Sale |
893 |
42.4491 USD |
||||
common stock |
Sale |
815 |
42.0823 USD |
||||
common stock |
Sale |
756 |
42.3827 USD |
||||
common stock |
Sale |
755 |
43.0667 USD |
||||
common stock |
Sale |
744 |
42.2526 USD |
||||
common stock |
Sale |
500 |
43.3120 USD |
||||
common stock |
Sale |
500 |
42.4970 USD |
||||
common stock |
Sale |
421 |
43.3511 USD |
||||
common stock |
Sale |
400 |
42.3850 USD |
||||
common stock |
Sale |
400 |
43.2000 USD |
||||
common stock |
Sale |
372 |
43.3508 USD |
||||
common stock |
Sale |
306 |
42.2709 USD |
||||
common stock |
Sale |
300 |
43.0966 USD |
||||
common stock |
Sale |
300 |
43.1500 USD |
||||
common stock |
Sale |
300 |
42.2933 USD |
||||
common stock |
Sale |
279 |
43.2880 USD |
||||
common stock |
Sale |
212 |
42.9963 USD |
||||
common stock |
Sale |
200 |
42.2675 USD |
||||
common stock |
Sale |
150 |
42.4100 USD |
||||
common stock |
Sale |
125 |
43.3300 USD |
||||
common stock |
Sale |
101 |
42.4400 USD |
||||
common stock |
Sale |
100 |
42.8200 USD |
||||
common stock |
Sale |
100 |
42.5500 USD |
||||
common stock |
Sale |
100 |
43.3400 USD |
||||
common stock |
Sale |
100 |
43.3500 USD |
||||
common stock |
Sale |
100 |
42.3400 USD |
||||
common stock |
Sale |
88 |
43.0276 USD |
||||
common stock |
Sale |
25 |
43.3600 USD |
||||
common stock |
Sale |
19 |
39.9726 USD |
||||
common stock |
Sale |
1 |
43.0300 USD |
||||
|
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|
|
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(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
relevant |
description |
|
reference |
unit |
|||
security |
|
|
securities |
|
|||
common stock |
SWAP |
Opening Long |
9,255 |
41.5357 USD |
|||
common stock |
SWAP |
Opening Long |
18,949 |
42.2284 USD |
|||
common stock |
SWAP |
Opening Long |
43,579 |
39.7101 USD |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
(i) |
Writing, selling, purchasing or varying |
|
|||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
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|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
common stock |
Call Options |
Purchasing |
5,200 |
USD |
TBD |
TBD |
0.9615 USD |
common stock |
Put Options |
Selling |
12,100 |
45.0000 USD |
American |
28 Jun 2024 |
2.2603 USD |
common stock |
Call Options |
Purchasing |
5,600 |
USD |
TBD |
TBD |
4.7642 USD |
common stock |
Call Options |
Purchasing |
8,500 |
USD |
TBD |
TBD |
6.1398 USD |
common stock |
Call Options |
Selling |
17,200 |
USD |
TBD |
TBD |
0.5000 USD |
common stock |
Call Options |
Purchasing |
9,000 |
USD |
TBD |
TBD |
1.4158 USD |
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
security |
|
|
applicable) |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
any derivative is referenced: |
|
|
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
28 Jun 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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