FORM 8.3 |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
MORE |
|||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||
(b) |
Owner or controller of interest and short |
|
|||||
|
positions disclosed, if different from 1(a): |
||||||
(c) |
Name of offeror/offeree in relation to whose |
INTERNATIONAL PAPER COMPANY |
|||||
|
relevant securities this form relates: |
||||||
(d) |
If an exempt fund manager connected with an |
|
|||||
|
offeror/offeree, state this and specify identity of |
||||||
|
offeror/offeree: |
||||||
(e) |
Date position held/dealing undertaken: |
05 Jul 2024 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
disclosures in respect of any other party to the offer? |
DS SMITH PLC |
|
||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
to which the disclosure relates following the dealing(if any) |
|
|||||
Class of relevant security: |
common stock |
||||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
|
|
870,794 |
0.25% |
404,364 |
0.12% |
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
and/or controlled: |
|
|
76,162 |
0.02% |
0 |
0.00% |
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
|
|
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
946,956 |
0.27% |
404,364 |
0.12% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
|
|||
which subscription right exists |
|
|
|
|
|||
Details, including nature of the rights |
|
|
|
|
|||
concerned and relevant percentages: |
|
|
|
|
|||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
security |
|
securities |
|
||||
common stock |
Purchase |
193,043 |
42.8385 USD |
||||
common stock |
Purchase |
89,306 |
42.8659 USD |
||||
common stock |
Purchase |
50,144 |
42.8341 USD |
||||
common stock |
Purchase |
37,918 |
42.8617 USD |
||||
common stock |
Purchase |
37,319 |
42.8200 USD |
||||
common stock |
Purchase |
33,007 |
42.8512 USD |
||||
common stock |
Purchase |
28,427 |
42.8435 USD |
||||
common stock |
Purchase |
19,343 |
42.8116 USD |
||||
common stock |
Purchase |
11,093 |
42.8701 USD |
||||
common stock |
Purchase |
6,217 |
42.9089 USD |
||||
common stock |
Purchase |
6,014 |
42.8560 USD |
||||
common stock |
Purchase |
4,464 |
42.6938 USD |
||||
common stock |
Purchase |
3,942 |
42.8089 USD |
||||
common stock |
Purchase |
3,893 |
42.8826 USD |
||||
common stock |
Purchase |
3,415 |
42.8211 USD |
||||
common stock |
Purchase |
3,266 |
42.8575 USD |
||||
common stock |
Purchase |
1,751 |
42.7882 USD |
||||
common stock |
Purchase |
1,512 |
42.8376 USD |
||||
common stock |
Purchase |
1,362 |
42.8584 USD |
||||
common stock |
Purchase |
1,308 |
42.7644 USD |
||||
common stock |
Purchase |
1,246 |
43.2464 USD |
||||
common stock |
Purchase |
1,163 |
42.9028 USD |
||||
common stock |
Purchase |
863 |
42.8579 USD |
||||
common stock |
Purchase |
527 |
42.8907 USD |
||||
common stock |
Purchase |
518 |
39.5874 EUR |
||||
common stock |
Purchase |
400 |
43.2450 USD |
||||
common stock |
Purchase |
400 |
43.0229 USD |
||||
common stock |
Purchase |
346 |
42.7673 USD |
||||
common stock |
Purchase |
339 |
42.7928 USD |
||||
common stock |
Purchase |
335 |
42.8359 USD |
||||
common stock |
Purchase |
322 |
42.8667 USD |
||||
common stock |
Purchase |
305 |
42.9163 USD |
||||
common stock |
Purchase |
300 |
43.2550 USD |
||||
common stock |
Purchase |
287 |
42.8636 USD |
||||
common stock |
Purchase |
270 |
42.7248 USD |
||||
common stock |
Purchase |
209 |
43.0345 USD |
||||
common stock |
Purchase |
200 |
43.2675 USD |
||||
common stock |
Purchase |
146 |
43.2336 USD |
||||
common stock |
Purchase |
100 |
43.2200 USD |
||||
common stock |
Purchase |
100 |
43.2300 USD |
||||
common stock |
Purchase |
80 |
42.7100 USD |
||||
common stock |
Purchase |
65 |
42.9000 USD |
||||
common stock |
Purchase |
65 |
42.9700 USD |
||||
common stock |
Purchase |
25 |
42.7000 USD |
||||
common stock |
Purchase |
22 |
42.8450 USD |
||||
common stock |
Purchase |
18 |
42.8000 USD |
||||
common stock |
Purchase |
8 |
42.8900 USD |
||||
common stock |
Purchase |
1 |
42.7900 USD |
||||
common stock |
Sale |
247,721 |
42.8362 USD |
||||
common stock |
Sale |
68,567 |
42.8752 USD |
||||
common stock |
Sale |
50,800 |
42.8596 USD |
||||
common stock |
Sale |
31,230 |
42.8200 USD |
||||
common stock |
Sale |
20,823 |
42.8687 USD |
||||
common stock |
Sale |
16,639 |
42.8300 USD |
||||
common stock |
Sale |
16,492 |
42.8562 USD |
||||
common stock |
Sale |
14,426 |
42.8119 USD |
||||
common stock |
Sale |
11,685 |
42.8294 USD |
||||
common stock |
Sale |
9,384 |
42.8202 USD |
||||
common stock |
Sale |
6,518 |
42.8589 USD |
||||
common stock |
Sale |
6,431 |
42.9075 USD |
||||
common stock |
Sale |
4,554 |
42.8707 USD |
||||
common stock |
Sale |
3,601 |
42.8281 USD |
||||
common stock |
Sale |
3,146 |
42.8930 USD |
||||
common stock |
Sale |
3,100 |
42.8537 USD |
||||
common stock |
Sale |
2,910 |
42.8076 USD |
||||
common stock |
Sale |
2,755 |
42.8139 USD |
||||
common stock |
Sale |
1,731 |
42.8407 USD |
||||
common stock |
Sale |
1,662 |
42.5948 USD |
||||
common stock |
Sale |
1,629 |
42.8990 USD |
||||
common stock |
Sale |
1,308 |
42.7644 USD |
||||
common stock |
Sale |
1,246 |
43.2464 USD |
||||
common stock |
Sale |
1,246 |
43.2465 USD |
||||
common stock |
Sale |
1,204 |
42.8566 USD |
||||
common stock |
Sale |
894 |
42.8478 USD |
||||
common stock |
Sale |
838 |
42.7952 USD |
||||
common stock |
Sale |
807 |
42.8010 USD |
||||
common stock |
Sale |
688 |
42.8974 USD |
||||
common stock |
Sale |
534 |
42.8422 USD |
||||
common stock |
Sale |
518 |
39.5874 EUR |
||||
common stock |
Sale |
400 |
42.7775 USD |
||||
common stock |
Sale |
349 |
42.7968 USD |
||||
common stock |
Sale |
346 |
42.7673 USD |
||||
common stock |
Sale |
319 |
42.8320 USD |
||||
common stock |
Sale |
300 |
42.8366 USD |
||||
common stock |
Sale |
270 |
42.7248 USD |
||||
common stock |
Sale |
269 |
42.8824 USD |
||||
common stock |
Sale |
217 |
42.7996 USD |
||||
common stock |
Sale |
211 |
42.8731 USD |
||||
common stock |
Sale |
200 |
42.7075 USD |
||||
common stock |
Sale |
200 |
42.9575 USD |
||||
common stock |
Sale |
187 |
42.8522 USD |
||||
common stock |
Sale |
182 |
42.7712 USD |
||||
common stock |
Sale |
160 |
43.0850 USD |
||||
common stock |
Sale |
137 |
42.8100 USD |
||||
common stock |
Sale |
134 |
42.8734 USD |
||||
common stock |
Sale |
130 |
42.9700 USD |
||||
common stock |
Sale |
129 |
42.8772 USD |
||||
common stock |
Sale |
125 |
42.8740 USD |
||||
common stock |
Sale |
100 |
43.0900 USD |
||||
common stock |
Sale |
100 |
42.8850 USD |
||||
common stock |
Sale |
100 |
42.9600 USD |
||||
common stock |
Sale |
68 |
42.8641 USD |
||||
common stock |
Sale |
63 |
42.8400 USD |
||||
common stock |
Sale |
54 |
42.7800 USD |
||||
common stock |
Sale |
49 |
42.8697 USD |
||||
common stock |
Sale |
46 |
43.4800 USD |
||||
common stock |
Sale |
40 |
42.7100 USD |
||||
common stock |
Sale |
25 |
42.7000 USD |
||||
common stock |
Sale |
22 |
42.7900 USD |
||||
common stock |
Sale |
16 |
42.9137 USD |
||||
common stock |
Sale |
8 |
42.7600 USD |
||||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
relevant |
description |
|
reference |
unit |
|||
security |
|
|
securities |
|
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
(i) |
Writing, selling, purchasing or varying |
|
|||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
common stock |
Put Options |
Selling |
700 |
38.0000 USD |
American |
18 Oct 2024 |
0.8000 USD |
common stock |
Call Options |
Selling |
7,800 |
40.0000 USD |
American |
18 Oct 2024 |
4.2000 USD |
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
security |
|
|
applicable) |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
any derivative is referenced: |
|
|
|
|
|
|
|
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
08 Jul 2024 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|