FORM 8.3 |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
MORE |
|||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||
(b) |
Owner or controller of interest and short |
|
|||||
|
positions disclosed, if different from 1(a): |
||||||
(c) |
Name of offeror/offeree in relation to whose |
INTERNATIONAL PAPER COMPANY |
|||||
|
relevant securities this form relates: |
||||||
(d) |
If an exempt fund manager connected with an |
|
|||||
|
offeror/offeree, state this and specify identity of |
||||||
|
offeror/offeree: |
||||||
(e) |
Date position held/dealing undertaken: |
24 Jul 2024 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
disclosures in respect of any other party to the offer? |
DS SMITH PLC |
|
||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
to which the disclosure relates following the dealing(if any) |
|
|||||
Class of relevant security: |
common stock |
||||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
|
|
827,355 |
0.24% |
408,867 |
0.12% |
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
and/or controlled: |
|
|
76,162 |
0.02% |
0 |
0.00% |
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
|
|
0 |
0.00% |
24,700 |
0.01% |
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
903,517 |
0.26% |
433,567 |
0.12% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
|
|||
which subscription right exists |
|
|
|
|
|||
Details, including nature of the rights |
|
|
|
|
|||
concerned and relevant percentages: |
|
|
|
|
|||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
security |
|
securities |
|
||||
common stock |
Purchase |
361,085 |
46.8091 USD |
||||
common stock |
Purchase |
296,411 |
46.7801 USD |
||||
common stock |
Purchase |
234,665 |
46.3210 USD |
||||
common stock |
Purchase |
214,300 |
46.6974 USD |
||||
common stock |
Purchase |
134,677 |
46.4210 USD |
||||
common stock |
Purchase |
129,713 |
47.0322 USD |
||||
common stock |
Purchase |
95,419 |
46.8970 USD |
||||
common stock |
Purchase |
95,407 |
46.3616 USD |
||||
common stock |
Purchase |
95,364 |
46.5177 USD |
||||
common stock |
Purchase |
60,714 |
46.6307 USD |
||||
common stock |
Purchase |
38,870 |
46.7655 USD |
||||
common stock |
Purchase |
32,265 |
46.8086 USD |
||||
common stock |
Purchase |
25,619 |
46.9955 USD |
||||
common stock |
Purchase |
23,802 |
46.6056 USD |
||||
common stock |
Purchase |
21,779 |
46.7165 USD |
||||
common stock |
Purchase |
19,648 |
46.6937 USD |
||||
common stock |
Purchase |
19,383 |
46.7102 USD |
||||
common stock |
Purchase |
16,719 |
46.6933 USD |
||||
common stock |
Purchase |
14,390 |
46.5928 USD |
||||
common stock |
Purchase |
12,920 |
46.6439 USD |
||||
common stock |
Purchase |
10,526 |
46.2784 USD |
||||
common stock |
Purchase |
10,181 |
46.6870 USD |
||||
common stock |
Purchase |
9,499 |
46.6936 USD |
||||
common stock |
Purchase |
6,637 |
46.7091 USD |
||||
common stock |
Purchase |
6,483 |
46.7459 USD |
||||
common stock |
Purchase |
5,592 |
46.2800 USD |
||||
common stock |
Purchase |
5,466 |
46.6293 USD |
||||
common stock |
Purchase |
4,759 |
46.8373 USD |
||||
common stock |
Purchase |
4,258 |
47.0537 USD |
||||
common stock |
Purchase |
3,762 |
46.5092 USD |
||||
common stock |
Purchase |
3,218 |
46.6453 USD |
||||
common stock |
Purchase |
3,074 |
46.9114 USD |
||||
common stock |
Purchase |
3,011 |
46.4734 USD |
||||
common stock |
Purchase |
2,861 |
47.1583 USD |
||||
common stock |
Purchase |
2,600 |
46.7657 USD |
||||
common stock |
Purchase |
2,578 |
46.4285 USD |
||||
common stock |
Purchase |
2,185 |
46.6129 USD |
||||
common stock |
Purchase |
2,006 |
46.7394 USD |
||||
common stock |
Purchase |
1,932 |
46.1629 USD |
||||
common stock |
Purchase |
1,594 |
46.8129 USD |
||||
common stock |
Purchase |
1,250 |
46.2799 USD |
||||
common stock |
Purchase |
1,233 |
46.3547 USD |
||||
common stock |
Purchase |
907 |
46.2034 USD |
||||
common stock |
Purchase |
873 |
46.5405 USD |
||||
common stock |
Purchase |
855 |
46.9635 USD |
||||
common stock |
Purchase |
799 |
46.6892 USD |
||||
common stock |
Purchase |
688 |
46.7339 USD |
||||
common stock |
Purchase |
668 |
46.9386 USD |
||||
common stock |
Purchase |
585 |
46.5388 USD |
||||
common stock |
Purchase |
500 |
46.8380 USD |
||||
common stock |
Purchase |
317 |
46.5488 USD |
||||
common stock |
Purchase |
300 |
46.8066 USD |
||||
common stock |
Purchase |
300 |
46.8800 USD |
||||
common stock |
Purchase |
211 |
41.6959 EUR |
||||
common stock |
Purchase |
162 |
46.8950 USD |
||||
common stock |
Purchase |
55 |
41.6363 EUR |
||||
common stock |
Purchase |
16 |
45.3050 USD |
||||
common stock |
Sale |
413,454 |
46.7817 USD |
||||
common stock |
Sale |
221,348 |
46.8276 USD |
||||
common stock |
Sale |
164,458 |
46.2739 USD |
||||
common stock |
Sale |
159,952 |
46.8233 USD |
||||
common stock |
Sale |
138,940 |
46.8227 USD |
||||
common stock |
Sale |
122,370 |
46.4588 USD |
||||
common stock |
Sale |
75,954 |
46.3292 USD |
||||
common stock |
Sale |
73,501 |
46.3204 USD |
||||
common stock |
Sale |
69,214 |
46.6346 USD |
||||
common stock |
Sale |
57,088 |
46.7209 USD |
||||
common stock |
Sale |
47,972 |
46.6267 USD |
||||
common stock |
Sale |
32,265 |
46.8086 USD |
||||
common stock |
Sale |
29,160 |
46.7516 USD |
||||
common stock |
Sale |
27,824 |
46.6777 USD |
||||
common stock |
Sale |
27,293 |
46.6870 USD |
||||
common stock |
Sale |
26,784 |
46.6754 USD |
||||
common stock |
Sale |
24,814 |
46.5147 USD |
||||
common stock |
Sale |
22,567 |
46.7603 USD |
||||
common stock |
Sale |
20,411 |
46.6163 USD |
||||
common stock |
Sale |
19,957 |
46.7440 USD |
||||
common stock |
Sale |
19,881 |
46.8845 USD |
||||
common stock |
Sale |
18,868 |
46.4358 USD |
||||
common stock |
Sale |
16,495 |
46.9097 USD |
||||
common stock |
Sale |
13,500 |
46.8512 USD |
||||
common stock |
Sale |
13,428 |
46.2800 USD |
||||
common stock |
Sale |
13,246 |
46.5439 USD |
||||
common stock |
Sale |
12,043 |
46.5177 USD |
||||
common stock |
Sale |
11,945 |
47.0013 USD |
||||
common stock |
Sale |
11,633 |
46.8012 USD |
||||
common stock |
Sale |
11,560 |
46.8065 USD |
||||
common stock |
Sale |
11,046 |
46.7715 USD |
||||
common stock |
Sale |
10,526 |
46.2784 USD |
||||
common stock |
Sale |
9,765 |
46.7479 USD |
||||
common stock |
Sale |
7,298 |
46.7835 USD |
||||
common stock |
Sale |
6,783 |
46.8098 USD |
||||
common stock |
Sale |
5,201 |
46.8535 USD |
||||
common stock |
Sale |
5,005 |
46.9817 USD |
||||
common stock |
Sale |
4,980 |
46.7929 USD |
||||
common stock |
Sale |
4,759 |
46.8373 USD |
||||
common stock |
Sale |
4,300 |
46.8577 USD |
||||
common stock |
Sale |
4,158 |
46.7505 USD |
||||
common stock |
Sale |
3,439 |
46.9465 USD |
||||
common stock |
Sale |
3,218 |
46.6453 USD |
||||
common stock |
Sale |
3,135 |
46.8458 USD |
||||
common stock |
Sale |
3,074 |
46.9114 USD |
||||
common stock |
Sale |
2,720 |
46.7416 USD |
||||
common stock |
Sale |
2,600 |
46.7657 USD |
||||
common stock |
Sale |
2,160 |
47.0555 USD |
||||
common stock |
Sale |
2,143 |
46.5568 USD |
||||
common stock |
Sale |
2,006 |
46.7394 USD |
||||
common stock |
Sale |
2,006 |
46.8418 USD |
||||
common stock |
Sale |
1,800 |
46.9947 USD |
||||
common stock |
Sale |
1,708 |
46.9457 USD |
||||
common stock |
Sale |
1,600 |
46.6400 USD |
||||
common stock |
Sale |
1,469 |
46.5884 USD |
||||
common stock |
Sale |
1,400 |
46.7414 USD |
||||
common stock |
Sale |
1,293 |
46.9056 USD |
||||
common stock |
Sale |
1,194 |
46.8425 USD |
||||
common stock |
Sale |
1,109 |
46.2168 USD |
||||
common stock |
Sale |
1,096 |
46.7848 USD |
||||
common stock |
Sale |
900 |
46.1888 USD |
||||
common stock |
Sale |
887 |
46.8027 USD |
||||
common stock |
Sale |
855 |
46.9635 USD |
||||
common stock |
Sale |
841 |
46.8896 USD |
||||
common stock |
Sale |
830 |
46.6934 USD |
||||
common stock |
Sale |
619 |
46.7849 USD |
||||
common stock |
Sale |
576 |
47.0530 USD |
||||
common stock |
Sale |
506 |
46.9683 USD |
||||
common stock |
Sale |
459 |
46.4416 USD |
||||
common stock |
Sale |
450 |
46.4724 USD |
||||
common stock |
Sale |
438 |
46.3269 USD |
||||
common stock |
Sale |
407 |
47.0352 USD |
||||
common stock |
Sale |
400 |
46.7243 USD |
||||
common stock |
Sale |
395 |
46.7367 USD |
||||
common stock |
Sale |
300 |
46.8600 USD |
||||
common stock |
Sale |
300 |
46.8800 USD |
||||
common stock |
Sale |
262 |
46.1805 USD |
||||
common stock |
Sale |
250 |
46.9940 USD |
||||
common stock |
Sale |
211 |
41.6959 EUR |
||||
common stock |
Sale |
200 |
46.4550 USD |
||||
common stock |
Sale |
192 |
47.0122 USD |
||||
common stock |
Sale |
188 |
46.7595 USD |
||||
common stock |
Sale |
152 |
47.0507 USD |
||||
common stock |
Sale |
147 |
47.1700 USD |
||||
common stock |
Sale |
100 |
46.8700 USD |
||||
common stock |
Sale |
100 |
46.9600 USD |
||||
common stock |
Sale |
100 |
45.0200 USD |
||||
common stock |
Sale |
100 |
46.8300 USD |
||||
common stock |
Sale |
95 |
46.7645 USD |
||||
common stock |
Sale |
89 |
46.2400 USD |
||||
common stock |
Sale |
63 |
46.2200 USD |
||||
common stock |
Sale |
55 |
41.6363 EUR |
||||
common stock |
Sale |
40 |
46.7500 USD |
||||
common stock |
Sale |
21 |
45.4900 USD |
||||
common stock |
Sale |
19 |
47.0900 USD |
||||
common stock |
Sale |
14 |
45.2000 USD |
||||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
relevant |
description |
|
reference |
unit |
|||
security |
|
|
securities |
|
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
(i) |
Writing, selling, purchasing or varying |
|
|||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
security |
|
|
applicable) |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
any derivative is referenced: |
|
|
|
|
|
|
|
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
||||||
Date of disclosure: |
25 Jul 2024 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
|||||||
PURCHASE OR SELL ETC. |
|||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
are being disclosed: |
|||||||
Name of offeror/offeree in relation to whose |
INTERNATIONAL PAPER CO |
||||||
relevant securities this from relates: |
|||||||
|
|
|
|
|
|
|
|
2. |
OPTIONS AND DERIVATIVES |
||||||
Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
|
common stock |
Put Options |
Purchased |
-24,700 |
43.0000 |
American |
16 Aug 2024 |
|
|
|
|
|
|
|
|
|
3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
||||||
Full details should be given so that the nature of the interest or position can be fully understood: |
|||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|