FORM 8.3 |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
MORE |
|||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||
(b) |
Owner or controller of interest and short |
|
|||||
|
positions disclosed, if different from 1(a): |
||||||
(c) |
Name of offeror/offeree in relation to whose |
INTERNATIONAL PAPER COMPANY |
|||||
|
relevant securities this form relates: |
||||||
(d) |
If an exempt fund manager connected with an |
|
|||||
|
offeror/offeree, state this and specify identity of |
||||||
|
offeror/offeree: |
||||||
(e) |
Date position held/dealing undertaken: |
11 Oct 2024 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
disclosures in respect of any other party to the offer? |
DS SMITH PLC |
|
||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
to which the disclosure relates following the dealing(if any) |
|
|||||
Class of relevant security: |
common stock |
||||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
|
|
856,860 |
0.25% |
408,812 |
0.12% |
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
and/or controlled: |
|
|
315,637 |
0.09% |
0 |
0.00% |
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
|
|
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
1,172,497 |
0.34% |
408,812 |
0.12% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
|
|||
which subscription right exists |
|
|
|
|
|||
Details, including nature of the rights |
|
|
|
|
|||
concerned and relevant percentages: |
|
|
|
|
|||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
security |
|
securities |
|
||||
common stock |
Purchase |
131,368 |
48.0762 USD |
||||
common stock |
Purchase |
58,504 |
48.1900 USD |
||||
common stock |
Purchase |
41,510 |
48.0734 USD |
||||
common stock |
Purchase |
38,974 |
48.1174 USD |
||||
common stock |
Purchase |
19,273 |
48.0557 USD |
||||
common stock |
Purchase |
14,358 |
48.0490 USD |
||||
common stock |
Purchase |
10,250 |
48.0401 USD |
||||
common stock |
Purchase |
3,628 |
48.0193 USD |
||||
common stock |
Purchase |
3,078 |
48.1908 USD |
||||
common stock |
Purchase |
2,669 |
48.2160 USD |
||||
common stock |
Purchase |
2,240 |
47.9580 USD |
||||
common stock |
Purchase |
1,413 |
48.1217 USD |
||||
common stock |
Purchase |
1,035 |
48.1810 USD |
||||
common stock |
Purchase |
746 |
48.1890 USD |
||||
common stock |
Purchase |
565 |
48.0359 USD |
||||
common stock |
Purchase |
371 |
48.1817 USD |
||||
common stock |
Purchase |
292 |
47.2915 USD |
||||
common stock |
Purchase |
102 |
48.3253 USD |
||||
common stock |
Purchase |
100 |
47.5200 USD |
||||
common stock |
Purchase |
100 |
47.9500 USD |
||||
common stock |
Purchase |
38 |
47.8300 USD |
||||
common stock |
Purchase |
12 |
48.3000 USD |
||||
common stock |
Purchase |
3 |
48.2066 USD |
||||
common stock |
Sale |
58,860 |
48.1290 USD |
||||
common stock |
Sale |
52,520 |
48.1900 USD |
||||
common stock |
Sale |
41,821 |
48.0420 USD |
||||
common stock |
Sale |
24,742 |
48.0737 USD |
||||
common stock |
Sale |
24,229 |
48.1183 USD |
||||
common stock |
Sale |
19,763 |
47.8507 USD |
||||
common stock |
Sale |
15,574 |
48.0335 USD |
||||
common stock |
Sale |
13,194 |
48.1226 USD |
||||
common stock |
Sale |
10,927 |
48.1238 USD |
||||
common stock |
Sale |
10,686 |
48.1308 USD |
||||
common stock |
Sale |
6,416 |
48.0981 USD |
||||
common stock |
Sale |
5,697 |
48.0751 USD |
||||
common stock |
Sale |
4,718 |
48.0657 USD |
||||
common stock |
Sale |
3,996 |
48.1236 USD |
||||
common stock |
Sale |
3,779 |
48.1336 USD |
||||
common stock |
Sale |
3,583 |
48.1443 USD |
||||
common stock |
Sale |
3,560 |
48.1914 USD |
||||
common stock |
Sale |
2,831 |
47.9628 USD |
||||
common stock |
Sale |
2,772 |
48.1349 USD |
||||
common stock |
Sale |
2,512 |
48.1772 USD |
||||
common stock |
Sale |
2,294 |
48.1827 USD |
||||
common stock |
Sale |
2,116 |
48.0623 USD |
||||
common stock |
Sale |
1,863 |
48.3416 USD |
||||
common stock |
Sale |
1,627 |
48.1110 USD |
||||
common stock |
Sale |
1,035 |
48.1298 USD |
||||
common stock |
Sale |
794 |
48.0387 USD |
||||
common stock |
Sale |
714 |
48.1908 USD |
||||
common stock |
Sale |
700 |
48.0692 USD |
||||
common stock |
Sale |
698 |
47.7881 USD |
||||
common stock |
Sale |
590 |
48.0372 USD |
||||
common stock |
Sale |
565 |
48.0359 USD |
||||
common stock |
Sale |
553 |
48.0161 USD |
||||
common stock |
Sale |
419 |
48.1913 USD |
||||
common stock |
Sale |
211 |
48.1322 USD |
||||
common stock |
Sale |
200 |
48.0050 USD |
||||
common stock |
Sale |
200 |
48.2000 USD |
||||
common stock |
Sale |
200 |
47.8300 USD |
||||
common stock |
Sale |
186 |
47.0000 USD |
||||
common stock |
Sale |
100 |
48.0350 USD |
||||
common stock |
Sale |
50 |
48.1620 USD |
||||
common stock |
Sale |
32 |
48.1500 USD |
||||
common stock |
Sale |
31 |
48.2200 USD |
||||
common stock |
Sale |
19 |
47.9800 USD |
||||
common stock |
Sale |
15 |
48.1100 USD |
||||
common stock |
Sale |
5 |
48.2700 USD |
||||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
relevant |
description |
|
reference |
unit |
|||
security |
|
|
securities |
|
|||
common stock |
SWAP |
Decreasing Long |
577 |
48.1910 USD |
|||
common stock |
SWAP |
Decreasing Long |
1,101 |
48.1924 USD |
|||
common stock |
SWAP |
Decreasing Long |
1,675 |
48.1925 USD |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
(i) |
Writing, selling, purchasing or varying |
|
|||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
security |
|
|
applicable) |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
any derivative is referenced: |
|
|
|
|
|
|
|
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
14 Oct 2024 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|