FORM 8.3 |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
MORE |
|||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||
(b) |
Owner or controller of interest and short |
|
|||||
|
positions disclosed, if different from 1(a): |
||||||
(c) |
Name of offeror/offeree in relation to whose |
INTERNATIONAL PAPER COMPANY |
|||||
|
relevant securities this form relates: |
||||||
(d) |
If an exempt fund manager connected with an |
|
|||||
|
offeror/offeree, state this and specify identity of |
||||||
|
offeror/offeree: |
||||||
(e) |
Date position held/dealing undertaken: |
14 Oct 2024 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
disclosures in respect of any other party to the offer? |
DS SMITH PLC |
|
||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
to which the disclosure relates following the dealing(if any) |
|
|||||
Class of relevant security: |
common stock |
||||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
|
|
858,076 |
0.25% |
408,640 |
0.11% |
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
and/or controlled: |
|
|
315,087 |
0.09% |
0 |
0.00% |
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
|
|
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
1,173,163 |
0.34% |
408,640 |
0.11% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
|
|||
which subscription right exists |
|
|
|
|
|||
Details, including nature of the rights |
|
|
|
|
|||
concerned and relevant percentages: |
|
|
|
|
|||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
security |
|
securities |
|
||||
common stock |
Purchase |
59,431 |
48.1004 USD |
||||
common stock |
Purchase |
36,614 |
48.0623 USD |
||||
common stock |
Purchase |
22,584 |
48.0800 USD |
||||
common stock |
Purchase |
20,306 |
48.0475 USD |
||||
common stock |
Purchase |
12,446 |
48.0604 USD |
||||
common stock |
Purchase |
7,862 |
47.9436 USD |
||||
common stock |
Purchase |
3,968 |
48.0802 USD |
||||
common stock |
Purchase |
2,482 |
47.9699 USD |
||||
common stock |
Purchase |
2,316 |
48.1173 USD |
||||
common stock |
Purchase |
1,994 |
48.0551 USD |
||||
common stock |
Purchase |
1,911 |
48.0798 USD |
||||
common stock |
Purchase |
672 |
48.1052 USD |
||||
common stock |
Purchase |
631 |
47.9163 USD |
||||
common stock |
Purchase |
571 |
48.0643 USD |
||||
common stock |
Purchase |
516 |
48.0839 USD |
||||
common stock |
Purchase |
502 |
47.9469 USD |
||||
common stock |
Purchase |
488 |
47.9817 USD |
||||
common stock |
Purchase |
150 |
48.1900 USD |
||||
common stock |
Purchase |
2 |
47.9100 USD |
||||
common stock |
Sale |
29,736 |
48.0613 USD |
||||
common stock |
Sale |
21,230 |
48.1047 USD |
||||
common stock |
Sale |
19,337 |
48.1039 USD |
||||
common stock |
Sale |
14,912 |
48.0816 USD |
||||
common stock |
Sale |
12,373 |
48.0806 USD |
||||
common stock |
Sale |
10,261 |
48.1055 USD |
||||
common stock |
Sale |
8,238 |
48.0906 USD |
||||
common stock |
Sale |
7,465 |
47.9083 USD |
||||
common stock |
Sale |
6,016 |
48.0800 USD |
||||
common stock |
Sale |
4,135 |
47.8434 USD |
||||
common stock |
Sale |
4,006 |
48.1103 USD |
||||
common stock |
Sale |
3,446 |
48.1202 USD |
||||
common stock |
Sale |
3,262 |
48.1027 USD |
||||
common stock |
Sale |
3,212 |
48.0402 USD |
||||
common stock |
Sale |
2,230 |
48.1301 USD |
||||
common stock |
Sale |
2,200 |
48.0404 USD |
||||
common stock |
Sale |
2,121 |
47.7978 USD |
||||
common stock |
Sale |
2,104 |
48.0691 USD |
||||
common stock |
Sale |
1,911 |
47.9594 USD |
||||
common stock |
Sale |
1,911 |
48.0798 USD |
||||
common stock |
Sale |
1,751 |
48.1185 USD |
||||
common stock |
Sale |
1,667 |
48.0989 USD |
||||
common stock |
Sale |
1,519 |
47.9650 USD |
||||
common stock |
Sale |
1,299 |
48.1357 USD |
||||
common stock |
Sale |
1,056 |
48.0910 USD |
||||
common stock |
Sale |
1,027 |
48.1333 USD |
||||
common stock |
Sale |
926 |
48.1302 USD |
||||
common stock |
Sale |
897 |
48.1311 USD |
||||
common stock |
Sale |
600 |
48.1700 USD |
||||
common stock |
Sale |
591 |
48.1232 USD |
||||
common stock |
Sale |
571 |
48.0643 USD |
||||
common stock |
Sale |
543 |
48.0750 USD |
||||
common stock |
Sale |
516 |
48.0839 USD |
||||
common stock |
Sale |
334 |
48.1052 USD |
||||
common stock |
Sale |
203 |
48.1025 USD |
||||
common stock |
Sale |
150 |
48.0466 USD |
||||
common stock |
Sale |
149 |
48.0700 USD |
||||
common stock |
Sale |
126 |
48.0679 USD |
||||
common stock |
Sale |
115 |
48.0600 USD |
||||
common stock |
Sale |
100 |
48.1100 USD |
||||
common stock |
Sale |
100 |
48.0000 USD |
||||
common stock |
Sale |
88 |
48.1200 USD |
||||
common stock |
Sale |
37 |
48.0950 USD |
||||
common stock |
Sale |
13 |
47.7400 USD |
||||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
relevant |
description |
|
reference |
unit |
|||
security |
|
|
securities |
|
|||
common stock |
SWAP |
Decreasing Long |
550 |
48.0825 USD |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
(i) |
Writing, selling, purchasing or varying |
|
|||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
security |
|
|
applicable) |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
any derivative is referenced: |
|
|
|
|
|
|
|
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
15 Oct 2024 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|