Form 8.3 - INVESTEC LIMITED - Amendment
Amendment - The Rule 8.3 report published earlier today did not include details of all Dealings in Section 3(a). This
amended report contains the corrected details.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: Investec Ltd
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 03 June 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Investec Plc
Rensburg Sheppards Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 1,583,045 0.59% 883,958 0.33%
(2) Derivatives
(other
than options): 34,021 0.01% 0 0.00%
(3) Options and
agreements to
purchase/sell: 0 0.00 0 0.00
TOTAL: 1,617,066 0.60% 883,958 0.33%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 9 58.1700 ZAR
ORD Purchase 70 59.5000 ZAR
ORD Purchase 83 58.0900 ZAR
ORD Purchase 102 58.2700 ZAR
ORD Purchase 102 58.3700 ZAR
ORD Purchase 102 58.7000 ZAR
ORD Purchase 102 59.0800 ZAR
ORD Purchase 102 59.2200 ZAR
ORD Purchase 103 58.4100 ZAR
ORD Purchase 103 58.4500 ZAR
ORD Purchase 103 58.4600 ZAR
ORD Purchase 103 58.8200 ZAR
ORD Purchase 103 58.8700 ZAR
ORD Purchase 103 59.4600 ZAR
ORD Purchase 103 59.4900 ZAR
ORD Purchase 104 59.4000 ZAR
ORD Purchase 124 58.5800 ZAR
ORD Purchase 132 57.9800 ZAR
ORD Purchase 135 58.6000 ZAR
ORD Purchase 142 58.6900 ZAR
ORD Purchase 149 59.1200 ZAR
ORD Purchase 184 58.5000 ZAR
ORD Purchase 196 59.0900 ZAR
ORD Purchase 200 59.2500 ZAR
ORD Purchase 204 58.5700 ZAR
ORD Purchase 204 59.1600 ZAR
ORD Purchase 214 58.1800 ZAR
ORD Purchase 223 58.8600 ZAR
ORD Purchase 225 58.9100 ZAR
ORD Purchase 265 58.1000 ZAR
ORD Purchase 268 59.2000 ZAR
ORD Purchase 270 58.2100 ZAR
ORD Purchase 306 58.8800 ZAR
ORD Purchase 308 59.1000 ZAR
ORD Purchase 348 59.1100 ZAR
ORD Purchase 353 58.9000 ZAR
ORD Purchase 395 58.5900 ZAR
ORD Purchase 399 58.9600 ZAR
ORD Purchase 414 58.6400 ZAR
ORD Purchase 469 59.2100 ZAR
ORD Purchase 494 59.1400 ZAR
ORD Purchase 511 57.8300 ZAR
ORD Purchase 519 58.9400 ZAR
ORD Purchase 581 58.8500 ZAR
ORD Purchase 585 58.0200 ZAR
ORD Purchase 587 59.2900 ZAR
ORD Purchase 594 58.0100 ZAR
ORD Purchase 615 58.9700 ZAR
ORD Purchase 634 58.7600 ZAR
ORD Purchase 734 58.9800 ZAR
ORD Purchase 755 58.9500 ZAR
ORD Purchase 781 59.1700 ZAR
ORD Purchase 831 58.8000 ZAR
ORD Purchase 942 59.0100 ZAR
ORD Purchase 981 59.1300 ZAR
ORD Purchase 1,008 59.0300 ZAR
ORD Purchase 1,014 58.9900 ZAR
ORD Purchase 1,126 59.0500 ZAR
ORD Purchase 1,193 59.0400 ZAR
ORD Purchase 1,284 58.8900 ZAR
ORD Purchase 1,440 58.6200 ZAR
ORD Purchase 1,448 59.1800 ZAR
ORD Purchase 1,638 58.2200 ZAR
ORD Purchase 1,741 57.8400 ZAR
ORD Purchase 1,755 59.1500 ZAR
ORD Purchase 1,829 59.1900 ZAR
ORD Purchase 1,905 58.5100 ZAR
ORD Purchase 1,905 58.6700 ZAR
ORD Purchase 2,000 57.9000 ZAR
ORD Purchase 2,675 59.0000 ZAR
ORD Purchase 3,000 57.9100 ZAR
ORD Purchase 3,000 58.0400 ZAR
ORD Purchase 3,900 57.9200 ZAR
ORD Purchase 4,192 57.8500 ZAR
ORD Purchase 4,355 58.1300 ZAR
ORD Purchase 5,100 57.8900 ZAR
ORD Purchase 9,049 57.8600 ZAR
ORD Sale 20 59.1900 ZAR
ORD Sale 103 58.8700 ZAR
ORD Sale 103 59.4900 ZAR
ORD Sale 104 58.9900 ZAR
ORD Sale 132 57.9800 ZAR
ORD Sale 164 59.0100 ZAR
ORD Sale 216 59.1800 ZAR
ORD Sale 257 59.0500 ZAR
ORD Sale 319 58.8000 ZAR
ORD Sale 345 58.9700 ZAR
ORD Sale 399 59.0300 ZAR
ORD Sale 426 58.9300 ZAR
ORD Sale 517 58.8900 ZAR
ORD Sale 532 59.2600 ZAR
ORD Sale 623 58.6800 ZAR
ORD Sale 717 59.4600 ZAR
ORD Sale 750 59.0800 ZAR
ORD Sale 823 58.4200 ZAR
ORD Sale 830 59.1200 ZAR
ORD Sale 920 59.0600 ZAR
ORD Sale 928 58.6200 ZAR
ORD Sale 949 58.0600 ZAR
ORD Sale 977 58.5900 ZAR
ORD Sale 1,022 58.0400 ZAR
ORD Sale 1,121 58.9200 ZAR
ORD Sale 1,170 59.0700 ZAR
ORD Sale 1,332 59.0400 ZAR
ORD Sale 1,490 58.8800 ZAR
ORD Sale 1,553 58.9600 ZAR
ORD Sale 2,193 58.7900 ZAR
ORD Sale 3,333 58.7600 ZAR
ORD Sale 3,356 59.1400 ZAR
ORD Sale 4,807 58.9000 ZAR
ORD Sale 5,286 59.0000 ZAR
ORD Sale 5,981 58.9800 ZAR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD CFD Long 1,396 59.2152 ZAR
ORD CFD Long 7,127 58.8893 ZAR
ORD CFD Long 28,299 58.8123 ZAR
ORD CFD Long 36,689 58.0977 ZAR
ORD CFD Short 6,316 58.6588 ZAR
ORD CFD Short 30,373 57.9852 ZAR
ORD CFD Short 36,822 58.8471 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 04 Jun 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.