Form 8.3 - INVESTEC LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: Investec Ltd
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 21 April 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Investec Plc
Rensburg Sheppards Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 465,558 0.18% 816,319 0.32%
(2) Derivatives
(other
than options): 94,297 0.04% 94,297 0.04%
(3) Options and
agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 559,855 0.22% 910,616 0.36%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
Ordinary Purchase 15130 63.90
Ordinary Purchase 4000 64.03
Ordinary Purchase 2200 64.06
Ordinary Purchase 14 64.12
Ordinary Purchase 2482 64.14
Ordinary Purchase 6690 64.15
Ordinary Purchase 2680 64.16
Ordinary Purchase 6514 64.17
Ordinary Purchase 10066 64.18
Ordinary Purchase 10824 64.19
Ordinary Purchase 10844 64.20
Ordinary Purchase 22 64.21
Ordinary Purchase 1588 64.26
Ordinary Purchase 4900 64.27
Ordinary Purchase 6858 64.29
Ordinary Purchase 8848 64.30
Ordinary Purchase 2200 64.31
Ordinary Purchase 916 64.32
Ordinary Purchase 8404 64.33
Ordinary Purchase 1900 64.62
Ordinary Purchase 902 64.63
Ordinary Purchase 4768 64.67
Ordinary Purchase 566 64.70
Ordinary Purchase 2 64.73
Ordinary Purchase 300 64.80
Ordinary Purchase 8 64.85
Ordinary Purchase 22 64.99
Ordinary Purchase 512 65.00
Ordinary Purchase 5740 65.01
Ordinary Purchase 1298 65.02
Ordinary Purchase 196 65.04
Ordinary Purchase 22 65.09
Ordinary Purchase 76 65.10
Ordinary Purchase 156 65.13
Ordinary Purchase 80 65.16
Ordinary Purchase 526 65.17
Ordinary Purchase 50 65.18
Ordinary Purchase 674 65.20
Ordinary Purchase 96 65.21
Ordinary Purchase 120 65.22
Ordinary Purchase 48 65.24
Ordinary Purchase 348 65.25
Ordinary Purchase 124 65.27
Ordinary Purchase 250 65.33
Ordinary Purchase 242 65.34
Ordinary Purchase 40 65.46
Ordinary Purchase 80 65.47
Ordinary Purchase 106 65.48
Ordinary Purchase 820 65.50
Ordinary Purchase 44 66.13
Ordinary Purchase 40 66.16
Ordinary Purchase 40 66.20
Ordinary Purchase 40 66.39
Ordinary Purchase 40 66.44
Ordinary Purchase 5,537 64.8869
Ordinary Purchase 26,221 64.8869
Ordinary Purchase 30,419 64.8869
Ordinary Sale -204 64.13
Ordinary Sale -476 64.15
Ordinary Sale -200 64.17
Ordinary Sale -800 64.20
Ordinary Sale -14834 64.29
Ordinary Sale -600 64.30
Ordinary Sale -40 64.35
Ordinary Sale -540 64.39
Ordinary Sale -200 64.60
Ordinary Sale -40 64.62
Ordinary Sale -3956 64.69
Ordinary Sale -600 64.76
Ordinary Sale -800 64.82
Ordinary Sale -800 64.90
Ordinary Sale -544 64.91
Ordinary Sale -13652 64.94
Ordinary Sale -2324 64.96
Ordinary Sale -200 64.97
Ordinary Sale -800 64.98
Ordinary Sale -2796 64.99
Ordinary Sale -4356 65.00
Ordinary Sale -2442 65.08
Ordinary Sale -268 65.09
Ordinary Sale -200 65.10
Ordinary Sale -18 65.12
Ordinary Sale -3520 65.13
Ordinary Sale -1020 65.16
Ordinary Sale -526 65.17
Ordinary Sale -200 65.19
Ordinary Sale -4094 65.21
Ordinary Sale -120 65.22
Ordinary Sale -400 65.24
Ordinary Sale -2800 65.32
Ordinary Sale -988 65.33
Ordinary Sale -3000 65.34
Ordinary Sale -120 65.46
Ordinary Sale -80 65.47
Ordinary Sale -200 65.48
Ordinary Sale -856 66.16
Ordinary Sale -40 66.39
Ordinary Sale -682 66.41
Ordinary Sale -1046 66.49
Ordinary Sale -46,079 64.4721
Ordinary Sale -60,334 64.9140
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
Ordinary CFD Long 1,312 66.3351
Ordinary CFD Long 6,017 64.8768
Ordinary CFD Long 18,149 64.6332
Ordinary CFD Long 42,568 64.268
Ordinary CFD Short 2,676 64.6825
Ordinary CFD Short 3,610 65.0463
Ordinary CFD Short 14,437 64.1299
Ordinary CFD Short 21,845 64.1882
Ordinary CFD Short 25,478 64.7773
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 April 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.