Form 8.3 - INVESTEC LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: Investec Ltd
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 18 May 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Investec Plc
Rensburg Sheppards Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 1,619,778 0.60% 962,040 0.36%
(2) Derivatives
(other
than options): 87,136 0.03% 0 0.00%
(3) Options and
agreements to
purchase/sell: 0 0.00 0 0.00
TOTAL: 1,706,914 0.63% 962,040 0.36%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 42 56.8800 ZAR
ORD Purchase 59 57.5000 ZAR
ORD Purchase 102 57.2800 ZAR
ORD Purchase 103 57.5800 ZAR
ORD Purchase 105 56.9500 ZAR
ORD Purchase 195 57.2500 ZAR
ORD Purchase 220 57.3500 ZAR
ORD Purchase 310 57.1700 ZAR
ORD Purchase 377 57.2100 ZAR
ORD Purchase 401 57.4100 ZAR
ORD Purchase 512 56.5900 ZAR
ORD Purchase 618 56.9000 ZAR
ORD Purchase 667 57.2400 ZAR
ORD Purchase 703 57.0600 ZAR
ORD Purchase 786 57.3100 ZAR
ORD Purchase 916 57.4300 ZAR
ORD Purchase 930 57.0900 ZAR
ORD Purchase 941 57.2700 ZAR
ORD Purchase 1,000 57.0500 ZAR
ORD Purchase 1,000 57.1400 ZAR
ORD Purchase 1,000 57.1500 ZAR
ORD Purchase 1,033 57.4500 ZAR
ORD Purchase 1,082 57.1900 ZAR
ORD Purchase 1,098 57.0000 ZAR
ORD Purchase 1,235 57.5400 ZAR
ORD Purchase 1,258 57.0800 ZAR
ORD Purchase 1,381 57.3800 ZAR
ORD Purchase 1,386 57.5300 ZAR
ORD Purchase 1,886 57.4800 ZAR
ORD Purchase 1,916 57.3700 ZAR
ORD Purchase 1,929 56.8600 ZAR
ORD Purchase 2,000 57.4400 ZAR
ORD Purchase 2,778 57.6000 ZAR
ORD Purchase 2,883 57.2900 ZAR
ORD Purchase 3,038 57.2000 ZAR
ORD Purchase 3,280 57.1600 ZAR
ORD Purchase 3,299 57.4600 ZAR
ORD Purchase 4,000 57.4200 ZAR
ORD Purchase 5,949 57.3900 ZAR
ORD Purchase 6,432 57.2200 ZAR
ORD Purchase 7,382 57.4900 ZAR
ORD Purchase 8,533 57.1000 ZAR
ORD Sale 11 56.9500 ZAR
ORD Sale 100 56.7300 ZAR
ORD Sale 100 56.8500 ZAR
ORD Sale 102 56.5600 ZAR
ORD Sale 102 57.2800 ZAR
ORD Sale 206 57.2700 ZAR
ORD Sale 299 57.5500 ZAR
ORD Sale 300 56.7700 ZAR
ORD Sale 301 56.8300 ZAR
ORD Sale 343 57.0200 ZAR
ORD Sale 415 57.3800 ZAR
ORD Sale 418 56.6700 ZAR
ORD Sale 459 57.6000 ZAR
ORD Sale 507 57.4300 ZAR
ORD Sale 515 57.5300 ZAR
ORD Sale 626 56.6100 ZAR
ORD Sale 629 57.5100 ZAR
ORD Sale 794 57.2400 ZAR
ORD Sale 821 56.7000 ZAR
ORD Sale 857 57.2900 ZAR
ORD Sale 866 56.8100 ZAR
ORD Sale 894 57.4500 ZAR
ORD Sale 935 57.3000 ZAR
ORD Sale 938 56.6200 ZAR
ORD Sale 966 57.0600 ZAR
ORD Sale 1,026 57.2500 ZAR
ORD Sale 1,114 57.5400 ZAR
ORD Sale 1,122 57.1700 ZAR
ORD Sale 1,217 57.0300 ZAR
ORD Sale 1,452 57.1100 ZAR
ORD Sale 1,673 57.3700 ZAR
ORD Sale 1,676 56.8700 ZAR
ORD Sale 1,697 56.7200 ZAR
ORD Sale 1,739 56.7600 ZAR
ORD Sale 1,844 57.2200 ZAR
ORD Sale 1,914 57.5000 ZAR
ORD Sale 1,936 57.3900 ZAR
ORD Sale 2,062 57.0400 ZAR
ORD Sale 2,086 57.0800 ZAR
ORD Sale 2,332 57.2000 ZAR
ORD Sale 2,379 56.7100 ZAR
ORD Sale 2,552 57.2100 ZAR
ORD Sale 3,491 57.3600 ZAR
ORD Sale 3,757 57.1000 ZAR
ORD Sale 3,818 56.9000 ZAR
ORD Sale 3,967 57.3300 ZAR
ORD Sale 6,721 57.0100 ZAR
ORD Sale 7,785 56.7500 ZAR
ORD Sale 8,982 57.0000 ZAR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 May 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.