Form 8.3 - INVESTEC LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: Investec Ltd
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 20 May 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Investec Plc
Rensburg Sheppards Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 1,637,230 0.61% 979,210 0.36%
(2) Derivatives
(other
than options): 111,959 0.04% 0 0.00%
(3) Options and
agreements to
purchase/sell: 0 0.00 0 0.00
TOTAL: 1,749,189 0.65% 979,210 0.36%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 9 55.3600 ZAR
ORD Purchase 9 56.2800 ZAR
ORD Purchase 17 56.2000 ZAR
ORD Purchase 102 57.2000 ZAR
ORD Purchase 102 57.3300 ZAR
ORD Purchase 102 57.5000 ZAR
ORD Purchase 103 56.1400 ZAR
ORD Purchase 103 56.4900 ZAR
ORD Purchase 103 56.9100 ZAR
ORD Purchase 112 56.2600 ZAR
ORD Purchase 121 56.6900 ZAR
ORD Purchase 146 57.1300 ZAR
ORD Purchase 164 57.5700 ZAR
ORD Purchase 167 56.6000 ZAR
ORD Purchase 184 55.7000 ZAR
ORD Purchase 245 55.6500 ZAR
ORD Purchase 263 55.5400 ZAR
ORD Purchase 314 55.6000 ZAR
ORD Purchase 316 55.9200 ZAR
ORD Purchase 317 55.3200 ZAR
ORD Purchase 335 56.8300 ZAR
ORD Purchase 352 57.0600 ZAR
ORD Purchase 511 55.5300 ZAR
ORD Purchase 551 57.0300 ZAR
ORD Purchase 750 55.7900 ZAR
ORD Purchase 751 57.0100 ZAR
ORD Purchase 1,000 56.0000 ZAR
ORD Purchase 1,000 56.6100 ZAR
ORD Purchase 1,391 55.2700 ZAR
ORD Purchase 1,938 56.8100 ZAR
ORD Purchase 26,893 56.9344 ZAR
ORD Purchase 26,893 56.9345 ZAR
ORD Sale 20 56.1300 ZAR
ORD Sale 102 55.5900 ZAR
ORD Sale 102 55.8100 ZAR
ORD Sale 103 55.6000 ZAR
ORD Sale 103 56.9100 ZAR
ORD Sale 104 55.9400 ZAR
ORD Sale 204 55.2000 ZAR
ORD Sale 205 55.7800 ZAR
ORD Sale 206 57.4000 ZAR
ORD Sale 210 55.4000 ZAR
ORD Sale 380 57.3800 ZAR
ORD Sale 407 56.1000 ZAR
ORD Sale 416 57.5300 ZAR
ORD Sale 427 56.8100 ZAR
ORD Sale 481 57.2100 ZAR
ORD Sale 1,000 56.0800 ZAR
ORD Sale 1,938 57.3900 ZAR
ORD Sale 8,624 56.0000 ZAR
ORD Sale 53,786 56.9344 ZAR
ORD Sale 66,810 55.8670 ZAR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD CFD Long 1,324 57.1586 ZAR
ORD CFD Long 5,235 56.2923 ZAR
ORD CFD Long 12,167 56.2450 ZAR
ORD CFD Short 886 56.9757 ZAR
ORD CFD Short 4,349 56.1582 ZAR
ORD CFD Short 13,491 56.3392 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 May 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.