Form 8.3 - INVESTEC LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: Investec Ltd
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 04 June 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Investec Plc
Rensburg Sheppards Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 1,580,191 0.59% 945,355 0.35%
(2) Derivatives
(other
than options): 31,513 0.01% 0 0.00%
(3) Options and
agreements to
purchase/sell: 0 0.00 0 0.00
TOTAL: 1,611,704 0.60% 945,355 0.35%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 29 56.0600 ZAR
ORD Purchase 34 58.4100 ZAR
ORD Purchase 44 57.2500 ZAR
ORD Purchase 59 57.2600 ZAR
ORD Purchase 73 58.4800 ZAR
ORD Purchase 74 56.6800 ZAR
ORD Purchase 85 58.3400 ZAR
ORD Purchase 98 57.4300 ZAR
ORD Purchase 102 58.6600 ZAR
ORD Purchase 122 57.1100 ZAR
ORD Purchase 124 58.3800 ZAR
ORD Purchase 145 58.6000 ZAR
ORD Purchase 162 58.5900 ZAR
ORD Purchase 199 58.5400 ZAR
ORD Purchase 200 58.4600 ZAR
ORD Purchase 205 56.1400 ZAR
ORD Purchase 224 58.4300 ZAR
ORD Purchase 272 58.4900 ZAR
ORD Purchase 397 58.3500 ZAR
ORD Purchase 439 58.4400 ZAR
ORD Purchase 446 56.0300 ZAR
ORD Purchase 453 56.0100 ZAR
ORD Purchase 460 58.5500 ZAR
ORD Purchase 614 56.2600 ZAR
ORD Purchase 642 56.2400 ZAR
ORD Purchase 980 58.4000 ZAR
ORD Purchase 1,384 58.5000 ZAR
ORD Purchase 2,367 58.3300 ZAR
ORD Sale 4 56.7400 ZAR
ORD Sale 4 57.0100 ZAR
ORD Sale 9 57.6600 ZAR
ORD Sale 10 56.8000 ZAR
ORD Sale 29 56.0600 ZAR
ORD Sale 30 57.1700 ZAR
ORD Sale 33 57.0800 ZAR
ORD Sale 46 57.6800 ZAR
ORD Sale 47 56.8900 ZAR
ORD Sale 57 57.3900 ZAR
ORD Sale 67 57.2300 ZAR
ORD Sale 78 57.8200 ZAR
ORD Sale 87 56.6100 ZAR
ORD Sale 98 57.4300 ZAR
ORD Sale 98 58.0200 ZAR
ORD Sale 122 57.1100 ZAR
ORD Sale 122 57.4100 ZAR
ORD Sale 166 57.2000 ZAR
ORD Sale 195 56.2900 ZAR
ORD Sale 214 56.3000 ZAR
ORD Sale 246 57.4000 ZAR
ORD Sale 249 58.0800 ZAR
ORD Sale 252 57.7400 ZAR
ORD Sale 263 57.1500 ZAR
ORD Sale 268 56.2500 ZAR
ORD Sale 312 57.6500 ZAR
ORD Sale 328 56.6700 ZAR
ORD Sale 333 58.3300 ZAR
ORD Sale 367 56.7000 ZAR
ORD Sale 392 58.4900 ZAR
ORD Sale 414 58.1500 ZAR
ORD Sale 453 56.0100 ZAR
ORD Sale 473 56.4100 ZAR
ORD Sale 480 58.2200 ZAR
ORD Sale 496 57.1800 ZAR
ORD Sale 585 58.3500 ZAR
ORD Sale 603 56.7100 ZAR
ORD Sale 619 58.2100 ZAR
ORD Sale 722 58.1100 ZAR
ORD Sale 733 57.7800 ZAR
ORD Sale 769 56.1200 ZAR
ORD Sale 834 56.4000 ZAR
ORD Sale 839 58.4300 ZAR
ORD Sale 847 57.7300 ZAR
ORD Sale 848 57.0000 ZAR
ORD Sale 881 56.2200 ZAR
ORD Sale 892 57.8300 ZAR
ORD Sale 893 56.0300 ZAR
ORD Sale 936 56.2300 ZAR
ORD Sale 942 56.3900 ZAR
ORD Sale 943 56.2600 ZAR
ORD Sale 946 57.7600 ZAR
ORD Sale 953 58.4200 ZAR
ORD Sale 963 58.1900 ZAR
ORD Sale 973 57.7900 ZAR
ORD Sale 985 56.7200 ZAR
ORD Sale 1,000 56.5700 ZAR
ORD Sale 1,014 58.5500 ZAR
ORD Sale 1,055 58.1800 ZAR
ORD Sale 1,068 56.4500 ZAR
ORD Sale 1,094 56.6200 ZAR
ORD Sale 1,095 57.1300 ZAR
ORD Sale 1,116 58.4100 ZAR
ORD Sale 1,138 57.1600 ZAR
ORD Sale 1,403 56.1100 ZAR
ORD Sale 1,465 58.0400 ZAR
ORD Sale 1,599 56.3300 ZAR
ORD Sale 1,687 56.3600 ZAR
ORD Sale 1,814 57.5000 ZAR
ORD Sale 1,839 58.3700 ZAR
ORD Sale 1,855 56.3800 ZAR
ORD Sale 1,858 58.3200 ZAR
ORD Sale 1,983 58.4500 ZAR
ORD Sale 2,090 56.5100 ZAR
ORD Sale 2,241 56.3700 ZAR
ORD Sale 3,636 56.2000 ZAR
ORD Sale 6,035 57.8000 ZAR
ORD Sale 12,051 56.8100 ZAR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD CFD Long 13 57.1769 ZAR
ORD CFD Long 98 57.9968 ZAR
ORD CFD Long 2,183 57.5276 ZAR
ORD CFD Long 5,781 57.1784 ZAR
ORD CFD Long 7,677 57.6823 ZAR
ORD CFD Short 98 57.4529 ZAR
ORD CFD Short 2,511 56.2206 ZAR
ORD CFD Short 5,068 58.4180 ZAR
ORD CFD Short 8,075 57.2873 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 07 Jun 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.