Form 8.3 - INVESTEC LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: Investec Ltd
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 08 June 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Investec Plc
Rensburg Sheppards Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 1,557,658 0.58% 952,492 0.35%
(2) Derivatives
(other
than options): 22,897 0.01% 0 0.00%
(3) Options and
agreements to
purchase/sell: 0 0.00 0 0.00
TOTAL: 1,580,555 0.59% 952,492 0.35%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 36 54.3600 ZAR
ORD Purchase 88 54.3500 ZAR
ORD Purchase 95 54.5500 ZAR
ORD Purchase 100 54.4000 ZAR
ORD Purchase 103 54.3100 ZAR
ORD Purchase 103 55.0000 ZAR
ORD Purchase 159 54.3700 ZAR
ORD Purchase 296 54.6900 ZAR
ORD Purchase 409 55.2700 ZAR
ORD Purchase 512 54.2000 ZAR
ORD Purchase 572 54.5000 ZAR
ORD Purchase 634 54.6000 ZAR
ORD Purchase 738 54.5600 ZAR
ORD Purchase 814 54.4200 ZAR
ORD Purchase 827 54.5700 ZAR
ORD Purchase 1,000 54.2600 ZAR
ORD Purchase 1,011 54.4700 ZAR
ORD Purchase 1,037 54.5300 ZAR
ORD Purchase 1,094 54.5200 ZAR
ORD Purchase 1,096 54.4400 ZAR
ORD Purchase 1,265 54.3800 ZAR
ORD Purchase 2,014 54.4900 ZAR
ORD Purchase 4,252 54.4800 ZAR
ORD Purchase 4,344 53.7100 ZAR
ORD Purchase 73,136 54.2075 ZAR
ORD Sale 2 54.3000 ZAR
ORD Sale 9 55.6800 ZAR
ORD Sale 10 54.4100 ZAR
ORD Sale 38 54.6700 ZAR
ORD Sale 86 55.4500 ZAR
ORD Sale 100 54.3800 ZAR
ORD Sale 110 55.8800 ZAR
ORD Sale 126 54.8400 ZAR
ORD Sale 158 54.6600 ZAR
ORD Sale 204 54.2400 ZAR
ORD Sale 205 54.3100 ZAR
ORD Sale 243 54.9400 ZAR
ORD Sale 249 56.0900 ZAR
ORD Sale 300 55.6900 ZAR
ORD Sale 300 55.9200 ZAR
ORD Sale 300 55.9800 ZAR
ORD Sale 300 56.0000 ZAR
ORD Sale 300 56.2000 ZAR
ORD Sale 341 54.1400 ZAR
ORD Sale 359 54.7400 ZAR
ORD Sale 478 54.9900 ZAR
ORD Sale 500 54.7000 ZAR
ORD Sale 523 54.7900 ZAR
ORD Sale 533 54.6900 ZAR
ORD Sale 544 54.5400 ZAR
ORD Sale 580 54.6800 ZAR
ORD Sale 599 54.7700 ZAR
ORD Sale 694 54.9500 ZAR
ORD Sale 711 54.6500 ZAR
ORD Sale 891 55.7000 ZAR
ORD Sale 1,164 56.2900 ZAR
ORD Sale 1,222 54.7500 ZAR
ORD Sale 1,300 55.9900 ZAR
ORD Sale 1,332 55.7900 ZAR
ORD Sale 1,386 54.5000 ZAR
ORD Sale 1,974 54.6400 ZAR
ORD Sale 2,000 54.7200 ZAR
ORD Sale 2,114 54.7100 ZAR
ORD Sale 2,427 54.6000 ZAR
ORD Sale 73,136 54.2074 ZAR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD CFD Long 3,086 55.8553 ZAR
ORD CFD Long 4,155 55.7901 ZAR
ORD CFD Long 5,367 54.5940 ZAR
ORD CFD Long 11,184 54.6880 ZAR
ORD CFD Long 21,168 54.3551 ZAR
ORD CFD Short 5,368 53.9086 ZAR
ORD CFD Short 15,800 54.5126 ZAR
ORD CFD Short 23,792 55.0119 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 09 Jun 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.