Form 8.3 - INVESTEC LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: Investec Ltd
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 14 June 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Investec Plc
Rensburg Sheppards Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 1,746,486 0.65% 854,634 0.32%
(2) Derivatives
(other
than options): 124,833 0.05% 0 0.00%
(3) Options and
agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,871,319 0.69% 854,634 0.32%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 1 56.6600 ZAR
ORD Purchase 9 56.8500 ZAR
ORD Purchase 10 57.2800 ZAR
ORD Purchase 102 56.8800 ZAR
ORD Purchase 117 57.3200 ZAR
ORD Purchase 121 56.8100 ZAR
ORD Purchase 154 57.3900 ZAR
ORD Purchase 162 57.0900 ZAR
ORD Purchase 182 57.3700 ZAR
ORD Purchase 186 56.8900 ZAR
ORD Purchase 276 57.4200 ZAR
ORD Purchase 306 57.4000 ZAR
ORD Purchase 410 57.3600 ZAR
ORD Purchase 488 57.1800 ZAR
ORD Purchase 526 57.1400 ZAR
ORD Purchase 530 57.1300 ZAR
ORD Purchase 643 57.3300 ZAR
ORD Purchase 695 57.2600 ZAR
ORD Purchase 718 57.0800 ZAR
ORD Purchase 1,000 56.3900 ZAR
ORD Purchase 1,096 57.1100 ZAR
ORD Purchase 1,435 57.3100 ZAR
ORD Purchase 1,567 57.2400 ZAR
ORD Purchase 1,651 57.0200 ZAR
ORD Purchase 1,966 57.1900 ZAR
ORD Purchase 2,000 56.3100 ZAR
ORD Purchase 2,014 57.3400 ZAR
ORD Purchase 2,047 57.2700 ZAR
ORD Purchase 2,383 57.2500 ZAR
ORD Purchase 2,803 57.1000 ZAR
ORD Purchase 3,269 57.3800 ZAR
ORD Purchase 3,621 57.3000 ZAR
ORD Purchase 4,143 56.5000 ZAR
ORD Purchase 4,567 57.2000 ZAR
ORD Purchase 4,879 56.3000 ZAR
ORD Purchase 5,417 57.2900 ZAR
ORD Purchase 5,623 57.3500 ZAR
ORD Purchase 7,741 57.0000 ZAR
ORD Purchase 106,601 57.4099 ZAR
ORD Sale 1 57.3700 ZAR
ORD Sale 102 57.3000 ZAR
ORD Sale 206 57.1800 ZAR
ORD Sale 206 57.3200 ZAR
ORD Sale 265 57.1900 ZAR
ORD Sale 315 57.3300 ZAR
ORD Sale 439 57.3500 ZAR
ORD Sale 491 56.9200 ZAR
ORD Sale 530 57.1100 ZAR
ORD Sale 660 57.4000 ZAR
ORD Sale 964 56.9900 ZAR
ORD Sale 1,060 57.3600 ZAR
ORD Sale 1,988 56.8900 ZAR
ORD Sale 2,045 56.4900 ZAR
ORD Sale 106,601 57.4311 ZAR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD CFD Long 6,096 56.8372 ZAR
ORD CFD Long 40,897 57.2465 ZAR
ORD CFD Short 468 57.1318 ZAR
ORD CFD Short 1,000 56.3311 ZAR
ORD CFD Short 6,096 56.8417 ZAR
ORD CFD Short 39,429 57.2757 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15 Jun 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.