Form 8.3 - INVESTEC LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: Investec Ltd
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 17 June 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Investec Plc
Rensburg Sheppards Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 1,751,803 0.65% 777,500 0.29%
(2) Derivatives
(other
than options): 53,178 0.02% 53,178 0.02%
(3) Options and
agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,804,981 0.67% 830,678 0.31%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 21 57.2400 ZAR
ORD Purchase 46 58.4500 ZAR
ORD Purchase 100 57.8500 ZAR
ORD Purchase 100 57.8800 ZAR
ORD Purchase 100 57.8900 ZAR
ORD Purchase 117 57.7500 ZAR
ORD Purchase 125 57.1000 ZAR
ORD Purchase 130 57.6900 ZAR
ORD Purchase 200 57.9700 ZAR
ORD Purchase 301 56.6500 ZAR
ORD Purchase 516 57.2100 ZAR
ORD Purchase 524 56.9300 ZAR
ORD Purchase 539 57.7300 ZAR
ORD Purchase 558 58.2300 ZAR
ORD Purchase 568 57.2600 ZAR
ORD Purchase 589 56.6700 ZAR
ORD Purchase 658 56.9000 ZAR
ORD Purchase 767 57.7800 ZAR
ORD Purchase 796 57.5400 ZAR
ORD Purchase 796 57.5800 ZAR
ORD Purchase 796 57.5900 ZAR
ORD Purchase 796 57.6500 ZAR
ORD Purchase 816 57.1900 ZAR
ORD Purchase 828 58.0200 ZAR
ORD Purchase 855 56.9500 ZAR
ORD Purchase 861 57.6600 ZAR
ORD Purchase 917 57.7200 ZAR
ORD Purchase 969 56.8100 ZAR
ORD Purchase 1,000 56.5000 ZAR
ORD Purchase 1,000 56.6300 ZAR
ORD Purchase 1,000 56.6900 ZAR
ORD Purchase 1,000 56.7300 ZAR
ORD Purchase 1,000 56.7400 ZAR
ORD Purchase 1,002 57.9800 ZAR
ORD Purchase 1,023 57.1800 ZAR
ORD Purchase 1,043 57.8600 ZAR
ORD Purchase 1,071 57.1400 ZAR
ORD Purchase 1,105 58.0000 ZAR
ORD Purchase 1,110 57.8700 ZAR
ORD Purchase 1,236 57.6400 ZAR
ORD Purchase 1,399 56.9800 ZAR
ORD Purchase 1,478 56.7200 ZAR
ORD Purchase 1,502 56.7900 ZAR
ORD Purchase 1,544 57.9600 ZAR
ORD Purchase 1,592 57.5500 ZAR
ORD Purchase 1,601 57.3600 ZAR
ORD Purchase 1,704 57.2500 ZAR
ORD Purchase 1,791 57.5600 ZAR
ORD Purchase 1,827 58.0400 ZAR
ORD Purchase 2,006 57.3300 ZAR
ORD Purchase 2,030 57.1600 ZAR
ORD Purchase 2,166 57.4000 ZAR
ORD Purchase 2,214 57.3200 ZAR
ORD Purchase 2,307 57.2300 ZAR
ORD Purchase 2,879 57.5700 ZAR
ORD Purchase 2,951 57.3900 ZAR
ORD Purchase 3,064 57.5300 ZAR
ORD Purchase 3,703 57.2000 ZAR
ORD Purchase 3,908 57.2700 ZAR
ORD Purchase 3,984 57.2900 ZAR
ORD Purchase 4,056 57.5200 ZAR
ORD Purchase 4,184 57.3000 ZAR
ORD Purchase 4,277 57.3400 ZAR
ORD Purchase 4,953 57.3800 ZAR
ORD Purchase 5,158 57.4200 ZAR
ORD Purchase 5,280 57.4100 ZAR
ORD Purchase 5,506 57.5100 ZAR
ORD Purchase 5,533 57.3100 ZAR
ORD Purchase 6,108 57.2800 ZAR
ORD Purchase 7,819 57.3700 ZAR
ORD Purchase 7,926 57.3500 ZAR
ORD Purchase 9,232 57.4400 ZAR
ORD Purchase 10,706 57.4500 ZAR
ORD Purchase 11,213 57.5000 ZAR
ORD Purchase 11,377 57.4800 ZAR
ORD Purchase 13,795 57.4900 ZAR
ORD Purchase 15,944 57.4300 ZAR
ORD Purchase 17,357 57.4600 ZAR
ORD Purchase 18,787 57.7226 ZAR
ORD Purchase 20,899 57.4700 ZAR
ORD Purchase 22,344 57.0000 ZAR
ORD Sale 1 57.1900 ZAR
ORD Sale 1 57.5700 ZAR
ORD Sale 1 57.6900 ZAR
ORD Sale 1 57.8700 ZAR
ORD Sale 67 57.9800 ZAR
ORD Sale 91 57.9900 ZAR
ORD Sale 102 57.2400 ZAR
ORD Sale 102 57.8600 ZAR
ORD Sale 103 57.7700 ZAR
ORD Sale 117 57.7500 ZAR
ORD Sale 154 56.9600 ZAR
ORD Sale 160 57.3400 ZAR
ORD Sale 204 57.8100 ZAR
ORD Sale 261 57.8800 ZAR
ORD Sale 307 57.8200 ZAR
ORD Sale 307 57.9700 ZAR
ORD Sale 361 57.5300 ZAR
ORD Sale 361 57.6500 ZAR
ORD Sale 361 57.7400 ZAR
ORD Sale 361 57.7900 ZAR
ORD Sale 361 57.9000 ZAR
ORD Sale 361 57.9100 ZAR
ORD Sale 362 57.5600 ZAR
ORD Sale 362 57.7800 ZAR
ORD Sale 391 57.8900 ZAR
ORD Sale 410 57.5900 ZAR
ORD Sale 411 57.2500 ZAR
ORD Sale 415 57.9600 ZAR
ORD Sale 465 57.7200 ZAR
ORD Sale 503 57.1800 ZAR
ORD Sale 556 57.2300 ZAR
ORD Sale 558 58.2300 ZAR
ORD Sale 608 57.2100 ZAR
ORD Sale 623 57.7100 ZAR
ORD Sale 749 56.9400 ZAR
ORD Sale 838 57.2600 ZAR
ORD Sale 855 58.0800 ZAR
ORD Sale 931 57.2000 ZAR
ORD Sale 1,019 57.4800 ZAR
ORD Sale 1,021 57.5200 ZAR
ORD Sale 1,126 56.9800 ZAR
ORD Sale 1,152 58.0000 ZAR
ORD Sale 1,188 57.7000 ZAR
ORD Sale 1,376 57.1500 ZAR
ORD Sale 1,482 57.3300 ZAR
ORD Sale 1,581 57.5100 ZAR
ORD Sale 1,837 57.4200 ZAR
ORD Sale 2,029 57.3900 ZAR
ORD Sale 2,180 57.3600 ZAR
ORD Sale 2,206 57.3100 ZAR
ORD Sale 2,218 57.3000 ZAR
ORD Sale 2,230 57.3200 ZAR
ORD Sale 2,243 57.2900 ZAR
ORD Sale 2,286 57.5000 ZAR
ORD Sale 2,602 57.5500 ZAR
ORD Sale 2,792 57.4100 ZAR
ORD Sale 3,269 57.4500 ZAR
ORD Sale 3,314 57.3700 ZAR
ORD Sale 3,380 57.3500 ZAR
ORD Sale 3,393 57.2700 ZAR
ORD Sale 3,746 57.3800 ZAR
ORD Sale 3,783 57.2800 ZAR
ORD Sale 4,105 57.4000 ZAR
ORD Sale 4,204 57.0000 ZAR
ORD Sale 4,812 57.4600 ZAR
ORD Sale 5,768 57.4400 ZAR
ORD Sale 6,429 57.4900 ZAR
ORD Sale 7,260 57.4700 ZAR
ORD Sale 7,285 57.4300 ZAR
ORD Sale 18,787 57.7416 ZAR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD CFD Long 558 58.2081 ZAR
ORD CFD Long 2,468 57.2533 ZAR
ORD CFD Long 3,433 57.5503 ZAR
ORD CFD Long 16,348 57.2909 ZAR
ORD CFD Long 22,452 57.3879 ZAR
ORD CFD Short 2,468 57.2578 ZAR
ORD CFD Short 42,791 57.3791 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 Jun 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.