Form 8.3 - INVESTEC LIMITED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: Investec Ltd
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 21 June 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Investec Plc
Rensburg Sheppards Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 1,692,606 0.63% 842,218 0.31%
(2) Derivatives
(other
than options): 76,566 0.03% 76,566 0.03%
(3) Options and
agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,769,172 0.66% 918,784 0.34%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 3 57.7000 ZAR
ORD Purchase 5 57.8400 ZAR
ORD Purchase 38 57.8900 ZAR
ORD Purchase 161 57.4900 ZAR
ORD Purchase 204 57.4300 ZAR
ORD Purchase 230 57.4800 ZAR
ORD Purchase 275 57.8000 ZAR
ORD Purchase 284 57.9000 ZAR
ORD Purchase 470 57.5100 ZAR
ORD Purchase 494 57.5600 ZAR
ORD Purchase 580 57.3400 ZAR
ORD Purchase 594 57.5000 ZAR
ORD Purchase 645 57.9800 ZAR
ORD Purchase 848 57.5500 ZAR
ORD Purchase 1,375 57.8100 ZAR
ORD Purchase 1,920 57.4100 ZAR
ORD Sale 17 57.6800 ZAR
ORD Sale 503 58.3200 ZAR
ORD Sale 576 57.3100 ZAR
ORD Sale 794 58.4400 ZAR
ORD Sale 989 58.0000 ZAR
ORD Sale 1,112 58.0400 ZAR
ORD Sale 1,287 57.3200 ZAR
ORD Sale 1,424 57.9900 ZAR
ORD Sale 2,114 57.4600 ZAR
ORD Sale 2,339 57.4900 ZAR
ORD Sale 2,719 57.3000 ZAR
ORD Sale 2,858 57.4000 ZAR
ORD Sale 3,385 57.4500 ZAR
ORD Sale 6,667 57.4400 ZAR
(b)
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD CFD Long 906 57.3575 ZAR
ORD CFD Long 1,783 58.1741 ZAR
ORD CFD Long 7,638 57.6022 ZAR
ORD CFD Long 15,124 57.5158 ZAR
ORD CFD Short 1,658 57.6255 ZAR
ORD CFD Short 5,980 57.6017 ZAR
ORD CFD Short 17,813 57.5781 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Jun 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.