Form 8.3 - INVESTEC PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: INVESTEC PLC
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 17 May 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Rensburg Sheppards Plc
Investec Ltd
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 2,609,323 0.55% 2,277,142 0.48%
(2) Derivatives
(other
than options): 1,479,917 0.31% 431,783 0.09%
(3) Options and
agreements to
purchase/sell: 1,279,185 0.27% 0 0.00%
TOTAL: 5,368,425 1.14% 2,708,925 0.58%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 1 4.9065 GBP
ORD Purchase 1 4.9455 GBP
ORD Purchase 1 4.9690 GBP
ORD Purchase 2 4.9615 GBP
ORD Purchase 4 4.9430 GBP
ORD Purchase 5 4.9220 GBP
ORD Purchase 5 4.9420 GBP
ORD Purchase 24 54.3300 ZAR
ORD Purchase 36 54.1700 ZAR
ORD Purchase 36 54.3200 ZAR
ORD Purchase 36 54.3900 ZAR
ORD Purchase 37 4.9565 GBP
ORD Purchase 102 53.7200 ZAR
ORD Purchase 136 4.9380 GBP
ORD Purchase 179 54.0800 ZAR
ORD Purchase 199 4.9040 GBP
ORD Purchase 286 54.3800 ZAR
ORD Purchase 305 54.2200 ZAR
ORD Purchase 307 53.7600 ZAR
ORD Purchase 360 53.8200 ZAR
ORD Purchase 360 54.1600 ZAR
ORD Purchase 468 54.2500 ZAR
ORD Purchase 502 53.9800 ZAR
ORD Purchase 519 53.9300 ZAR
ORD Purchase 561 54.2300 ZAR
ORD Purchase 644 4.9149 GBP
ORD Purchase 774 53.8900 ZAR
ORD Purchase 983 54.3100 ZAR
ORD Purchase 1,011 54.0300 ZAR
ORD Purchase 1,029 53.9400 ZAR
ORD Purchase 1,103 54.1500 ZAR
ORD Purchase 1,145 53.9700 ZAR
ORD Purchase 1,243 54.2900 ZAR
ORD Purchase 1,386 54.3500 ZAR
ORD Purchase 1,412 54.0400 ZAR
ORD Purchase 1,501 4.9568 GBP
ORD Purchase 1,503 54.0600 ZAR
ORD Purchase 1,718 53.8700 ZAR
ORD Purchase 1,956 54.2700 ZAR
ORD Purchase 2,000 53.8300 ZAR
ORD Purchase 2,148 54.1000 ZAR
ORD Purchase 2,402 54.1100 ZAR
ORD Purchase 2,882 54.2600 ZAR
ORD Purchase 3,000 54.1800 ZAR
ORD Purchase 3,103 54.1300 ZAR
ORD Purchase 3,278 54.0100 ZAR
ORD Purchase 3,295 4.9509 GBP
ORD Purchase 3,700 4.9521 GBP
ORD Purchase 3,958 54.0900 ZAR
ORD Purchase 4,068 54.2000 ZAR
ORD Purchase 4,431 53.9500 ZAR
ORD Purchase 4,955 54.1900 ZAR
ORD Purchase 5,425 53.9900 ZAR
ORD Purchase 5,431 4.9554 GBP
ORD Purchase 6,117 4.9560 GBP
ORD Purchase 6,633 54.0700 ZAR
ORD Purchase 7,000 53.9200 ZAR
ORD Purchase 10,718 4.9630 GBP
ORD Purchase 11,944 53.9600 ZAR
ORD Purchase 12,234 4.9570 GBP
ORD Purchase 14,397 4.9487 GBP
ORD Purchase 14,458 4.9070 GBP
ORD Purchase 15,329 54.0000 ZAR
ORD Purchase 16,110 54.3000 ZAR
ORD Purchase 17,202 54.0500 ZAR
ORD Purchase 18,948 4.9372 GBP
ORD Purchase 24,340 4.9593 GBP
ORD Purchase 26,188 4.9605 GBP
ORD Purchase 27,368 4.9435 GBP
ORD Purchase 27,499 4.9439 GBP
ORD Purchase 434,733 4.9584 GBP
ORD Sale 1 4.9065 GBP
ORD Sale 1 4.9455 GBP
ORD Sale 1 4.9690 GBP
ORD Sale 2 4.9615 GBP
ORD Sale 4 4.9430 GBP
ORD Sale 5 4.9220 GBP
ORD Sale 5 4.9420 GBP
ORD Sale 24 54.3300 ZAR
ORD Sale 36 54.3200 ZAR
ORD Sale 37 4.9565 GBP
ORD Sale 72 53.8700 ZAR
ORD Sale 102 53.7200 ZAR
ORD Sale 179 53.8200 ZAR
ORD Sale 179 53.8300 ZAR
ORD Sale 186 54.2200 ZAR
ORD Sale 189 54.0400 ZAR
ORD Sale 199 4.9040 GBP
ORD Sale 234 53.9400 ZAR
ORD Sale 260 4.9123 GBP
ORD Sale 274 54.0300 ZAR
ORD Sale 286 53.8400 ZAR
ORD Sale 286 54.3800 ZAR
ORD Sale 345 54.1200 ZAR
ORD Sale 406 54.3700 ZAR
ORD Sale 645 4.9477 GBP
ORD Sale 720 53.8100 ZAR
ORD Sale 724 54.0100 ZAR
ORD Sale 894 54.4000 ZAR
ORD Sale 983 54.3100 ZAR
ORD Sale 1,394 53.9300 ZAR
ORD Sale 1,453 4.9070 GBP
ORD Sale 2,000 54.1800 ZAR
ORD Sale 2,000 54.2400 ZAR
ORD Sale 2,009 54.1000 ZAR
ORD Sale 2,027 53.9200 ZAR
ORD Sale 2,125 53.9000 ZAR
ORD Sale 2,360 4.9616 GBP
ORD Sale 2,740 54.1600 ZAR
ORD Sale 3,871 54.3400 ZAR
ORD Sale 4,069 54.0700 ZAR
ORD Sale 4,518 54.2600 ZAR
ORD Sale 4,892 4.9515 GBP
ORD Sale 5,188 54.1300 ZAR
ORD Sale 5,310 53.9500 ZAR
ORD Sale 5,646 54.2800 ZAR
ORD Sale 6,085 53.9900 ZAR
ORD Sale 6,400 54.2100 ZAR
ORD Sale 7,223 4.9440 GBP
ORD Sale 7,450 54.0800 ZAR
ORD Sale 7,670 54.1500 ZAR
ORD Sale 7,704 54.2300 ZAR
ORD Sale 7,884 54.1700 ZAR
ORD Sale 8,366 54.0600 ZAR
ORD Sale 8,411 54.1400 ZAR
ORD Sale 8,500 53.9600 ZAR
ORD Sale 8,586 4.9226 GBP
ORD Sale 10,393 54.0000 ZAR
ORD Sale 10,718 4.9667 GBP
ORD Sale 11,750 4.9524 GBP
ORD Sale 12,815 4.9521 GBP
ORD Sale 12,854 4.9491 GBP
ORD Sale 13,460 54.2000 ZAR
ORD Sale 14,354 54.1900 ZAR
ORD Sale 14,587 54.2900 ZAR
ORD Sale 14,873 4.9324 GBP
ORD Sale 16,569 54.0500 ZAR
ORD Sale 18,351 4.9570 GBP
ORD Sale 20,866 54.2700 ZAR
ORD Sale 21,520 54.3000 ZAR
ORD Sale 27,504 4.9435 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD CFD Long 645 4.9477 GBP
ORD CFD Long 2,360 4.9616 GBP
ORD CFD Long 4,892 4.9515 GBP
ORD CFD Long 8,586 4.9226 GBP
ORD CFD Long 10,433 54.0045 ZAR
ORD CFD Long 14,873 4.9324 GBP
ORD CFD Long 63,078 54.0884 ZAR
ORD CFD Long 84,206 54.0941 ZAR
ORD CFD Long 124,675 54.1909 ZAR
ORD CFD Long 305,166 54.0832 ZAR
ORD CFD Short 316 53.9602 ZAR
ORD CFD Short 644 4.9149 GBP
ORD CFD Short 2,102 53.8461 ZAR
ORD CFD Short 3,700 4.9521 GBP
ORD CFD Short 10,853 4.9487 GBP
ORD CFD Short 24,340 4.9593 GBP
ORD CFD Short 26,188 4.9605 GBP
ORD CFD Short 27,499 4.9439 GBP
ORD CFD Short 60,660 54.1019 ZAR
ORD CFD Short 434,733 4.9584 GBP
ORD CFD Short 524,480 54.1067 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 May 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.