Form 8.3 - INVESTEC PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: INVESTEC PLC
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 18 May 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Rensburg Sheppards Plc
Investec Ltd
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 2,938,757 0.62% 2,498,905 0.53%
(2) Derivatives
(other
than options): 1,924,417 0.41% 713,831 0.15%
(3) Options and
agreements to
purchase/sell: 2,285,500 0.49% 1,514,000 0.32%
TOTAL: 7,148,674 1.52% 4,726,736 1.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 39 53.6900 ZAR
ORD Purchase 180 54.9900 ZAR
ORD Purchase 268 53.8900 ZAR
ORD Purchase 403 54.4200 ZAR
ORD Purchase 500 5.0375 GBP
ORD Purchase 544 54.0000 ZAR
ORD Purchase 587 54.9300 ZAR
ORD Purchase 604 54.3300 ZAR
ORD Purchase 612 54.3400 ZAR
ORD Purchase 724 4.9868 GBP
ORD Purchase 961 54.0600 ZAR
ORD Purchase 1,043 53.7300 ZAR
ORD Purchase 1,487 53.9600 ZAR
ORD Purchase 1,502 5.0078 GBP
ORD Purchase 1,540 53.8400 ZAR
ORD Purchase 1,557 4.9300 GBP
ORD Purchase 1,848 53.9000 ZAR
ORD Purchase 1,900 54.3100 ZAR
ORD Purchase 2,180 53.9400 ZAR
ORD Purchase 2,200 53.7100 ZAR
ORD Purchase 2,206 54.5200 ZAR
ORD Purchase 2,764 53.7500 ZAR
ORD Purchase 2,912 53.7000 ZAR
ORD Purchase 3,437 53.8500 ZAR
ORD Purchase 3,472 54.3700 ZAR
ORD Purchase 3,775 54.5800 ZAR
ORD Purchase 3,903 54.2000 ZAR
ORD Purchase 4,053 55.0100 ZAR
ORD Purchase 4,324 53.6800 ZAR
ORD Purchase 4,425 4.9824 GBP
ORD Purchase 4,525 5.0313 GBP
ORD Purchase 4,714 53.8100 ZAR
ORD Purchase 5,010 54.3200 ZAR
ORD Purchase 6,000 53.7700 ZAR
ORD Purchase 6,757 53.7400 ZAR
ORD Purchase 7,488 54.3500 ZAR
ORD Purchase 10,014 5.0103 GBP
ORD Purchase 12,720 5.0365 GBP
ORD Purchase 15,084 55.0000 ZAR
ORD Purchase 18,257 4.9380 GBP
ORD Purchase 18,257 5.0350 GBP
ORD Purchase 23,403 5.0280 GBP
ORD Purchase 23,903 5.0287 GBP
ORD Purchase 24,039 5.0362 GBP
ORD Purchase 28,677 4.9813 GBP
ORD Purchase 44,161 4.9332 GBP
ORD Purchase 49,701 4.9971 GBP
ORD Purchase 133,753 5.0327 GBP
ORD Purchase 306,665 4.9550 GBP
ORD Sale 12 54.1000 ZAR
ORD Sale 271 54.4600 ZAR
ORD Sale 396 54.3100 ZAR
ORD Sale 401 54.4200 ZAR
ORD Sale 499 54.0000 ZAR
ORD Sale 502 54.4100 ZAR
ORD Sale 528 54.5800 ZAR
ORD Sale 570 54.1500 ZAR
ORD Sale 718 53.6900 ZAR
ORD Sale 725 54.7400 ZAR
ORD Sale 741 54.4700 ZAR
ORD Sale 811 54.3700 ZAR
ORD Sale 855 54.7800 ZAR
ORD Sale 1,000 54.4000 ZAR
ORD Sale 1,006 54.7600 ZAR
ORD Sale 1,058 54.7100 ZAR
ORD Sale 1,313 54.3900 ZAR
ORD Sale 1,457 53.8600 ZAR
ORD Sale 1,457 54.9000 ZAR
ORD Sale 1,482 54.3300 ZAR
ORD Sale 1,501 5.0345 GBP
ORD Sale 1,504 54.8800 ZAR
ORD Sale 1,509 55.0100 ZAR
ORD Sale 1,604 5.0400 GBP
ORD Sale 1,686 54.3800 ZAR
ORD Sale 1,895 55.0800 ZAR
ORD Sale 1,967 53.8200 ZAR
ORD Sale 2,000 54.3600 ZAR
ORD Sale 2,158 55.0200 ZAR
ORD Sale 2,198 55.0600 ZAR
ORD Sale 2,206 54.7000 ZAR
ORD Sale 2,280 5.0493 GBP
ORD Sale 2,283 53.7300 ZAR
ORD Sale 2,432 54.8600 ZAR
ORD Sale 2,495 54.8100 ZAR
ORD Sale 2,522 54.9900 ZAR
ORD Sale 2,581 54.9200 ZAR
ORD Sale 2,646 54.7200 ZAR
ORD Sale 2,759 54.8400 ZAR
ORD Sale 2,805 53.8400 ZAR
ORD Sale 2,833 55.0500 ZAR
ORD Sale 3,122 54.3500 ZAR
ORD Sale 3,156 53.8000 ZAR
ORD Sale 3,169 54.7500 ZAR
ORD Sale 3,530 53.9400 ZAR
ORD Sale 3,648 54.8900 ZAR
ORD Sale 3,778 54.3200 ZAR
ORD Sale 3,931 54.7700 ZAR
ORD Sale 3,958 54.3000 ZAR
ORD Sale 3,981 54.9500 ZAR
ORD Sale 4,097 55.0300 ZAR
ORD Sale 4,565 5.0088 GBP
ORD Sale 4,962 54.9400 ZAR
ORD Sale 5,000 53.7900 ZAR
ORD Sale 5,764 53.7500 ZAR
ORD Sale 6,000 53.9600 ZAR
ORD Sale 6,324 53.6800 ZAR
ORD Sale 7,000 53.9200 ZAR
ORD Sale 7,405 55.0900 ZAR
ORD Sale 7,441 54.9700 ZAR
ORD Sale 8,000 53.8300 ZAR
ORD Sale 8,683 55.1000 ZAR
ORD Sale 8,740 53.8500 ZAR
ORD Sale 9,353 5.0228 GBP
ORD Sale 9,533 53.8900 ZAR
ORD Sale 9,991 54.8700 ZAR
ORD Sale 11,539 54.9300 ZAR
ORD Sale 11,995 53.9500 ZAR
ORD Sale 12,837 53.7000 ZAR
ORD Sale 13,000 53.9100 ZAR
ORD Sale 13,000 53.9300 ZAR
ORD Sale 13,284 54.8000 ZAR
ORD Sale 14,220 53.7100 ZAR
ORD Sale 14,584 4.9982 GBP
ORD Sale 14,638 4.9998 GBP
ORD Sale 15,576 53.8800 ZAR
ORD Sale 16,000 53.7700 ZAR
ORD Sale 16,296 53.8700 ZAR
ORD Sale 16,757 53.7400 ZAR
ORD Sale 17,823 54.7900 ZAR
ORD Sale 17,935 53.9000 ZAR
ORD Sale 18,244 53.8100 ZAR
ORD Sale 18,257 4.9300 GBP
ORD Sale 18,257 4.9380 GBP
ORD Sale 18,257 5.0350 GBP
ORD Sale 23,903 5.0282 GBP
ORD Sale 25,571 55.3000 ZAR
ORD Sale 25,639 5.0258 GBP
ORD Sale 25,731 55.0000 ZAR
ORD Sale 45,027 4.9368 GBP
ORD Sale 46,240 5.0111 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD CFD Long 2,280 5.0493 GBP
ORD CFD Long 2,469 55.1239 ZAR
ORD CFD Long 5,984 54.3797 ZAR
ORD CFD Long 46,240 5.0111 GBP
ORD CFD Long 57,076 54.5438 ZAR
ORD CFD Long 310,424 54.0704 ZAR
ORD CFD Short 724 4.9867 GBP
ORD CFD Short 3,083 54.2074 ZAR
ORD CFD Short 12,460 54.4390 ZAR
ORD CFD Short 19,536 54.2114 ZAR
ORD CFD Short 21,997 54.9554 ZAR
ORD CFD Short 23,903 5.0287 GBP
ORD CFD Short 28,677 4.9813 GBP
ORD CFD Short 49,701 4.9971 GBP
ORD CFD Short 306,665 4.9550 GBP
ORD CFD Short 318,877 54.0874 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 May 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.