Form 8.3 - INVESTEC PLC
FORM 8.3
Amendment
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: INVESTEC PLC
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 17 June 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which:
Rensburg Sheppards Plc
Investec Ltd
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: ORDINARY
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 3,397,310 0.72% 2,100,690 0.45%
(2) Derivatives
(other
than options): 1,862,704 0.39% 1,271,851 0.27%
(3) Options and
agreements to
purchase/sell: 1,824,200 0.39% 1,254,000 0.27%
TOTAL: 7,084,214 1.50% 4,626,541 0.98%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ORD Purchase 100 55.6700 ZAR
ORD Purchase 300 54.9900 ZAR
ORD Purchase 323 4.9506 GBP
ORD Purchase 715 55.6500 ZAR
ORD Purchase 863 55.6600 ZAR
ORD Purchase 926 55.7900 ZAR
ORD Purchase 1,120 55.4300 ZAR
ORD Purchase 1,204 55.1300 ZAR
ORD Purchase 1,277 54.8600 ZAR
ORD Purchase 1,329 55.6300 ZAR
ORD Purchase 1,391 55.6400 ZAR
ORD Purchase 1,518 4.9778 GBP
ORD Purchase 1,927 55.2800 ZAR
ORD Purchase 1,937 55.3300 ZAR
ORD Purchase 2,000 55.8200 ZAR
ORD Purchase 2,009 4.9054 GBP
ORD Purchase 2,023 55.3900 ZAR
ORD Purchase 2,052 4.9050 GBP
ORD Purchase 2,200 4.9398 GBP
ORD Purchase 2,400 54.7200 ZAR
ORD Purchase 2,504 55.6200 ZAR
ORD Purchase 2,590 55.3000 ZAR
ORD Purchase 2,608 55.3800 ZAR
ORD Purchase 2,875 4.9537 GBP
ORD Purchase 3,209 55.6100 ZAR
ORD Purchase 3,449 55.2900 ZAR
ORD Purchase 3,748 55.3700 ZAR
ORD Purchase 4,000 55.8100 ZAR
ORD Purchase 4,616 55.4000 ZAR
ORD Purchase 5,466 55.4500 ZAR
ORD Purchase 6,026 55.3600 ZAR
ORD Purchase 6,050 55.6000 ZAR
ORD Purchase 6,365 4.9542 GBP
ORD Purchase 7,722 55.4200 ZAR
ORD Purchase 7,740 55.4100 ZAR
ORD Purchase 7,794 55.8000 ZAR
ORD Purchase 8,581 55.3500 ZAR
ORD Purchase 8,833 4.9305 GBP
ORD Purchase 8,980 55.5400 ZAR
ORD Purchase 9,135 55.3200 ZAR
ORD Purchase 9,262 55.5700 ZAR
ORD Purchase 9,740 55.5800 ZAR
ORD Purchase 10,522 55.3400 ZAR
ORD Purchase 10,524 55.5500 ZAR
ORD Purchase 11,241 55.5900 ZAR
ORD Purchase 12,141 55.5300 ZAR
ORD Purchase 12,570 55.4400 ZAR
ORD Purchase 16,730 55.5600 ZAR
ORD Purchase 16,941 55.4700 ZAR
ORD Purchase 21,093 55.4900 ZAR
ORD Purchase 21,391 55.5100 ZAR
ORD Purchase 21,800 55.4800 ZAR
ORD Purchase 24,177 55.5200 ZAR
ORD Purchase 24,493 4.9718 GBP
ORD Purchase 30,131 55.5000 ZAR
ORD Purchase 38,778 4.9500 GBP
ORD Purchase 42,048 4.9708 GBP
ORD Purchase 55,921 4.9591 GBP
ORD Purchase 177,600 55.2380 ZAR
ORD Purchase 229,226 4.9580 GBP
ORD Purchase 482,911 55.4600 ZAR
ORD Sale 1 55.2700 ZAR
ORD Sale 2 54.9000 ZAR
ORD Sale 100 55.7900 ZAR
ORD Sale 100 55.8000 ZAR
ORD Sale 107 55.1100 ZAR
ORD Sale 200 55.6700 ZAR
ORD Sale 216 55.7000 ZAR
ORD Sale 300 55.6800 ZAR
ORD Sale 303 55.6500 ZAR
ORD Sale 325 4.9650 GBP
ORD Sale 460 4.9634 GBP
ORD Sale 543 55.4500 ZAR
ORD Sale 632 55.2900 ZAR
ORD Sale 632 55.3400 ZAR
ORD Sale 632 55.6600 ZAR
ORD Sale 634 55.4000 ZAR
ORD Sale 636 55.3200 ZAR
ORD Sale 644 4.9182 GBP
ORD Sale 647 55.0800 ZAR
ORD Sale 715 55.8800 ZAR
ORD Sale 715 55.9100 ZAR
ORD Sale 879 55.0100 ZAR
ORD Sale 880 55.2800 ZAR
ORD Sale 895 55.5300 ZAR
ORD Sale 913 54.9800 ZAR
ORD Sale 935 4.9374 GBP
ORD Sale 996 55.2600 ZAR
ORD Sale 998 54.8600 ZAR
ORD Sale 1,000 54.9300 ZAR
ORD Sale 1,000 54.9900 ZAR
ORD Sale 1,085 55.1300 ZAR
ORD Sale 1,205 55.0600 ZAR
ORD Sale 1,239 55.5800 ZAR
ORD Sale 1,264 55.3800 ZAR
ORD Sale 1,352 55.3000 ZAR
ORD Sale 1,425 55.6900 ZAR
ORD Sale 1,478 54.9400 ZAR
ORD Sale 1,617 55.6000 ZAR
ORD Sale 1,694 4.9508 GBP
ORD Sale 1,745 55.4100 ZAR
ORD Sale 1,755 55.6200 ZAR
ORD Sale 1,775 4.9709 GBP
ORD Sale 1,819 55.3500 ZAR
ORD Sale 1,898 55.3700 ZAR
ORD Sale 1,977 55.7700 ZAR
ORD Sale 1,979 55.6100 ZAR
ORD Sale 2,000 54.8900 ZAR
ORD Sale 2,089 55.7600 ZAR
ORD Sale 2,491 55.3300 ZAR
ORD Sale 2,529 55.3900 ZAR
ORD Sale 2,687 55.5600 ZAR
ORD Sale 2,707 55.1600 ZAR
ORD Sale 2,828 55.5900 ZAR
ORD Sale 2,873 55.4400 ZAR
ORD Sale 2,941 55.0200 ZAR
ORD Sale 3,068 55.5400 ZAR
ORD Sale 3,195 55.4200 ZAR
ORD Sale 3,776 55.3100 ZAR
ORD Sale 3,839 55.5500 ZAR
ORD Sale 3,951 55.4300 ZAR
ORD Sale 4,210 55.3600 ZAR
ORD Sale 4,391 55.5200 ZAR
ORD Sale 4,591 55.5700 ZAR
ORD Sale 4,780 55.2000 ZAR
ORD Sale 4,828 55.4800 ZAR
ORD Sale 5,048 4.9229 GBP
ORD Sale 5,237 55.6300 ZAR
ORD Sale 5,633 55.5100 ZAR
ORD Sale 6,788 55.4700 ZAR
ORD Sale 6,825 4.9399 GBP
ORD Sale 8,240 55.4900 ZAR
ORD Sale 8,864 55.5000 ZAR
ORD Sale 9,169 55.0000 ZAR
ORD Sale 12,840 54.7200 ZAR
ORD Sale 18,924 4.9731 GBP
ORD Sale 20,100 55.7500 ZAR
ORD Sale 32,820 4.9177 GBP
ORD Sale 229,226 4.9580 GBP
ORD Sale 237,505 4.9444 GBP
ORD Sale 273,970 55.4600 ZAR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ reference per unit
security e.g. CFD closing a long/ securities
short position,
increasing/reducing
a long/short position
ORD Futures Long 100 55.7110 ZAR
ORD CFD Long 460 4.9634 GBP
ORD CFD Long 2,205 55.6069 ZAR
ORD CFD Long 2,280 55.7317 ZAR
ORD Futures Long 2,700 55.4600 ZAR
ORD CFD Long 3,497 55.7497 ZAR
ORD CFD Long 3,907 55.1375 ZAR
ORD CFD Long 25,472 55.5058 ZAR
ORD CFD Long 32,820 4.9177 GBP
ORD CFD Long 222,492 55.3130 ZAR
ORD CFD Long 237,505 4.9444 GBP
ORD Futures Short 100 55.8600 ZAR
ORD CFD Short 323 4.9506 GBP
ORD CFD Short 1,518 4.9777 GBP
ORD CFD Short 3,085 55.4419 ZAR
ORD CFD Short 3,819 55.7291 ZAR
ORD CFD Short 4,253 54.9085 ZAR
ORD CFD Short 11,889 55.5226 ZAR
ORD CFD Short 24,493 4.9718 GBP
ORD CFD Short 29,931 55.6036 ZAR
ORD CFD Short 38,778 4.9500 GBP
ORD CFD Short 55,921 4.9591 GBP
ORD CFD Short 74,020 55.2243 ZAR
ORD CFD Short 177,600 55.2380 ZAR
ORD CFD Short 181,404 55.2579 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of Price e.g. date Money
security e.g. selling, securities per unit paid/
call varying to which American, received
option etc. option European per unit
relates etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 24 June 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings
are being disclosed: Barclays PLC.
Name of offeror/offeree in relation to whose
relevant securities this from relates: INVESTEC
2. OPTIONS AND DERIVATIVES
Class of Product Writing, Number of Exercise Type Expiry
relevant description purchasing, securities price date
security selling, to which per unit
varying etc option
relates
ORD Futures Purchased 550,800 16 Sep 2010
ORD Put Options Purchased 19,400 47.3000 American 16 Sep 2010
ORD Put Options Written -19,400 59.1300 American 16 Sep 2010
ORD Call Options Purchased 19,400 68.0000 American 16 Sep 2010
ORD Put Options Purchased 1,234,600 52.0000 American 16 Sep 2010
ORD Call Options Written -1,234,600 70.0000 American 16 Sep 2010
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to
contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.