Form 8.3 - INVESTEC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose
positions/dealings
are being disclosed: BARCLAYS PLC
(b) Owner or controller of interests and short
positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to
whose relevant securities this form
relates: INVESTEC PLC - amendment
Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with
an offeror/
offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 19 April 2010
(f) Has the discloser previously disclosed, or YES
are they today disclosing, under the Code
in respect of any other party
to this offer?
If YES, specify which: INVESTEC PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Interests Short positions
Number % Number %
(1) Relevant
securities
wned and/or
controlled: 4,639,063 0.98 356,818 0.08
(2) Derivatives
(other
than options): 513,456 0.11 183,882 0.04
(3) Options and
agreements to
purchase/sell:
TOTAL: 5,152,519 1.09 540,700 0.12
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the
rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
Ordinary Purchase 5,877 5.2313
Ordinary Purchase 435 5.2123
Ordinary Purchase 500 5.2550
Ordinary Purchase 1,018 5.2473
Ordinary Purchase 1,200 5.2568
Ordinary Purchase 1,626 5.2500
Ordinary Purchase 1,626 5.2500
Ordinary Purchase 3,024 5.2866
Ordinary Purchase 3,211 5.2480
Ordinary Purchase 5,561 5.2554
Ordinary Purchase 5,775 5.2152
Ordinary Purchase 100,000 5.2037
Ordinary Purchase 5,929 5.2507
Ordinary Purchase 6,410 5.2500
Ordinary Purchase 59,265 5.2329
Ordinary Purchase 8,075 5.2325
Ordinary Purchase 10,947 5.2500
Ordinary Purchase 30,436 5.2338
Ordinary Purchase 19,638 5.2452
Ordinary Purchase 25,000 5.2050
Ordinary Sale 25,000 5.2050
Ordinary Sale 500 5.2050
Ordinary Sale 500 5.2050
Ordinary Sale 43,571 5.2034
Ordinary Sale 551 5.2050
Ordinary Sale 573 5.2443
Ordinary Sale 41,394 5.2433
Ordinary Sale 36,277 5.2571
Ordinary Sale 1,626 5.2500
Ordinary Sale 5,917 5.2050
Ordinary Sale 1,820 5.2285
Ordinary Sale 7,951 5.2049
Ordinary Sale 3,703 5.2750
Ordinary Sale 4,044 5.2020
Ordinary Sale 19,083 5.2050
Ordinary Sale 200 5.3250
Ordinary Sale 10,621 5.2060
Ordinary Sale 9,614 5.2346
Ordinary Sale 5,929 5.2502
Ordinary Sale 7,024 5.2233
Ordinary Sale 7,262 5.1973
Ordinary Sale 1,626 5.2500
(b) Derivatives transactions (other than options)
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/ securities
closing a long/
short position,
increasing/
reducing
a long/short
position
Ordinary CFD Long 573 5.2443
Ordinary CFD Long 36,277 5.257
Ordinary CFD Long 3,703 5.275
Ordinary CFD Long 30,192 59.4368 ZAR
Ordinary CFD Long 49,944 59.5303 ZAR
Ordinary CFD Long 26,841 59.7282 ZAR
Ordinary CFD Long 10,202 59.7634 ZAR
Ordinary CFD Long 47,080 59.8622 ZAR
Ordinary CFD Short 8,075 5.2325
Ordinary CFD Short 59,265 5.2329
Ordinary CFD Short 19,638 5.2452
Ordinary CFD Short 5,929 5.2507
Ordinary CFD Short 3,024 5.2865
Ordinary CFD Short 36 59.5238 ZAR
Ordinary CFD Short 117,179 59.5715 ZAR
Ordinary CFD Short 14,554 59.6738 ZAR
Ordinary CFD Short 32,490 59.9524 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant of Price e.g. date Money
security description purchasing per unit paid/
e.g. , securities American receiv
call selling, to which , ed
option varying option per
etc. relates European unit
etc.
(ii) Exercising
Class of Product Number of Exercise
relevant description securities price
security e.g. call per unit
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
Relevant dealing e.g. unit
security subscription, (if applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 April 2010
Contact name: Geoff Smith
Telephone number: 020 7116 2913
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.