FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NATIONAL EXPRESS GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
08 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
STAGECOACH GROUP PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,244,697 |
0.20% |
9,926,904 |
1.62% |
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(2) |
Cash-settled derivatives: |
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9,652,714 |
1.57% |
920,032 |
0.15% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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10,897,411 |
1.77% |
10,846,936 |
1.77% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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5p ordinary |
Purchase |
581 |
1.9470 GBP |
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5p ordinary |
Purchase |
1,974 |
1.9210 GBP |
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5p ordinary |
Purchase |
1,990 |
1.9330 GBP |
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5p ordinary |
Purchase |
2,040 |
1.8950 GBP |
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5p ordinary |
Purchase |
2,286 |
1.9092 GBP |
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5p ordinary |
Purchase |
2,320 |
1.9490 GBP |
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5p ordinary |
Purchase |
3,023 |
1.9281 GBP |
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5p ordinary |
Purchase |
3,554 |
1.9170 GBP |
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5p ordinary |
Purchase |
4,794 |
1.9003 GBP |
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5p ordinary |
Purchase |
5,000 |
1.9620 GBP |
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5p ordinary |
Purchase |
5,111 |
1.9169 GBP |
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5p ordinary |
Purchase |
5,119 |
1.9104 GBP |
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5p ordinary |
Purchase |
5,761 |
1.9600 GBP |
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5p ordinary |
Purchase |
6,000 |
1.9720 GBP |
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5p ordinary |
Purchase |
7,350 |
1.9521 GBP |
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5p ordinary |
Purchase |
8,451 |
1.9405 GBP |
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5p ordinary |
Purchase |
10,901 |
1.9561 GBP |
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5p ordinary |
Purchase |
11,000 |
1.9674 GBP |
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5p ordinary |
Purchase |
17,203 |
1.9208 GBP |
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5p ordinary |
Purchase |
24,235 |
1.9184 GBP |
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5p ordinary |
Purchase |
28,135 |
1.9260 GBP |
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5p ordinary |
Purchase |
31,428 |
1.9411 GBP |
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5p ordinary |
Purchase |
32,509 |
1.9259 GBP |
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5p ordinary |
Purchase |
35,405 |
1.9373 GBP |
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5p ordinary |
Purchase |
35,922 |
1.9382 GBP |
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5p ordinary |
Purchase |
81,426 |
1.9524 GBP |
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5p ordinary |
Purchase |
122,204 |
1.9233 GBP |
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5p ordinary |
Purchase |
231,997 |
1.9539 GBP |
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5p ordinary |
Purchase |
449,330 |
1.9544 GBP |
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5p ordinary |
Sale |
114 |
1.9372 GBP |
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5p ordinary |
Sale |
341 |
1.9272 GBP |
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5p ordinary |
Sale |
398 |
1.9111 GBP |
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5p ordinary |
Sale |
457 |
1.9500 GBP |
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5p ordinary |
Sale |
1,115 |
1.8976 GBP |
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5p ordinary |
Sale |
1,974 |
1.9210 GBP |
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5p ordinary |
Sale |
1,990 |
1.9330 GBP |
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5p ordinary |
Sale |
2,040 |
1.8950 GBP |
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5p ordinary |
Sale |
3,324 |
1.9667 GBP |
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5p ordinary |
Sale |
3,778 |
1.9680 GBP |
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5p ordinary |
Sale |
4,360 |
1.9237 GBP |
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5p ordinary |
Sale |
5,000 |
1.9620 GBP |
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5p ordinary |
Sale |
6,000 |
1.9720 GBP |
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5p ordinary |
Sale |
6,066 |
1.9088 GBP |
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5p ordinary |
Sale |
7,598 |
1.9245 GBP |
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5p ordinary |
Sale |
8,217 |
1.9490 GBP |
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5p ordinary |
Sale |
15,868 |
1.9293 GBP |
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5p ordinary |
Sale |
16,622 |
1.9625 GBP |
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5p ordinary |
Sale |
49,465 |
1.9260 GBP |
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5p ordinary |
Sale |
74,938 |
1.9242 GBP |
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5p ordinary |
Sale |
75,177 |
1.9165 GBP |
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5p ordinary |
Sale |
294,308 |
1.9326 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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5p ordinary |
CFD |
Long |
67 |
1.9294 GBP |
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5p ordinary |
SWAP |
Long |
114 |
1.9372 GBP |
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5p ordinary |
CFD |
Long |
270 |
1.9558 GBP |
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5p ordinary |
SWAP |
Long |
341 |
1.9272 GBP |
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5p ordinary |
SWAP |
Long |
9,729 |
1.9015 GBP |
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5p ordinary |
CFD |
Long |
15,801 |
1.9293 GBP |
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5p ordinary |
CFD |
Long |
19,077 |
1.8966 GBP |
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5p ordinary |
SWAP |
Long |
22,676 |
1.9410 GBP |
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5p ordinary |
CFD |
Long |
35,190 |
1.9258 GBP |
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5p ordinary |
SWAP |
Long |
37,766 |
1.9254 GBP |
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5p ordinary |
SWAP |
Long |
70,662 |
1.9349 GBP |
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5p ordinary |
SWAP |
Long |
114,005 |
1.9425 GBP |
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5p ordinary |
SWAP |
Short |
428 |
1.9527 GBP |
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5p ordinary |
SWAP |
Short |
797 |
1.9632 GBP |
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5p ordinary |
SWAP |
Short |
9,089 |
1.9409 GBP |
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5p ordinary |
SWAP |
Short |
15,205 |
1.9190 GBP |
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5p ordinary |
SWAP |
Short |
15,980 |
1.9416 GBP |
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5p ordinary |
SWAP |
Short |
19,425 |
1.9337 GBP |
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5p ordinary |
SWAP |
Short |
21,000 |
1.9264 GBP |
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5p ordinary |
SWAP |
Short |
28,135 |
1.9260 GBP |
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5p ordinary |
CFD |
Short |
54,465 |
1.9599 GBP |
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5p ordinary |
CFD |
Short |
57,600 |
1.9612 GBP |
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5p ordinary |
SWAP |
Short |
68,847 |
1.9355 GBP |
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5p ordinary |
CFD |
Short |
81,426 |
1.9524 GBP |
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5p ordinary |
SWAP |
Short |
83,515 |
1.9503 GBP |
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5p ordinary |
SWAP |
Short |
85,234 |
1.9649 GBP |
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5p ordinary |
SWAP |
Short |
99,257 |
1.9572 GBP |
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5p ordinary |
SWAP |
Short |
132,740 |
1.9515 GBP |
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5p ordinary |
SWAP |
Short |
163,384 |
1.9514 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
9 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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