FORM 8.3 |
|
|
|
|
|
|
|
|
|||||||||||||||||
|
|
||||||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|
||||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|
||||||||||||||||||||||||
MORE |
|
||||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") |
|
||||||||||||||||||||||||
1. |
KEY INFORMATION |
||||||||||||||||||||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||||
(b) |
Owner or controller of interest and short |
|
|||||||||||||||||||||||
|
positions disclosed, if different from 1(a): |
||||||||||||||||||||||||
(c) |
Name of offeror/offeree in relation to whose |
NATIONAL EXPRESS GROUP PLC |
|||||||||||||||||||||||
|
relevant securities this form relates: |
||||||||||||||||||||||||
(d) |
If an exempt fund manager connected with an |
|
|||||||||||||||||||||||
|
offeror/offeree, state this and specify identity of |
||||||||||||||||||||||||
|
offeror/offeree: |
|
|
||||||||||||||||||||||
(e) |
Date position held/dealing undertaken: |
12 May 2022 |
|||||||||||||||||||||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||||||||||||||||||||
|
disclosures in respect of any other party to the offer? |
STAGECOACH GROUP PLC |
|||||||||||||||||||||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
|
|||||||||||||||||||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||||||||||||||||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
||||||||||||||||||||||
Class of relevant security: |
5p ordinary |
|
|
|
|||||||||||||||||||||
|
Interests |
Short Positions |
|
||||||||||||||||||||||
|
Number |
(%) |
Number |
(%) |
|
||||||||||||||||||||
(1) |
Relevant securities owned |
|
|
|
|
|
|||||||||||||||||||
|
and/or controlled: |
2,433,905 |
0.40% |
9,262,476 |
1.51% |
|
|||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
|||||||||||||||||||
|
|
|
16,630,158 |
2.71% |
2,049,578 |
0.33% |
|
||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
|||||||||||||||||||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
|||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
|
|
|
|||||||||||||||||||
|
TOTAL: |
|
19,064,063 |
3.10% |
11,312,054 |
1.84% |
|
||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||||||||||||||||||||
|
options) |
|
|
|
|
|
|
|
|||||||||||||||||
Class of relevant security in relation to |
|
|
|||||||||||||||||||||||
which subscription right exists |
|
|
|||||||||||||||||||||||
Details, including nature of the rights |
|
|
|||||||||||||||||||||||
concerned and relevant percentages: |
|
||||||||||||||||||||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
|||||
(a) |
Purchases and sales |
|
|
|
||
Class of relevant |
|
Purchase/sale |
|
Number of |
Price per unit |
|
security |
|
|
|
securities |
|
|
5p ordinary |
Purchase |
4 |
2.4317 GBP |
|||
5p ordinary |
Purchase |
30 |
2.4820 GBP |
|||
5p ordinary |
Purchase |
71 |
2.4905 GBP |
|||
5p ordinary |
Purchase |
117 |
2.4460 GBP |
|||
5p ordinary |
Purchase |
298 |
2.4503 GBP |
|||
5p ordinary |
Purchase |
446 |
2.4720 GBP |
|||
5p ordinary |
Purchase |
827 |
2.4372 GBP |
|||
5p ordinary |
Purchase |
1,832 |
2.4647 GBP |
|||
5p ordinary |
Purchase |
4,163 |
2.4613 GBP |
|||
5p ordinary |
Purchase |
4,231 |
2.4602 GBP |
|||
5p ordinary |
Purchase |
4,631 |
2.4921 GBP |
|||
5p ordinary |
Purchase |
4,888 |
2.4170 GBP |
|||
5p ordinary |
Purchase |
5,320 |
2.4134 GBP |
|||
5p ordinary |
Purchase |
5,517 |
2.4060 GBP |
|||
5p ordinary |
Purchase |
9,605 |
2.4670 GBP |
|||
5p ordinary |
Purchase |
14,113 |
2.4565 GBP |
|||
5p ordinary |
Purchase |
33,470 |
2.5020 GBP |
|||
5p ordinary |
Purchase |
43,679 |
2.4749 GBP |
|||
5p ordinary |
Sale |
1 |
2.4180 GBP |
|||
5p ordinary |
Sale |
3 |
2.4366 GBP |
|||
5p ordinary |
Sale |
189 |
2.4720 GBP |
|||
5p ordinary |
Sale |
218 |
2.4657 GBP |
|||
5p ordinary |
Sale |
260 |
2.4240 GBP |
|||
5p ordinary |
Sale |
298 |
2.4503 GBP |
|||
5p ordinary |
Sale |
477 |
2.4811 GBP |
|||
5p ordinary |
Sale |
655 |
2.4577 GBP |
|||
5p ordinary |
Sale |
1,134 |
2.4260 GBP |
|||
5p ordinary |
Sale |
2,860 |
2.4319 GBP |
|||
5p ordinary |
Sale |
3,193 |
2.4898 GBP |
|||
5p ordinary |
Sale |
4,115 |
2.4300 GBP |
|||
5p ordinary |
Sale |
4,186 |
2.4100 GBP |
|||
5p ordinary |
Sale |
4,888 |
2.4170 GBP |
|||
5p ordinary |
Sale |
5,878 |
2.4975 GBP |
|||
5p ordinary |
Sale |
8,652 |
2.4339 GBP |
|||
5p ordinary |
Sale |
14,026 |
2.5021 GBP |
|||
5p ordinary |
Sale |
14,577 |
2.4643 GBP |
|||
5p ordinary |
Sale |
15,268 |
2.4918 GBP |
|||
5p ordinary |
Sale |
25,872 |
2.4638 GBP |
(b) |
Cash-settled derivative transactions |
||||||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
5p ordinary |
SWAP |
Long |
435 |
2.4202 GBP |
|||
5p ordinary |
SWAP |
Long |
737 |
2.4605 GBP |
|||
5p ordinary |
SWAP |
Long |
952 |
2.4198 GBP |
|||
5p ordinary |
SWAP |
Long |
2,758 |
2.5008 GBP |
|||
5p ordinary |
SWAP |
Long |
2,860 |
2.4319 GBP |
|||
5p ordinary |
SWAP |
Long |
2,911 |
2.4627 GBP |
|||
5p ordinary |
SWAP |
Long |
3,430 |
2.4409 GBP |
|||
5p ordinary |
SWAP |
Long |
3,782 |
2.5020 GBP |
|||
5p ordinary |
CFD |
Long |
5,371 |
2.4233 GBP |
|||
5p ordinary |
SWAP |
Long |
5,878 |
2.4975 GBP |
|||
5p ordinary |
SWAP |
Long |
6,427 |
2.5021 GBP |
|||
5p ordinary |
SWAP |
Long |
13,258 |
2.4368 GBP |
|||
5p ordinary |
SWAP |
Long |
14,316 |
2.4965 GBP |
|||
5p ordinary |
CFD |
Long |
14,577 |
2.4643 GBP |
|||
5p ordinary |
SWAP |
Short |
3,130 |
2.4241 GBP |
|||
5p ordinary |
SWAP |
Short |
4,163 |
2.4613 GBP |
|||
5p ordinary |
SWAP |
Short |
4,231 |
2.4602 GBP |
|||
5p ordinary |
SWAP |
Short |
4,631 |
2.4921 GBP |
|||
5p ordinary |
SWAP |
Short |
5,920 |
2.4257 GBP |
|||
5p ordinary |
SWAP |
Short |
10,675 |
2.4529 GBP |
|||
5p ordinary |
SWAP |
Short |
12,446 |
2.5020 GBP |
|||
5p ordinary |
SWAP |
Short |
18,255 |
2.4627 GBP |
|||
5p ordinary |
CFD |
Short |
37,593 |
2.4788 GBP |
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
||
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the person making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
||||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
13 May 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|