FORM 8.3 |
|
|
|
|
|
|
|
|
|||||||||||||||||
|
|
||||||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|
||||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|
||||||||||||||||||||||||
MORE |
|
||||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") |
|
||||||||||||||||||||||||
1. |
KEY INFORMATION |
||||||||||||||||||||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||||
(b) |
Owner or controller of interest and short |
|
|||||||||||||||||||||||
|
positions disclosed, if different from 1(a): |
||||||||||||||||||||||||
(c) |
Name of offeror/offeree in relation to whose |
NATIONAL EXPRESS GROUP PLC |
|||||||||||||||||||||||
|
relevant securities this form relates: |
||||||||||||||||||||||||
(d) |
If an exempt fund manager connected with an |
|
|||||||||||||||||||||||
|
offeror/offeree, state this and specify identity of |
||||||||||||||||||||||||
|
offeror/offeree: |
|
|
||||||||||||||||||||||
(e) |
Date position held/dealing undertaken: |
16 May 2022 |
|||||||||||||||||||||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||||||||||||||||||||
|
disclosures in respect of any other party to the offer? |
STAGECOACH GROUP PLC |
|||||||||||||||||||||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
|
|||||||||||||||||||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||||||||||||||||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
||||||||||||||||||||||
Class of relevant security: |
5p ordinary |
|
|
|
|||||||||||||||||||||
|
Interests |
Short Positions |
|
||||||||||||||||||||||
|
Number |
(%) |
Number |
(%) |
|
||||||||||||||||||||
(1) |
Relevant securities owned |
|
|
|
|
|
|||||||||||||||||||
|
and/or controlled: |
2,467,724 |
0.40% |
9,249,987 |
1.51% |
|
|||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
|||||||||||||||||||
|
|
|
16,619,945 |
2.71% |
2,076,706 |
0.34% |
|
||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
|||||||||||||||||||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
|||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
|
|
|
|||||||||||||||||||
|
TOTAL: |
|
19,087,669 |
3.11% |
11,326,693 |
1.84% |
|
||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||||||||||||||||||||
|
options) |
|
|
|
|
|
|
|
|||||||||||||||||
Class of relevant security in relation to |
|
|
|||||||||||||||||||||||
which subscription right exists |
|
||||||||||||||||||||||||
Details, including nature of the rights |
|
|
|||||||||||||||||||||||
concerned and relevant percentages: |
|
||||||||||||||||||||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
|||||
(a) |
Purchases and sales |
|
|
|
||
Class of relevant |
Purchase/sale |
|
Number of |
Price per unit |
|
|
security |
|
|
|
securities |
|
|
5p ordinary |
Purchase |
414 |
2.4621 GBP |
|||
5p ordinary |
Purchase |
489 |
2.4543 GBP |
|||
5p ordinary |
Purchase |
860 |
2.4662 GBP |
|||
5p ordinary |
Purchase |
2,429 |
2.4654 GBP |
|||
5p ordinary |
Purchase |
2,979 |
2.4600 GBP |
|||
5p ordinary |
Purchase |
3,685 |
2.4743 GBP |
|||
5p ordinary |
Purchase |
7,387 |
2.4618 GBP |
|||
5p ordinary |
Purchase |
8,369 |
2.4660 GBP |
|||
5p ordinary |
Purchase |
14,995 |
2.4760 GBP |
|||
5p ordinary |
Purchase |
16,167 |
2.4541 GBP |
|||
5p ordinary |
Purchase |
20,747 |
2.4561 GBP |
|||
5p ordinary |
Purchase |
31,511 |
2.4664 GBP |
|||
5p ordinary |
Purchase |
50,000 |
2.4692 GBP |
|||
5p ordinary |
Sale |
1 |
2.4680 GBP |
|||
5p ordinary |
Sale |
38 |
2.4360 GBP |
|||
5p ordinary |
Sale |
70 |
2.4436 GBP |
|||
5p ordinary |
Sale |
79 |
2.4959 GBP |
|||
5p ordinary |
Sale |
135 |
2.4521 GBP |
|||
5p ordinary |
Sale |
318 |
2.4760 GBP |
|||
5p ordinary |
Sale |
348 |
2.4626 GBP |
|||
5p ordinary |
Sale |
480 |
2.4600 GBP |
|||
5p ordinary |
Sale |
840 |
2.4540 GBP |
|||
5p ordinary |
Sale |
875 |
2.4502 GBP |
|||
5p ordinary |
Sale |
981 |
2.4580 GBP |
|||
5p ordinary |
Sale |
1,055 |
2.4552 GBP |
|||
5p ordinary |
Sale |
1,613 |
2.4647 GBP |
|||
5p ordinary |
Sale |
1,871 |
2.4582 GBP |
|||
5p ordinary |
Sale |
2,368 |
2.4631 GBP |
|||
5p ordinary |
Sale |
2,979 |
2.4602 GBP |
|||
5p ordinary |
Sale |
5,543 |
2.4545 GBP |
|||
5p ordinary |
Sale |
6,599 |
2.4578 GBP |
|||
5p ordinary |
Sale |
11,403 |
2.4675 GBP |
|||
5p ordinary |
Sale |
12,388 |
2.4761 GBP |
|||
5p ordinary |
Sale |
14,909 |
2.4655 GBP |
|||
5p ordinary |
Sale |
16,400 |
2.4550 GBP |
|||
5p ordinary |
Sale |
33,031 |
2.4702 GBP |
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
5p ordinary |
SWAP |
Long |
79 |
2.4959 GBP |
|||
5p ordinary |
SWAP |
Long |
429 |
2.4420 GBP |
|||
5p ordinary |
SWAP |
Long |
897 |
2.4701 GBP |
|||
5p ordinary |
SWAP |
Long |
2,350 |
2.4679 GBP |
|||
5p ordinary |
SWAP |
Long |
2,443 |
2.4709 GBP |
|||
5p ordinary |
SWAP |
Long |
2,605 |
2.4676 GBP |
|||
5p ordinary |
SWAP |
Long |
7,027 |
2.4652 GBP |
|||
5p ordinary |
SWAP |
Long |
8,182 |
2.4738 GBP |
|||
5p ordinary |
SWAP |
Long |
12,111 |
2.4760 GBP |
|||
5p ordinary |
CFD |
Long |
14,909 |
2.4655 GBP |
|||
5p ordinary |
SWAP |
Long |
17,448 |
2.4597 GBP |
|||
5p ordinary |
SWAP |
Short |
353 |
2.4959 GBP |
|||
5p ordinary |
SWAP |
Short |
489 |
2.4543 GBP |
|||
5p ordinary |
SWAP |
Short |
563 |
2.4649 GBP |
|||
5p ordinary |
SWAP |
Short |
2,453 |
2.4637 GBP |
|||
5p ordinary |
CFD |
Short |
3,704 |
2.4761 GBP |
|||
5p ordinary |
SWAP |
Short |
5,650 |
2.4626 GBP |
|||
5p ordinary |
SWAP |
Short |
5,729 |
2.4760 GBP |
|||
5p ordinary |
SWAP |
Short |
8,369 |
2.4660 GBP |
|||
5p ordinary |
SWAP |
Short |
11,427 |
2.4590 GBP |
|||
5p ordinary |
CFD |
Short |
18,600 |
2.4681 GBP |
|||
5p ordinary |
SWAP |
Short |
50,000 |
2.4692 GBP |
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
|
|
||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
||
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the person making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
||||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
17 May 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|
|