FORM 8.3 |
|
|
|
|
|
|
|
|
|||||||||||||||||
|
|
||||||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|
||||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|
||||||||||||||||||||||||
MORE |
|
||||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") |
|
||||||||||||||||||||||||
1. |
KEY INFORMATION |
||||||||||||||||||||||||
(a) |
Full name of discloser: |
|
|
Barclays PLC. |
|||||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||||
(b) |
Owner or controller of interest and short |
|
|||||||||||||||||||||||
|
positions disclosed, if different from 1(a): |
||||||||||||||||||||||||
(c) |
Name of offeror/offeree in relation to whose |
NATIONAL EXPRESS GROUP PLC |
|||||||||||||||||||||||
|
relevant securities this form relates: |
||||||||||||||||||||||||
(d) |
If an exempt fund manager connected with an |
|
|||||||||||||||||||||||
|
offeror/offeree, state this and specify identity of |
||||||||||||||||||||||||
|
offeror/offeree: |
|
|
||||||||||||||||||||||
(e) |
Date position held/dealing undertaken: |
13 April 2022 |
|||||||||||||||||||||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||||||||||||||||||||
|
disclosures in respect of any other party to the offer? |
STAGECOACH GROUP PLC |
|||||||||||||||||||||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
|
|||||||||||||||||||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||||||||||||||||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
||||||||||||||||||||||
Class of relevant security: |
5p ordinary |
|
|
|
|||||||||||||||||||||
|
Interests |
Short Positions |
|
||||||||||||||||||||||
|
Number |
(%) |
Number |
(%) |
|
||||||||||||||||||||
(1) |
Relevant securities owned |
|
|
|
|
|
|||||||||||||||||||
|
and/or controlled: |
2,126,328 |
0.35% |
7,688,780 |
1.25% |
|
|||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
|||||||||||||||||||
|
|
|
7,418,443 |
1.21% |
2,013,193 |
0.33% |
|
||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
|||||||||||||||||||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
|||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
|
|
|
|||||||||||||||||||
|
TOTAL: |
|
9,544,771 |
1.55% |
9,701,973 |
1.58% |
|
||||||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||||||
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||||||||||||||||||||
|
options) |
|
|
|
|
|
|
|
|||||||||||||||||
Class of relevant security in relation to |
|
|
|||||||||||||||||||||||
which subscription right exists |
|
|
|||||||||||||||||||||||
Details, including nature of the rights |
|
|
|||||||||||||||||||||||
concerned and relevant percentages: |
|
||||||||||||||||||||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
|||||
(a) |
Purchases and sales |
|
|
|
||
Class of relevant |
|
Purchase/sale |
|
Number of |
Price per unit |
|
security |
|
|
|
securities |
|
|
5p ordinary |
Purchase |
49 |
2.3402 GBP |
|||
5p ordinary |
Purchase |
70 |
2.3300 GBP |
|||
5p ordinary |
Purchase |
489 |
2.2880 GBP |
|||
5p ordinary |
Purchase |
1,080 |
2.3160 GBP |
|||
5p ordinary |
Purchase |
1,184 |
2.3337 GBP |
|||
5p ordinary |
Purchase |
1,491 |
2.3231 GBP |
|||
5p ordinary |
Purchase |
1,665 |
2.3367 GBP |
|||
5p ordinary |
Purchase |
1,825 |
2.2873 GBP |
|||
5p ordinary |
Purchase |
1,894 |
2.2865 GBP |
|||
5p ordinary |
Purchase |
2,685 |
2.3197 GBP |
|||
5p ordinary |
Purchase |
3,238 |
2.3186 GBP |
|||
5p ordinary |
Purchase |
4,170 |
2.3216 GBP |
|||
5p ordinary |
Purchase |
4,298 |
2.3223 GBP |
|||
5p ordinary |
Purchase |
4,572 |
2.3243 GBP |
|||
5p ordinary |
Purchase |
6,329 |
2.3180 GBP |
|||
5p ordinary |
Purchase |
7,824 |
2.3233 GBP |
|||
5p ordinary |
Purchase |
8,093 |
2.3302 GBP |
|||
5p ordinary |
Purchase |
9,038 |
2.3178 GBP |
|||
5p ordinary |
Purchase |
9,977 |
2.3347 GBP |
|||
5p ordinary |
Purchase |
17,613 |
2.3173 GBP |
|||
5p ordinary |
Purchase |
30,585 |
2.3181 GBP |
|||
5p ordinary |
Purchase |
49,850 |
2.3281 GBP |
|||
5p ordinary |
Purchase |
73,851 |
2.3397 GBP |
|||
5p ordinary |
Purchase |
98,323 |
2.3306 GBP |
|||
5p ordinary |
Purchase |
99,699 |
2.3417 GBP |
|||
5p ordinary |
Purchase |
100,819 |
2.3170 GBP |
|||
5p ordinary |
Purchase |
104,631 |
2.3198 GBP |
|||
5p ordinary |
Purchase |
150,134 |
2.3420 GBP |
|||
5p ordinary |
Sale |
1 |
2.3360 GBP |
|||
5p ordinary |
Sale |
2 |
2.3260 GBP |
|||
5p ordinary |
Sale |
77 |
2.3179 GBP |
|||
5p ordinary |
Sale |
116 |
2.3320 GBP |
|||
5p ordinary |
Sale |
170 |
2.3440 GBP |
|||
5p ordinary |
Sale |
259 |
2.3380 GBP |
|||
5p ordinary |
Sale |
265 |
2.3060 GBP |
|||
5p ordinary |
Sale |
900 |
2.3239 GBP |
|||
5p ordinary |
Sale |
1,342 |
2.3406 GBP |
|||
5p ordinary |
Sale |
1,394 |
2.3251 GBP |
|||
5p ordinary |
Sale |
1,570 |
2.3160 GBP |
|||
5p ordinary |
Sale |
2,200 |
2.3222 GBP |
|||
5p ordinary |
Sale |
2,374 |
2.3175 GBP |
|||
5p ordinary |
Sale |
2,476 |
2.3123 GBP |
|||
5p ordinary |
Sale |
2,841 |
2.3342 GBP |
|||
5p ordinary |
Sale |
3,694 |
2.3384 GBP |
|||
5p ordinary |
Sale |
3,780 |
2.3286 GBP |
|||
5p ordinary |
Sale |
4,019 |
2.3252 GBP |
|||
5p ordinary |
Sale |
5,985 |
2.3212 GBP |
|||
5p ordinary |
Sale |
6,480 |
2.3272 GBP |
|||
5p ordinary |
Sale |
10,200 |
2.3289 GBP |
|||
5p ordinary |
Sale |
10,310 |
2.3304 GBP |
|||
5p ordinary |
Sale |
10,321 |
2.3253 GBP |
|||
5p ordinary |
Sale |
11,957 |
2.3288 GBP |
|||
5p ordinary |
Sale |
16,643 |
2.3275 GBP |
|||
5p ordinary |
Sale |
24,208 |
2.2853 GBP |
|||
5p ordinary |
Sale |
37,763 |
2.3279 GBP |
|||
5p ordinary |
Sale |
43,510 |
2.3180 GBP |
|||
5p ordinary |
Sale |
66,824 |
2.3400 GBP |
|||
5p ordinary |
Sale |
107,203 |
2.3420 GBP |
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
5p ordinary |
SWAP |
Long |
8 |
2.3177 GBP |
|||
5p ordinary |
CFD |
Long |
22 |
2.3277 GBP |
|||
5p ordinary |
SWAP |
Long |
77 |
2.3179 GBP |
|||
5p ordinary |
SWAP |
Long |
187 |
2.3399 GBP |
|||
5p ordinary |
SWAP |
Long |
214 |
2.3364 GBP |
|||
5p ordinary |
SWAP |
Long |
824 |
2.3386 GBP |
|||
5p ordinary |
SWAP |
Long |
900 |
2.3239 GBP |
|||
5p ordinary |
SWAP |
Long |
2,643 |
2.3242 GBP |
|||
5p ordinary |
SWAP |
Long |
3,480 |
2.3385 GBP |
|||
5p ordinary |
SWAP |
Long |
4,401 |
2.3250 GBP |
|||
5p ordinary |
CFD |
Long |
7,439 |
2.3435 GBP |
|||
5p ordinary |
SWAP |
Long |
15,422 |
2.3319 GBP |
|||
5p ordinary |
CFD |
Long |
16,621 |
2.3275 GBP |
|||
5p ordinary |
CFD |
Long |
34,128 |
2.3208 GBP |
|||
5p ordinary |
SWAP |
Short |
634 |
2.3040 GBP |
|||
5p ordinary |
SWAP |
Short |
1,339 |
2.2984 GBP |
|||
5p ordinary |
SWAP |
Short |
2,975 |
2.3367 GBP |
|||
5p ordinary |
SWAP |
Short |
5,160 |
2.3292 GBP |
|||
5p ordinary |
SWAP |
Short |
5,204 |
2.3331 GBP |
|||
5p ordinary |
SWAP |
Short |
7,824 |
2.3233 GBP |
|||
5p ordinary |
CFD |
Short |
13,280 |
2.3421 GBP |
|||
5p ordinary |
SWAP |
Short |
16,979 |
2.3178 GBP |
|||
5p ordinary |
CFD |
Short |
18,175 |
2.3222 GBP |
|||
5p ordinary |
SWAP |
Short |
20,974 |
2.3339 GBP |
|||
5p ordinary |
SWAP |
Short |
21,984 |
2.3114 GBP |
|||
5p ordinary |
CFD |
Short |
22,215 |
2.3417 GBP |
|||
5p ordinary |
SWAP |
Short |
25,990 |
2.3134 GBP |
|||
5p ordinary |
SWAP |
Short |
49,461 |
2.3351 GBP |
|||
5p ordinary |
CFD |
Short |
49,850 |
2.3281 GBP |
|||
5p ordinary |
CFD |
Short |
104,631 |
2.3198 GBP |
|||
5p ordinary |
SWAP |
Short |
135,918 |
2.3420 GBP |
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
||
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the person making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
||||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
14 Apr 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|