FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NATIONAL EXPRESS GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
20 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
STAGECOACH GROUP PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
2,596,220 |
0.42% |
9,520,823 |
1.55% |
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(2) |
Cash-settled derivatives: |
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17,534,530 |
2.86% |
2,208,740 |
0.36% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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20,130,750 |
3.28% |
11,729,563 |
1.91% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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5p ordinary |
Purchase |
101 |
2.5400 GBP |
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5p ordinary |
Purchase |
380 |
2.5103 GBP |
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5p ordinary |
Purchase |
417 |
2.5240 GBP |
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5p ordinary |
Purchase |
725 |
2.5318 GBP |
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5p ordinary |
Purchase |
1,241 |
2.5277 GBP |
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5p ordinary |
Purchase |
1,387 |
2.5207 GBP |
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5p ordinary |
Purchase |
1,417 |
2.5227 GBP |
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5p ordinary |
Purchase |
1,608 |
2.5140 GBP |
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5p ordinary |
Purchase |
1,775 |
2.5279 GBP |
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5p ordinary |
Purchase |
2,056 |
2.5260 GBP |
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5p ordinary |
Purchase |
2,091 |
2.5245 GBP |
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5p ordinary |
Purchase |
2,544 |
2.5189 GBP |
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5p ordinary |
Purchase |
3,833 |
2.5280 GBP |
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5p ordinary |
Purchase |
5,000 |
2.5366 GBP |
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5p ordinary |
Purchase |
6,861 |
2.5278 GBP |
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5p ordinary |
Purchase |
7,071 |
2.5070 GBP |
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5p ordinary |
Purchase |
8,376 |
2.5196 GBP |
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5p ordinary |
Purchase |
14,625 |
2.5297 GBP |
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5p ordinary |
Purchase |
16,377 |
2.4999 GBP |
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5p ordinary |
Sale |
190 |
2.5180 GBP |
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5p ordinary |
Sale |
415 |
2.5240 GBP |
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5p ordinary |
Sale |
435 |
2.5160 GBP |
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5p ordinary |
Sale |
637 |
2.5260 GBP |
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5p ordinary |
Sale |
1,070 |
2.5320 GBP |
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5p ordinary |
Sale |
1,243 |
2.5281 GBP |
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5p ordinary |
Sale |
1,387 |
2.5386 GBP |
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5p ordinary |
Sale |
1,775 |
2.5280 GBP |
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5p ordinary |
Sale |
1,886 |
2.5161 GBP |
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5p ordinary |
Sale |
2,002 |
2.5222 GBP |
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5p ordinary |
Sale |
2,437 |
2.5165 GBP |
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5p ordinary |
Sale |
3,799 |
2.5190 GBP |
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5p ordinary |
Sale |
4,712 |
2.5305 GBP |
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5p ordinary |
Sale |
5,094 |
2.5414 GBP |
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5p ordinary |
Sale |
5,483 |
2.5270 GBP |
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5p ordinary |
Sale |
5,656 |
2.5283 GBP |
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5p ordinary |
Sale |
6,748 |
2.5364 GBP |
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5p ordinary |
Sale |
15,825 |
2.5290 GBP |
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5p ordinary |
Sale |
32,337 |
2.5254 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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5p ordinary |
SWAP |
Long |
39 |
2.5299 GBP |
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5p ordinary |
SWAP |
Long |
1,387 |
2.5386 GBP |
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5p ordinary |
SWAP |
Long |
2,255 |
2.4811 GBP |
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5p ordinary |
SWAP |
Long |
2,809 |
2.5335 GBP |
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5p ordinary |
SWAP |
Long |
5,055 |
2.5415 GBP |
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5p ordinary |
SWAP |
Long |
7,155 |
2.5305 GBP |
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5p ordinary |
SWAP |
Long |
32,092 |
2.5273 GBP |
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5p ordinary |
SWAP |
Short |
175 |
2.5259 GBP |
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5p ordinary |
SWAP |
Short |
283 |
2.5260 GBP |
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5p ordinary |
SWAP |
Short |
380 |
2.5103 GBP |
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5p ordinary |
SWAP |
Short |
921 |
2.5210 GBP |
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5p ordinary |
SWAP |
Short |
1,916 |
2.5280 GBP |
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5p ordinary |
SWAP |
Short |
3,236 |
2.5206 GBP |
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5p ordinary |
SWAP |
Short |
12,097 |
2.4810 GBP |
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5p ordinary |
CFD |
Short |
14,480 |
2.5234 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
23 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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