FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NATIONAL EXPRESS GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
23 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
STAGECOACH GROUP PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
2,858,563 |
0.47% |
9,567,363 |
1.56% |
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(2) |
Cash-settled derivatives: |
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17,584,265 |
2.86% |
2,246,368 |
0.37% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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20,442,828 |
3.33% |
11,813,731 |
1.92% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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5p ordinary |
Purchase |
79 |
2.6016 GBP |
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5p ordinary |
Purchase |
577 |
2.6098 GBP |
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5p ordinary |
Purchase |
676 |
2.6056 GBP |
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5p ordinary |
Purchase |
1,169 |
2.6001 GBP |
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5p ordinary |
Purchase |
1,325 |
2.5943 GBP |
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5p ordinary |
Purchase |
1,597 |
2.5975 GBP |
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5p ordinary |
Purchase |
2,137 |
2.6213 GBP |
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5p ordinary |
Purchase |
2,287 |
2.5730 GBP |
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5p ordinary |
Purchase |
4,519 |
2.5998 GBP |
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5p ordinary |
Purchase |
6,865 |
2.6000 GBP |
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5p ordinary |
Purchase |
18,623 |
2.6015 GBP |
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5p ordinary |
Purchase |
27,335 |
2.5964 GBP |
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5p ordinary |
Purchase |
28,921 |
2.5765 GBP |
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5p ordinary |
Purchase |
32,606 |
2.5786 GBP |
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5p ordinary |
Purchase |
187,894 |
2.5700 GBP |
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5p ordinary |
Sale |
27 |
2.6040 GBP |
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5p ordinary |
Sale |
63 |
2.6030 GBP |
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5p ordinary |
Sale |
194 |
2.5830 GBP |
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5p ordinary |
Sale |
362 |
2.5980 GBP |
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5p ordinary |
Sale |
386 |
2.5990 GBP |
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5p ordinary |
Sale |
609 |
2.5900 GBP |
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5p ordinary |
Sale |
1,527 |
2.6206 GBP |
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5p ordinary |
Sale |
1,618 |
2.5940 GBP |
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5p ordinary |
Sale |
1,767 |
2.6007 GBP |
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5p ordinary |
Sale |
2,287 |
2.5730 GBP |
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5p ordinary |
Sale |
2,891 |
2.5821 GBP |
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5p ordinary |
Sale |
3,447 |
2.5770 GBP |
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5p ordinary |
Sale |
3,883 |
2.6133 GBP |
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5p ordinary |
Sale |
4,047 |
2.5970 GBP |
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5p ordinary |
Sale |
4,222 |
2.6240 GBP |
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5p ordinary |
Sale |
4,233 |
2.5978 GBP |
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5p ordinary |
Sale |
5,404 |
2.6001 GBP |
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5p ordinary |
Sale |
6,341 |
2.5760 GBP |
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5p ordinary |
Sale |
15,575 |
2.5720 GBP |
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5p ordinary |
Sale |
17,653 |
2.6029 GBP |
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5p ordinary |
Sale |
62,826 |
2.6011 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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5p ordinary |
SWAP |
Long |
27 |
2.6019 GBP |
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5p ordinary |
SWAP |
Long |
27 |
2.6039 GBP |
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5p ordinary |
SWAP |
Long |
129 |
2.5981 GBP |
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5p ordinary |
SWAP |
Long |
1,330 |
2.5851 GBP |
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5p ordinary |
SWAP |
Long |
1,500 |
2.6209 GBP |
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5p ordinary |
SWAP |
Long |
2,183 |
2.5980 GBP |
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5p ordinary |
SWAP |
Long |
2,891 |
2.5821 GBP |
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5p ordinary |
SWAP |
Long |
4,093 |
2.6248 GBP |
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5p ordinary |
SWAP |
Long |
11,556 |
2.5995 GBP |
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5p ordinary |
SWAP |
Long |
17,653 |
2.6029 GBP |
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5p ordinary |
SWAP |
Long |
23,810 |
2.6049 GBP |
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5p ordinary |
SWAP |
Long |
32,343 |
2.5988 GBP |
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5p ordinary |
SWAP |
Short |
28 |
2.5600 GBP |
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5p ordinary |
SWAP |
Short |
1,597 |
2.5975 GBP |
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5p ordinary |
SWAP |
Short |
2,171 |
2.6062 GBP |
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5p ordinary |
SWAP |
Short |
2,348 |
2.5938 GBP |
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5p ordinary |
SWAP |
Short |
2,366 |
2.5943 GBP |
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5p ordinary |
SWAP |
Short |
6,352 |
2.6007 GBP |
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5p ordinary |
SWAP |
Short |
7,275 |
2.5865 GBP |
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5p ordinary |
SWAP |
Short |
7,532 |
2.6056 GBP |
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5p ordinary |
SWAP |
Short |
8,725 |
2.6000 GBP |
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5p ordinary |
CFD |
Short |
14,435 |
2.6002 GBP |
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5p ordinary |
SWAP |
Short |
32,606 |
2.5787 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
24 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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