FORM 8.3 |
|
|
|
|
|
|
|
|
||||||||||||||
|
|
|||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|
|||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|
|||||||||||||||||||||
MORE |
|
|||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") |
|
|||||||||||||||||||||
1. |
KEY INFORMATION |
|||||||||||||||||||||
(a) |
Full name of discloser: |
|
|
Barclays PLC. |
||||||||||||||||||
|
|
|
|
|
||||||||||||||||||
(b) |
Owner or controller of interest and short |
|
||||||||||||||||||||
|
positions disclosed, if different from 1(a): |
|||||||||||||||||||||
(c) |
Name of offeror/offeree in relation to whose |
NATIONAL EXPRESS GROUP PLC |
||||||||||||||||||||
|
relevant securities this form relates: |
|||||||||||||||||||||
(d) |
If an exempt fund manager connected with an |
|
||||||||||||||||||||
|
offeror/offeree, state this and specify identity of |
|||||||||||||||||||||
|
offeror/offeree: |
|
|
|||||||||||||||||||
(e) |
Date position held/dealing undertaken: |
06 May 2022 |
||||||||||||||||||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
||||||||||||||||||
|
disclosures in respect of any other party to the offer? |
STAGECOACH GROUP PLC |
||||||||||||||||||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
|||||||||||||||||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|||||||||||||||||||||
|
to which the disclosure relates following the dealing (if any) |
|
||||||||||||||||||||
Class of relevant security: |
5p ordinary |
|
|
|||||||||||||||||||
|
Interests |
Short Positions |
||||||||||||||||||||
|
Number |
(%) |
Number |
(%) |
||||||||||||||||||
(1) |
Relevant securities owned |
|
|
|
|
|||||||||||||||||
|
and/or controlled: |
2,537,869 |
0.41% |
8,785,670 |
1.43% |
|||||||||||||||||
|
|
|
|
|
|
|
||||||||||||||||
(2) |
Cash-settled derivatives: |
|
|
|
|
|||||||||||||||||
|
|
|
15,488,489 |
2.52% |
2,131,147 |
0.35% |
||||||||||||||||
|
|
|
|
|
|
|
||||||||||||||||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|||||||||||||||||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|||||||||||||||||
|
|
|
|
|
|
|
||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||
|
TOTAL: |
|
18,026,358 |
2.94% |
10,916,817 |
1.78% |
||||||||||||||||
|
|
|
|
|
|
|
||||||||||||||||
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
||||||||||||||||||||
|
options) |
|
|
|
|
|
|
|
||||||||||||||
Class of relevant security in relation to |
|
|
||||||||||||||||||||
which subscription right exists |
|
|
||||||||||||||||||||
Details, including nature of the rights |
|
|
|
|||||||||||||||||||
concerned and relevant percentages: |
|
|
||||||||||||||||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
|||||
(a) |
Purchases and sales |
|
|
|||
Class of relevant |
Purchase/sale |
|
Number of |
Price per unit |
|
|
security |
|
|
|
securities |
|
|
5p ordinary |
Purchase |
207 |
2.4280 GBP |
|||
5p ordinary |
Purchase |
349 |
2.4260 GBP |
|||
5p ordinary |
Purchase |
394 |
2.4635 GBP |
|||
5p ordinary |
Purchase |
420 |
2.4460 GBP |
|||
5p ordinary |
Purchase |
528 |
2.4300 GBP |
|||
5p ordinary |
Purchase |
1,758 |
2.4339 GBP |
|||
5p ordinary |
Purchase |
2,046 |
2.4484 GBP |
|||
5p ordinary |
Purchase |
2,078 |
2.4456 GBP |
|||
5p ordinary |
Purchase |
3,133 |
2.4540 GBP |
|||
5p ordinary |
Purchase |
4,311 |
2.4615 GBP |
|||
5p ordinary |
Purchase |
7,583 |
2.4465 GBP |
|||
5p ordinary |
Purchase |
7,813 |
2.4449 GBP |
|||
5p ordinary |
Purchase |
15,028 |
2.4522 GBP |
|||
5p ordinary |
Purchase |
28,248 |
2.4372 GBP |
|||
5p ordinary |
Sale |
341 |
2.4340 GBP |
|||
5p ordinary |
Sale |
426 |
2.4000 GBP |
|||
5p ordinary |
Sale |
511 |
2.4540 GBP |
|||
5p ordinary |
Sale |
556 |
2.4268 GBP |
|||
5p ordinary |
Sale |
559 |
2.4180 GBP |
|||
5p ordinary |
Sale |
563 |
2.4020 GBP |
|||
5p ordinary |
Sale |
839 |
2.4452 GBP |
|||
5p ordinary |
Sale |
896 |
2.4169 GBP |
|||
5p ordinary |
Sale |
911 |
2.4299 GBP |
|||
5p ordinary |
Sale |
1,030 |
2.4559 GBP |
|||
5p ordinary |
Sale |
1,100 |
2.4610 GBP |
|||
5p ordinary |
Sale |
1,396 |
2.4125 GBP |
|||
5p ordinary |
Sale |
1,614 |
2.4378 GBP |
|||
5p ordinary |
Sale |
1,700 |
2.4100 GBP |
|||
5p ordinary |
Sale |
2,962 |
2.4622 GBP |
|||
5p ordinary |
Sale |
3,108 |
2.4431 GBP |
|||
5p ordinary |
Sale |
3,523 |
2.4480 GBP |
|||
5p ordinary |
Sale |
3,570 |
2.4541 GBP |
|||
5p ordinary |
Sale |
4,491 |
2.4496 GBP |
|||
5p ordinary |
Sale |
5,196 |
2.4187 GBP |
|||
5p ordinary |
Sale |
11,505 |
2.4534 GBP |
|||
5p ordinary |
Sale |
15,703 |
2.4488 GBP |
|||
5p ordinary |
Sale |
30,877 |
2.4420 GBP |
|||
5p ordinary |
Sale |
32,920 |
2.4401 GBP |
(b) |
Cash-settled derivative transactions |
||||||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
5p ordinary |
SWAP |
Long |
361 |
2.4505 GBP |
|||
5p ordinary |
CFD |
Long |
504 |
2.4540 GBP |
|||
5p ordinary |
SWAP |
Long |
609 |
2.4540 GBP |
|||
5p ordinary |
SWAP |
Long |
1,253 |
2.4342 GBP |
|||
5p ordinary |
SWAP |
Long |
1,683 |
2.4222 GBP |
|||
5p ordinary |
SWAP |
Long |
1,707 |
2.4487 GBP |
|||
5p ordinary |
SWAP |
Long |
2,338 |
2.4442 GBP |
|||
5p ordinary |
SWAP |
Long |
2,374 |
2.4401 GBP |
|||
5p ordinary |
SWAP |
Long |
2,452 |
2.4539 GBP |
|||
5p ordinary |
SWAP |
Long |
5,468 |
2.4254 GBP |
|||
5p ordinary |
CFD |
Long |
13,801 |
2.4488 GBP |
|||
5p ordinary |
CFD |
Long |
15,047 |
2.4515 GBP |
|||
5p ordinary |
SWAP |
Long |
15,612 |
2.4314 GBP |
|||
5p ordinary |
SWAP |
Long |
22,957 |
2.4447 GBP |
|||
5p ordinary |
SWAP |
Short |
187 |
2.4502 GBP |
|||
5p ordinary |
SWAP |
Short |
394 |
2.4635 GBP |
|||
5p ordinary |
CFD |
Short |
504 |
2.4540 GBP |
|||
5p ordinary |
CFD |
Short |
837 |
2.3981 GBP |
|||
5p ordinary |
SWAP |
Short |
2,046 |
2.4484 GBP |
|||
5p ordinary |
SWAP |
Short |
5,223 |
2.4496 GBP |
|||
5p ordinary |
SWAP |
Short |
7,920 |
2.4275 GBP |
|||
5p ordinary |
SWAP |
Short |
8,639 |
2.4514 GBP |
|||
5p ordinary |
SWAP |
Short |
15,333 |
2.4370 GBP |
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|||
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the person making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|||||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
9 May 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|