FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NATIONAL EXPRESS GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
09 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
STAGECOACH GROUP PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
2,531,561 |
0.41% |
9,104,919 |
1.48% |
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(2) |
Cash-settled derivatives: |
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15,811,246 |
2.57% |
2,125,687 |
0.35% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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18,342,807 |
2.99% |
11,230,606 |
1.83% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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5p ordinary |
Purchase |
355 |
2.4680 GBP |
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5p ordinary |
Purchase |
662 |
2.4320 GBP |
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5p ordinary |
Purchase |
1,009 |
2.4780 GBP |
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5p ordinary |
Purchase |
1,010 |
2.4760 GBP |
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5p ordinary |
Purchase |
1,011 |
2.4740 GBP |
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5p ordinary |
Purchase |
1,015 |
2.4640 GBP |
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5p ordinary |
Purchase |
1,479 |
2.3900 GBP |
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5p ordinary |
Purchase |
1,802 |
2.4721 GBP |
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5p ordinary |
Purchase |
1,936 |
2.4715 GBP |
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5p ordinary |
Purchase |
3,819 |
2.4540 GBP |
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5p ordinary |
Purchase |
3,981 |
2.4642 GBP |
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5p ordinary |
Purchase |
5,567 |
2.4443 GBP |
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5p ordinary |
Purchase |
8,897 |
2.3800 GBP |
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5p ordinary |
Purchase |
14,162 |
2.4478 GBP |
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5p ordinary |
Purchase |
60,016 |
2.4439 GBP |
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5p ordinary |
Sale |
47 |
2.4540 GBP |
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5p ordinary |
Sale |
180 |
2.4639 GBP |
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5p ordinary |
Sale |
331 |
2.4797 GBP |
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5p ordinary |
Sale |
381 |
2.4750 GBP |
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5p ordinary |
Sale |
394 |
2.5098 GBP |
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5p ordinary |
Sale |
470 |
2.4279 GBP |
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5p ordinary |
Sale |
1,007 |
2.4836 GBP |
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5p ordinary |
Sale |
1,009 |
2.4780 GBP |
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5p ordinary |
Sale |
1,011 |
2.4740 GBP |
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5p ordinary |
Sale |
1,015 |
2.4640 GBP |
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5p ordinary |
Sale |
1,159 |
2.4541 GBP |
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5p ordinary |
Sale |
1,324 |
2.4320 GBP |
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5p ordinary |
Sale |
1,479 |
2.3902 GBP |
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5p ordinary |
Sale |
1,854 |
2.4760 GBP |
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5p ordinary |
Sale |
2,440 |
2.4700 GBP |
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5p ordinary |
Sale |
2,897 |
2.5141 GBP |
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5p ordinary |
Sale |
3,399 |
2.4616 GBP |
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5p ordinary |
Sale |
3,645 |
2.5002 GBP |
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5p ordinary |
Sale |
4,132 |
2.4548 GBP |
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5p ordinary |
Sale |
4,353 |
2.4709 GBP |
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5p ordinary |
Sale |
5,936 |
2.4638 GBP |
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5p ordinary |
Sale |
7,783 |
2.4724 GBP |
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5p ordinary |
Sale |
8,201 |
2.4751 GBP |
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5p ordinary |
Sale |
9,978 |
2.4353 GBP |
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5p ordinary |
Sale |
13,344 |
2.4098 GBP |
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5p ordinary |
Sale |
13,788 |
2.4580 GBP |
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5p ordinary |
Sale |
15,099 |
2.4801 GBP |
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5p ordinary |
Sale |
19,038 |
2.4655 GBP |
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5p ordinary |
Sale |
20,031 |
2.4845 GBP |
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5p ordinary |
Sale |
23,996 |
2.4757 GBP |
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5p ordinary |
Sale |
66,090 |
2.4808 GBP |
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5p ordinary |
Sale |
74,440 |
2.4917 GBP |
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5p ordinary |
Sale |
122,027 |
2.4644 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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5p ordinary |
CFD |
Long |
47 |
2.4538 GBP |
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5p ordinary |
SWAP |
Long |
180 |
2.4639 GBP |
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5p ordinary |
SWAP |
Long |
323 |
2.4680 GBP |
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5p ordinary |
SWAP |
Long |
394 |
2.5098 GBP |
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5p ordinary |
CFD |
Long |
470 |
2.4279 GBP |
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5p ordinary |
SWAP |
Long |
1,001 |
2.4484 GBP |
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5p ordinary |
CFD |
Long |
1,007 |
2.4836 GBP |
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5p ordinary |
SWAP |
Long |
2,470 |
2.4311 GBP |
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5p ordinary |
SWAP |
Long |
2,897 |
2.5141 GBP |
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5p ordinary |
CFD |
Long |
4,191 |
2.4718 GBP |
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5p ordinary |
SWAP |
Long |
5,066 |
2.4711 GBP |
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5p ordinary |
SWAP |
Long |
7,357 |
2.4869 GBP |
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5p ordinary |
CFD |
Long |
8,201 |
2.4751 GBP |
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5p ordinary |
CFD |
Long |
9,978 |
2.4353 GBP |
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5p ordinary |
SWAP |
Long |
12,674 |
2.4831 GBP |
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5p ordinary |
CFD |
Long |
15,099 |
2.4801 GBP |
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5p ordinary |
CFD |
Long |
18,242 |
2.4668 GBP |
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5p ordinary |
CFD |
Long |
19,038 |
2.4655 GBP |
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5p ordinary |
CFD |
Long |
23,996 |
2.4757 GBP |
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5p ordinary |
CFD |
Long |
39,004 |
2.4647 GBP |
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5p ordinary |
SWAP |
Long |
52,546 |
2.5040 GBP |
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5p ordinary |
SWAP |
Long |
60,516 |
2.4754 GBP |
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5p ordinary |
SWAP |
Long |
61,511 |
2.4535 GBP |
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5p ordinary |
CFD |
Long |
66,090 |
2.4808 GBP |
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5p ordinary |
SWAP |
Short |
355 |
2.4680 GBP |
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5p ordinary |
SWAP |
Short |
3,577 |
2.4575 GBP |
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5p ordinary |
SWAP |
Short |
16,804 |
2.4155 GBP |
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5p ordinary |
SWAP |
Short |
27,994 |
2.4572 GBP |
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5p ordinary |
SWAP |
Short |
35,351 |
2.4495 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
10 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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