FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NATIONAL EXPRESS GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
10 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
STAGECOACH GROUP PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
2,490,256 |
0.41% |
9,228,397 |
1.50% |
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(2) |
Cash-settled derivatives: |
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15,935,069 |
2.59% |
2,080,231 |
0.34% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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18,425,325 |
3.00% |
11,308,628 |
1.84% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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5p ordinary |
Purchase |
296 |
2.4635 GBP |
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5p ordinary |
Purchase |
425 |
2.4500 GBP |
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5p ordinary |
Purchase |
580 |
2.4649 GBP |
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5p ordinary |
Purchase |
675 |
2.4803 GBP |
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5p ordinary |
Purchase |
743 |
2.4615 GBP |
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5p ordinary |
Purchase |
969 |
2.4489 GBP |
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5p ordinary |
Purchase |
983 |
2.4764 GBP |
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5p ordinary |
Purchase |
1,206 |
2.4526 GBP |
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5p ordinary |
Purchase |
1,896 |
2.4400 GBP |
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5p ordinary |
Purchase |
3,945 |
2.4770 GBP |
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5p ordinary |
Purchase |
7,374 |
2.4616 GBP |
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5p ordinary |
Purchase |
20,153 |
2.4398 GBP |
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5p ordinary |
Purchase |
83,681 |
2.4477 GBP |
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5p ordinary |
Sale |
107 |
2.4794 GBP |
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5p ordinary |
Sale |
189 |
2.4820 GBP |
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5p ordinary |
Sale |
363 |
2.4558 GBP |
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5p ordinary |
Sale |
677 |
2.4536 GBP |
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5p ordinary |
Sale |
842 |
2.4763 GBP |
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5p ordinary |
Sale |
939 |
2.4797 GBP |
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5p ordinary |
Sale |
978 |
2.4764 GBP |
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5p ordinary |
Sale |
994 |
2.4773 GBP |
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5p ordinary |
Sale |
3,945 |
2.4770 GBP |
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5p ordinary |
Sale |
5,029 |
2.4778 GBP |
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5p ordinary |
Sale |
6,880 |
2.4740 GBP |
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5p ordinary |
Sale |
21,088 |
2.4410 GBP |
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5p ordinary |
Sale |
23,760 |
2.4742 GBP |
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5p ordinary |
Sale |
43,065 |
2.4669 GBP |
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5p ordinary |
Sale |
57,798 |
2.4400 GBP |
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5p ordinary |
Sale |
121,055 |
2.4714 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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5p ordinary |
SWAP |
Long |
623 |
2.4482 GBP |
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5p ordinary |
SWAP |
Long |
677 |
2.4536 GBP |
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5p ordinary |
SWAP |
Long |
842 |
2.4763 GBP |
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5p ordinary |
SWAP |
Long |
978 |
2.4764 GBP |
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5p ordinary |
SWAP |
Long |
2,280 |
2.4722 GBP |
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5p ordinary |
SWAP |
Long |
2,745 |
2.4777 GBP |
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5p ordinary |
SWAP |
Long |
4,600 |
2.4749 GBP |
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5p ordinary |
CFD |
Long |
8,824 |
2.4766 GBP |
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5p ordinary |
SWAP |
Long |
9,591 |
2.4399 GBP |
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5p ordinary |
SWAP |
Long |
17,653 |
2.4733 GBP |
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5p ordinary |
SWAP |
Long |
20,788 |
2.4776 GBP |
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5p ordinary |
SWAP |
Long |
20,907 |
2.4767 GBP |
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5p ordinary |
SWAP |
Long |
51,569 |
2.4762 GBP |
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5p ordinary |
SWAP |
Long |
57,798 |
2.4400 GBP |
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5p ordinary |
SWAP |
Long |
62,765 |
2.4655 GBP |
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5p ordinary |
CFD |
Short |
1 |
2.4400 GBP |
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5p ordinary |
SWAP |
Short |
983 |
2.4764 GBP |
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5p ordinary |
CFD |
Short |
6,595 |
2.4401 GBP |
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5p ordinary |
SWAP |
Short |
7,002 |
2.4475 GBP |
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5p ordinary |
SWAP |
Short |
7,374 |
2.4616 GBP |
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5p ordinary |
SWAP |
Short |
11,681 |
2.4400 GBP |
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5p ordinary |
SWAP |
Short |
14,357 |
2.4399 GBP |
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5p ordinary |
SWAP |
Short |
15,679 |
2.4811 GBP |
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5p ordinary |
SWAP |
Short |
29,689 |
2.4392 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
11 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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