FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
12 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,145,894 |
0.20% |
1,063,510 |
0.18% |
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(2) |
Cash-settled derivatives: |
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650,701 |
0.11% |
1,884,792 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,796,595 |
0.31% |
2,948,302 |
0.51% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
60 |
24.0900 USD |
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USD 0.01 common |
Purchase |
67 |
23.6800 USD |
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USD 0.01 common |
Purchase |
90 |
24.2650 USD |
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USD 0.01 common |
Purchase |
100 |
23.6500 USD |
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USD 0.01 common |
Purchase |
100 |
24.0650 USD |
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USD 0.01 common |
Purchase |
100 |
24.2700 USD |
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USD 0.01 common |
Purchase |
100 |
24.1300 USD |
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USD 0.01 common |
Purchase |
100 |
24.1150 USD |
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USD 0.01 common |
Purchase |
100 |
24.0800 USD |
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USD 0.01 common |
Purchase |
100 |
24.0550 USD |
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USD 0.01 common |
Purchase |
111 |
23.7300 USD |
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USD 0.01 common |
Purchase |
149 |
23.6852 USD |
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USD 0.01 common |
Purchase |
190 |
24.2800 USD |
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USD 0.01 common |
Purchase |
200 |
23.7000 USD |
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USD 0.01 common |
Purchase |
200 |
24.3300 USD |
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USD 0.01 common |
Purchase |
200 |
24.2250 USD |
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USD 0.01 common |
Purchase |
217 |
23.9292 USD |
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USD 0.01 common |
Purchase |
245 |
23.8191 USD |
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USD 0.01 common |
Purchase |
279 |
23.7611 USD |
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USD 0.01 common |
Purchase |
300 |
24.2466 USD |
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USD 0.01 common |
Purchase |
300 |
24.3066 USD |
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USD 0.01 common |
Purchase |
369 |
23.9056 USD |
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USD 0.01 common |
Purchase |
400 |
23.7975 USD |
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USD 0.01 common |
Purchase |
400 |
24.2938 USD |
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USD 0.01 common |
Purchase |
433 |
23.7392 USD |
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USD 0.01 common |
Purchase |
500 |
23.6400 USD |
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USD 0.01 common |
Purchase |
500 |
23.8470 USD |
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USD 0.01 common |
Purchase |
520 |
23.8536 USD |
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USD 0.01 common |
Purchase |
600 |
23.9566 USD |
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USD 0.01 common |
Purchase |
635 |
24.2657 USD |
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USD 0.01 common |
Purchase |
643 |
23.7671 USD |
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USD 0.01 common |
Purchase |
656 |
24.2708 USD |
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USD 0.01 common |
Purchase |
700 |
23.8671 USD |
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USD 0.01 common |
Purchase |
700 |
24.2714 USD |
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USD 0.01 common |
Purchase |
700 |
24.0850 USD |
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USD 0.01 common |
Purchase |
800 |
24.0675 USD |
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USD 0.01 common |
Purchase |
810 |
24.2280 USD |
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USD 0.01 common |
Purchase |
835 |
24.2270 USD |
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USD 0.01 common |
Purchase |
879 |
23.7865 USD |
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USD 0.01 common |
Purchase |
885 |
23.7592 USD |
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USD 0.01 common |
Purchase |
1,300 |
23.9615 USD |
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USD 0.01 common |
Purchase |
1,300 |
24.2930 USD |
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USD 0.01 common |
Purchase |
1,655 |
23.9659 USD |
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USD 0.01 common |
Purchase |
1,660 |
23.7677 USD |
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USD 0.01 common |
Purchase |
2,179 |
23.8246 USD |
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USD 0.01 common |
Purchase |
2,254 |
23.8506 USD |
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USD 0.01 common |
Purchase |
2,374 |
23.7234 USD |
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USD 0.01 common |
Purchase |
2,771 |
24.0727 USD |
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USD 0.01 common |
Purchase |
4,017 |
24.0827 USD |
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USD 0.01 common |
Purchase |
4,866 |
23.8864 USD |
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USD 0.01 common |
Purchase |
4,997 |
23.6992 USD |
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USD 0.01 common |
Purchase |
6,888 |
23.9123 USD |
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USD 0.01 common |
Purchase |
7,328 |
23.7231 USD |
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USD 0.01 common |
Purchase |
8,459 |
24.1477 USD |
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USD 0.01 common |
Purchase |
8,852 |
23.8469 USD |
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USD 0.01 common |
Purchase |
10,058 |
23.7968 USD |
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USD 0.01 common |
Purchase |
10,501 |
23.8554 USD |
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USD 0.01 common |
Purchase |
12,712 |
23.6700 USD |
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USD 0.01 common |
Purchase |
12,844 |
23.9203 USD |
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USD 0.01 common |
Purchase |
15,067 |
23.8397 USD |
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USD 0.01 common |
Purchase |
16,272 |
23.7712 USD |
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USD 0.01 common |
Purchase |
20,225 |
23.8867 USD |
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USD 0.01 common |
Purchase |
23,074 |
23.8669 USD |
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USD 0.01 common |
Purchase |
27,879 |
23.8602 USD |
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USD 0.01 common |
Purchase |
27,894 |
23.7711 USD |
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USD 0.01 common |
Purchase |
42,603 |
23.6918 USD |
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USD 0.01 common |
Purchase |
62,051 |
23.9982 USD |
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USD 0.01 common |
Purchase |
73,431 |
23.9472 USD |
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USD 0.01 common |
Purchase |
136,786 |
24.0870 USD |
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USD 0.01 common |
Purchase |
353,924 |
23.7707 USD |
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USD 0.01 common |
Purchase |
954,669 |
23.8962 USD |
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USD 0.01 common |
Sale |
1 |
24.2700 USD |
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USD 0.01 common |
Sale |
2 |
23.8800 USD |
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USD 0.01 common |
Sale |
3 |
23.9200 USD |
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USD 0.01 common |
Sale |
11 |
23.9627 USD |
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USD 0.01 common |
Sale |
13 |
23.7980 USD |
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USD 0.01 common |
Sale |
14 |
23.8642 USD |
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USD 0.01 common |
Sale |
15 |
23.8413 USD |
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USD 0.01 common |
Sale |
16 |
23.8518 USD |
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USD 0.01 common |
Sale |
33 |
23.7204 USD |
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USD 0.01 common |
Sale |
58 |
23.6958 USD |
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USD 0.01 common |
Sale |
58 |
23.7639 USD |
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USD 0.01 common |
Sale |
60 |
24.0900 USD |
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USD 0.01 common |
Sale |
66 |
23.8613 USD |
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USD 0.01 common |
Sale |
66 |
23.8645 USD |
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USD 0.01 common |
Sale |
72 |
23.8470 USD |
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USD 0.01 common |
Sale |
81 |
23.9162 USD |
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USD 0.01 common |
Sale |
100 |
23.6200 USD |
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USD 0.01 common |
Sale |
100 |
23.6850 USD |
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USD 0.01 common |
Sale |
102 |
23.8500 USD |
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USD 0.01 common |
Sale |
120 |
23.8627 USD |
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USD 0.01 common |
Sale |
156 |
23.9017 USD |
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USD 0.01 common |
Sale |
195 |
23.9055 USD |
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USD 0.01 common |
Sale |
200 |
23.7600 USD |
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USD 0.01 common |
Sale |
200 |
23.8775 USD |
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USD 0.01 common |
Sale |
284 |
24.0209 USD |
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USD 0.01 common |
Sale |
443 |
23.7052 USD |
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USD 0.01 common |
Sale |
453 |
24.0224 USD |
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USD 0.01 common |
Sale |
453 |
24.0277 USD |
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USD 0.01 common |
Sale |
464 |
24.2117 USD |
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USD 0.01 common |
Sale |
493 |
23.8606 USD |
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USD 0.01 common |
Sale |
500 |
23.6400 USD |
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USD 0.01 common |
Sale |
500 |
24.2280 USD |
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USD 0.01 common |
Sale |
503 |
24.1557 USD |
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USD 0.01 common |
Sale |
571 |
23.9213 USD |
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USD 0.01 common |
Sale |
1,222 |
23.7051 USD |
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USD 0.01 common |
Sale |
1,472 |
23.9533 USD |
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USD 0.01 common |
Sale |
8,688 |
24.0789 USD |
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USD 0.01 common |
Sale |
11,613 |
23.8734 USD |
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USD 0.01 common |
Sale |
11,667 |
23.7423 USD |
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USD 0.01 common |
Sale |
12,920 |
23.8979 USD |
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USD 0.01 common |
Sale |
14,843 |
23.7617 USD |
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USD 0.01 common |
Sale |
26,841 |
24.0549 USD |
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USD 0.01 common |
Sale |
39,998 |
23.7966 USD |
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USD 0.01 common |
Sale |
40,738 |
23.9920 USD |
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USD 0.01 common |
Sale |
43,524 |
23.6851 USD |
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USD 0.01 common |
Sale |
49,336 |
23.6700 USD |
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USD 0.01 common |
Sale |
55,252 |
23.7335 USD |
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USD 0.01 common |
Sale |
129,000 |
24.2555 USD |
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USD 0.01 common |
Sale |
332,738 |
23.7840 USD |
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USD 0.01 common |
Sale |
1,088,905 |
23.8886 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
13 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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