FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
13 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,165,770 |
0.20% |
1,059,519 |
0.18% |
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(2) |
Cash-settled derivatives: |
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650,701 |
0.11% |
1,884,792 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,816,471 |
0.31% |
2,944,311 |
0.51% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
31 |
24.1041 USD |
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USD 0.01 common |
Purchase |
33 |
24.1221 USD |
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USD 0.01 common |
Purchase |
37 |
24.0594 USD |
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USD 0.01 common |
Purchase |
50 |
24.1344 USD |
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USD 0.01 common |
Purchase |
56 |
23.9946 USD |
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USD 0.01 common |
Purchase |
65 |
24.1656 USD |
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USD 0.01 common |
Purchase |
71 |
24.0300 USD |
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USD 0.01 common |
Purchase |
78 |
24.1792 USD |
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USD 0.01 common |
Purchase |
80 |
24.1895 USD |
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USD 0.01 common |
Purchase |
88 |
24.1830 USD |
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USD 0.01 common |
Purchase |
94 |
24.2170 USD |
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USD 0.01 common |
Purchase |
95 |
24.1032 USD |
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USD 0.01 common |
Purchase |
101 |
24.1600 USD |
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USD 0.01 common |
Purchase |
107 |
24.1426 USD |
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USD 0.01 common |
Purchase |
109 |
23.0800 EUR |
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USD 0.01 common |
Purchase |
112 |
24.1174 USD |
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USD 0.01 common |
Purchase |
112 |
24.1138 USD |
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USD 0.01 common |
Purchase |
121 |
24.0791 USD |
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USD 0.01 common |
Purchase |
137 |
23.9768 USD |
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USD 0.01 common |
Purchase |
140 |
23.9970 USD |
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USD 0.01 common |
Purchase |
147 |
24.1057 USD |
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USD 0.01 common |
Purchase |
196 |
24.0780 USD |
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USD 0.01 common |
Purchase |
206 |
24.0731 USD |
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USD 0.01 common |
Purchase |
211 |
24.1805 USD |
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USD 0.01 common |
Purchase |
311 |
24.1027 USD |
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USD 0.01 common |
Purchase |
386 |
24.0386 USD |
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USD 0.01 common |
Purchase |
435 |
23.9641 USD |
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USD 0.01 common |
Purchase |
1,000 |
24.0900 USD |
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USD 0.01 common |
Purchase |
1,083 |
24.0655 USD |
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USD 0.01 common |
Purchase |
1,533 |
24.0020 USD |
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USD 0.01 common |
Purchase |
1,645 |
24.1000 USD |
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USD 0.01 common |
Purchase |
1,707 |
24.0534 USD |
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USD 0.01 common |
Purchase |
1,951 |
24.0199 USD |
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USD 0.01 common |
Purchase |
1,994 |
24.0391 USD |
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USD 0.01 common |
Purchase |
2,519 |
24.0285 USD |
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USD 0.01 common |
Purchase |
4,592 |
24.0251 USD |
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USD 0.01 common |
Purchase |
5,557 |
24.0631 USD |
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USD 0.01 common |
Purchase |
6,596 |
24.0941 USD |
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USD 0.01 common |
Purchase |
8,055 |
24.2166 USD |
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USD 0.01 common |
Purchase |
13,100 |
23.9613 USD |
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USD 0.01 common |
Purchase |
31,445 |
24.1397 USD |
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USD 0.01 common |
Purchase |
34,311 |
24.1322 USD |
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USD 0.01 common |
Purchase |
51,194 |
23.9500 USD |
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USD 0.01 common |
Purchase |
100,440 |
24.1063 USD |
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USD 0.01 common |
Purchase |
197,865 |
24.0061 USD |
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USD 0.01 common |
Sale |
1 |
23.9900 USD |
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USD 0.01 common |
Sale |
3 |
24.1100 USD |
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USD 0.01 common |
Sale |
3 |
24.0800 USD |
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USD 0.01 common |
Sale |
6 |
24.0950 USD |
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USD 0.01 common |
Sale |
9 |
24.0916 USD |
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USD 0.01 common |
Sale |
10 |
24.1600 USD |
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USD 0.01 common |
Sale |
15 |
24.0866 USD |
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USD 0.01 common |
Sale |
100 |
24.1400 USD |
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USD 0.01 common |
Sale |
109 |
23.0800 EUR |
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USD 0.01 common |
Sale |
148 |
24.1000 USD |
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USD 0.01 common |
Sale |
200 |
24.1850 USD |
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USD 0.01 common |
Sale |
300 |
24.1816 USD |
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USD 0.01 common |
Sale |
300 |
24.1083 USD |
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USD 0.01 common |
Sale |
380 |
23.9460 USD |
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USD 0.01 common |
Sale |
400 |
24.0500 USD |
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USD 0.01 common |
Sale |
560 |
24.0362 USD |
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USD 0.01 common |
Sale |
598 |
24.1539 USD |
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USD 0.01 common |
Sale |
756 |
24.1351 USD |
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USD 0.01 common |
Sale |
800 |
24.1118 USD |
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USD 0.01 common |
Sale |
900 |
24.1800 USD |
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USD 0.01 common |
Sale |
1,005 |
23.8500 USD |
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USD 0.01 common |
Sale |
1,015 |
24.0900 USD |
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USD 0.01 common |
Sale |
1,200 |
24.0954 USD |
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USD 0.01 common |
Sale |
1,935 |
24.1047 USD |
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USD 0.01 common |
Sale |
2,684 |
24.0670 USD |
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USD 0.01 common |
Sale |
3,150 |
24.1394 USD |
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USD 0.01 common |
Sale |
3,401 |
23.9500 USD |
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USD 0.01 common |
Sale |
3,419 |
24.1214 USD |
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USD 0.01 common |
Sale |
4,369 |
24.1138 USD |
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USD 0.01 common |
Sale |
6,043 |
23.8948 USD |
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USD 0.01 common |
Sale |
7,301 |
24.1468 USD |
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USD 0.01 common |
Sale |
10,373 |
24.1374 USD |
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USD 0.01 common |
Sale |
10,510 |
24.1170 USD |
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USD 0.01 common |
Sale |
18,069 |
24.1345 USD |
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USD 0.01 common |
Sale |
22,077 |
23.9785 USD |
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USD 0.01 common |
Sale |
26,132 |
24.0118 USD |
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USD 0.01 common |
Sale |
31,300 |
24.1308 USD |
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USD 0.01 common |
Sale |
37,319 |
23.9555 USD |
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USD 0.01 common |
Sale |
65,128 |
24.1376 USD |
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USD 0.01 common |
Sale |
205,948 |
24.0120 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
16 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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