Form 8.3 - NortonLifeLock Inc.
|
FORM 8.3 |
|
|
|
|
|
|
|
|
|
|||||||
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
|
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
|
MORE |
|||||||
|
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
|
1. |
KEY INFORMATION |
||||||
|
(a) |
Full name of discloser: |
|
|
Barclays PLC. |
|||
|
|
|
|
|
|
|||
|
(b) |
Owner or controller of interest and short |
|
|
||||
|
|
positions disclosed, if different from 1(a): |
|
|||||
|
(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
|||||
|
|
relevant securities this form relates: |
|
|||||
|
(d) |
If an exempt fund manager connected with an |
|
|||||
|
|
offeror/offeree, state this and specify identity of |
||||||
|
|
offeror/offeree: |
|
|
||||
|
(e) |
Date position held/dealing undertaken: |
|
10 March 2022 |
||||
|
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
|
disclosures in respect of any other party to the offer? |
AVAST PLC |
|
|
|||
|
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
|
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
|
to which the disclosure relates following the dealing (if any) |
|
|
||||
|
Class of relevant security: |
USD 0.01 common |
|
|
||||
|
|
Interests |
Short Positions |
|||||
|
|
Number |
(%) |
Number |
(%) |
|||
|
(1) |
Relevant securities owned |
|
|
|
|
||
|
|
and/or controlled: |
1,384,841 |
0.24% |
782,807 |
0.13% |
||
|
|
|
|
|
|
|
|
|
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
|
621,720 |
0.11% |
3,730,776 |
0.64% |
|
|
|
|
|
|
|
|
|
|
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL: |
|
2,006,561 |
0.34% |
4,513,583 |
0.78% |
|
|
|
|
|
|
|
|
|
|
|
Class of relevant security: |
Convertible Bond US668771AB40 |
|
|
||||
|
|
Interests |
Short Positions |
|||||
|
|
Number |
(%) |
Number |
(%) |
|||
|
(1) |
Relevant securities owned |
|
|
|
|
||
|
|
and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|
|
|
|
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
|
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
|
|
|
|
|
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL: |
|
11,000 |
0.00% |
0 |
0.00% |
|
|
|
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
|
options) |
|
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|||||
|
which subscription right exists |
|
||||||
|
Details, including nature of the rights |
|
|
|||||
|
concerned and relevant percentages: |
|
||||||
|
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
||||||
|
(a) |
Purchases and sales |
|
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
|
Number of |
|
Price per unit |
|
|
|
security |
|
|
|
securities |
|
|
|
|
Convertible Bond |
Purchase |
11,000 |
135.0000 USD |
||||
|
USD 0.01 common |
Purchase |
9 |
27.9011 USD |
||||
|
USD 0.01 common |
Purchase |
11 |
27.6972 USD |
||||
|
USD 0.01 common |
Purchase |
14 |
27.9600 USD |
||||
|
USD 0.01 common |
Purchase |
21 |
27.7800 USD |
||||
|
USD 0.01 common |
Purchase |
25 |
27.9332 USD |
||||
|
USD 0.01 common |
Purchase |
28 |
27.9450 USD |
||||
|
USD 0.01 common |
Purchase |
28 |
27.6889 USD |
||||
|
USD 0.01 common |
Purchase |
36 |
27.6350 USD |
||||
|
USD 0.01 common |
Purchase |
36 |
27.9361 USD |
||||
|
USD 0.01 common |
Purchase |
42 |
27.9283 USD |
||||
|
USD 0.01 common |
Purchase |
45 |
27.8500 USD |
||||
|
USD 0.01 common |
Purchase |
56 |
27.9375 USD |
||||
|
USD 0.01 common |
Purchase |
84 |
27.9383 USD |
||||
|
USD 0.01 common |
Purchase |
98 |
27.9314 USD |
||||
|
USD 0.01 common |
Purchase |
98 |
27.9342 USD |
||||
|
USD 0.01 common |
Purchase |
100 |
27.7100 USD |
||||
|
USD 0.01 common |
Purchase |
102 |
27.9111 USD |
||||
|
USD 0.01 common |
Purchase |
109 |
27.9077 USD |
||||
|
USD 0.01 common |
Purchase |
110 |
27.9124 USD |
||||
|
USD 0.01 common |
Purchase |
111 |
27.8870 USD |
||||
|
USD 0.01 common |
Purchase |
111 |
27.9658 USD |
||||
|
USD 0.01 common |
Purchase |
116 |
27.8940 USD |
||||
|
USD 0.01 common |
Purchase |
120 |
27.8863 USD |
||||
|
USD 0.01 common |
Purchase |
172 |
27.9312 USD |
||||
|
USD 0.01 common |
Purchase |
300 |
27.7416 USD |
||||
|
USD 0.01 common |
Purchase |
300 |
27.7433 USD |
||||
|
USD 0.01 common |
Purchase |
300 |
27.7350 USD |
||||
|
USD 0.01 common |
Purchase |
314 |
27.9157 USD |
||||
|
USD 0.01 common |
Purchase |
400 |
27.9400 USD |
||||
|
USD 0.01 common |
Purchase |
539 |
27.7900 USD |
||||
|
USD 0.01 common |
Purchase |
600 |
27.7066 USD |
||||
|
USD 0.01 common |
Purchase |
609 |
27.5800 USD |
||||
|
USD 0.01 common |
Purchase |
627 |
27.9052 USD |
||||
|
USD 0.01 common |
Purchase |
674 |
27.6523 USD |
||||
|
USD 0.01 common |
Purchase |
843 |
27.8420 USD |
||||
|
USD 0.01 common |
Purchase |
1,301 |
27.4800 USD |
||||
|
USD 0.01 common |
Purchase |
1,891 |
27.7860 USD |
||||
|
USD 0.01 common |
Purchase |
2,869 |
27.9199 USD |
||||
|
USD 0.01 common |
Purchase |
2,937 |
27.8989 USD |
||||
|
USD 0.01 common |
Purchase |
2,962 |
27.9104 USD |
||||
|
USD 0.01 common |
Purchase |
4,544 |
27.9192 USD |
||||
|
USD 0.01 common |
Purchase |
6,656 |
27.9173 USD |
||||
|
USD 0.01 common |
Purchase |
9,323 |
27.9200 USD |
||||
|
USD 0.01 common |
Purchase |
15,516 |
27.8305 USD |
||||
|
USD 0.01 common |
Purchase |
31,800 |
27.8946 USD |
||||
|
USD 0.01 common |
Purchase |
87,342 |
27.8592 USD |
||||
|
USD 0.01 common |
Purchase |
110,070 |
27.8895 USD |
||||
|
USD 0.01 common |
Purchase |
150,347 |
27.9198 USD |
||||
|
USD 0.01 common |
Sale |
9 |
27.9011 USD |
||||
|
USD 0.01 common |
Sale |
36 |
27.8250 USD |
||||
|
USD 0.01 common |
Sale |
39 |
27.5850 USD |
||||
|
USD 0.01 common |
Sale |
47 |
27.5700 USD |
||||
|
USD 0.01 common |
Sale |
65 |
27.8700 USD |
||||
|
USD 0.01 common |
Sale |
100 |
27.6000 USD |
||||
|
USD 0.01 common |
Sale |
100 |
27.7500 USD |
||||
|
USD 0.01 common |
Sale |
100 |
27.5750 USD |
||||
|
USD 0.01 common |
Sale |
105 |
27.7504 USD |
||||
|
USD 0.01 common |
Sale |
195 |
27.7550 USD |
||||
|
USD 0.01 common |
Sale |
200 |
27.9350 USD |
||||
|
USD 0.01 common |
Sale |
257 |
27.9101 USD |
||||
|
USD 0.01 common |
Sale |
300 |
27.8833 USD |
||||
|
USD 0.01 common |
Sale |
300 |
27.8800 USD |
||||
|
USD 0.01 common |
Sale |
300 |
27.8616 USD |
||||
|
USD 0.01 common |
Sale |
300 |
27.5866 USD |
||||
|
USD 0.01 common |
Sale |
300 |
27.8500 USD |
||||
|
USD 0.01 common |
Sale |
400 |
27.8600 USD |
||||
|
USD 0.01 common |
Sale |
400 |
27.8475 USD |
||||
|
USD 0.01 common |
Sale |
400 |
27.9400 USD |
||||
|
USD 0.01 common |
Sale |
700 |
27.7600 USD |
||||
|
USD 0.01 common |
Sale |
739 |
27.7751 USD |
||||
|
USD 0.01 common |
Sale |
777 |
27.9314 USD |
||||
|
USD 0.01 common |
Sale |
900 |
27.8988 USD |
||||
|
USD 0.01 common |
Sale |
902 |
27.7851 USD |
||||
|
USD 0.01 common |
Sale |
904 |
27.8152 USD |
||||
|
USD 0.01 common |
Sale |
918 |
27.8842 USD |
||||
|
USD 0.01 common |
Sale |
1,013 |
27.9067 USD |
||||
|
USD 0.01 common |
Sale |
1,305 |
27.8898 USD |
||||
|
USD 0.01 common |
Sale |
1,386 |
27.8900 USD |
||||
|
USD 0.01 common |
Sale |
1,415 |
27.9086 USD |
||||
|
USD 0.01 common |
Sale |
1,855 |
27.8942 USD |
||||
|
USD 0.01 common |
Sale |
2,169 |
27.9095 USD |
||||
|
USD 0.01 common |
Sale |
2,212 |
27.7975 USD |
||||
|
USD 0.01 common |
Sale |
2,900 |
27.8675 USD |
||||
|
USD 0.01 common |
Sale |
2,951 |
27.9048 USD |
||||
|
USD 0.01 common |
Sale |
5,337 |
27.9183 USD |
||||
|
USD 0.01 common |
Sale |
6,005 |
27.9030 USD |
||||
|
USD 0.01 common |
Sale |
8,107 |
27.9244 USD |
||||
|
USD 0.01 common |
Sale |
12,377 |
27.9160 USD |
||||
|
USD 0.01 common |
Sale |
16,210 |
27.8013 USD |
||||
|
USD 0.01 common |
Sale |
23,611 |
27.8390 USD |
||||
|
USD 0.01 common |
Sale |
29,000 |
27.8301 USD |
||||
|
USD 0.01 common |
Sale |
69,492 |
27.8967 USD |
||||
|
USD 0.01 common |
Sale |
74,878 |
27.8785 USD |
||||
|
USD 0.01 common |
Sale |
164,642 |
27.9200 USD |
||||
|
|
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|
|
|
||
|
Class of relevant |
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
|
|
security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
|
securities |
|
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|
|
|||
|
(i) |
Writing, selling, purchasing or varying |
|
|
|
|
||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
|
option |
|
|
|
per unit |
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|
|
|||
|
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
|
security |
|
|
|
applicable) |
|
||
|
|
|
|
|
||||
|
4. |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
|
|
|
|
||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
|
or refrain from dealing entered into by the person making the disclosure and any party |
|
|
|||||
|
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
|
NONE |
|||||||
|
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
|
the person making the disclosure and any other person relating to: |
|
|
|
||||
|
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
||||||
|
any derivative is referenced: |
|
|
|
|
|
|
|
|
NONE |
|||||||
|
(c) |
Attachments |
|
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
|
Date of disclosure: |
11 Mar 2022 |
|
|
|
|||
|
Contact name: |
Large Holdings Regulatory Operations |
|
|||||
|
Telephone number: |
020 3134 7213 |
|
|
||||
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
Latest directors dealings
- 6 hours ago Solgold
- 6 hours ago Legal & General Group
- 6 hours ago Legal & General Group
- 7 hours ago AO World
- 8 hours ago IMI