Form 8.3 - NortonLifeLock Inc.
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
11 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,383,811 |
0.24% |
774,739 |
0.13% |
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(2) |
Cash-settled derivatives: |
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641,720 |
0.11% |
3,730,776 |
0.64% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,025,531 |
0.35% |
4,505,515 |
0.77% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
28.2800 USD |
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USD 0.01 common |
Purchase |
2 |
28.2325 USD |
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USD 0.01 common |
Purchase |
4 |
28.2175 USD |
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USD 0.01 common |
Purchase |
4 |
27.8200 USD |
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USD 0.01 common |
Purchase |
4 |
28.1900 USD |
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USD 0.01 common |
Purchase |
5 |
28.2300 USD |
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USD 0.01 common |
Purchase |
8 |
27.7800 USD |
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USD 0.01 common |
Purchase |
13 |
28.1323 USD |
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USD 0.01 common |
Purchase |
20 |
27.6700 USD |
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USD 0.01 common |
Purchase |
20 |
27.6125 USD |
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USD 0.01 common |
Purchase |
20 |
27.6800 USD |
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USD 0.01 common |
Purchase |
30 |
27.7300 USD |
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USD 0.01 common |
Purchase |
32 |
28.4500 USD |
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USD 0.01 common |
Purchase |
40 |
27.7350 USD |
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USD 0.01 common |
Purchase |
40 |
27.6425 USD |
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USD 0.01 common |
Purchase |
50 |
27.6900 USD |
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USD 0.01 common |
Purchase |
90 |
27.7144 USD |
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USD 0.01 common |
Purchase |
100 |
28.4200 USD |
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USD 0.01 common |
Purchase |
100 |
27.9100 USD |
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USD 0.01 common |
Purchase |
100 |
27.9000 USD |
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USD 0.01 common |
Purchase |
109 |
28.4189 USD |
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USD 0.01 common |
Purchase |
147 |
27.9694 USD |
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USD 0.01 common |
Purchase |
200 |
28.4600 USD |
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USD 0.01 common |
Purchase |
200 |
27.8375 USD |
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USD 0.01 common |
Purchase |
300 |
27.8500 USD |
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USD 0.01 common |
Purchase |
300 |
27.7000 USD |
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USD 0.01 common |
Purchase |
330 |
28.1407 USD |
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USD 0.01 common |
Purchase |
400 |
28.3825 USD |
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USD 0.01 common |
Purchase |
425 |
27.8642 USD |
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USD 0.01 common |
Purchase |
500 |
27.8870 USD |
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USD 0.01 common |
Purchase |
500 |
28.3980 USD |
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USD 0.01 common |
Purchase |
597 |
27.8711 USD |
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USD 0.01 common |
Purchase |
600 |
27.9025 USD |
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USD 0.01 common |
Purchase |
600 |
27.8958 USD |
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USD 0.01 common |
Purchase |
667 |
28.3819 USD |
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USD 0.01 common |
Purchase |
700 |
28.3142 USD |
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USD 0.01 common |
Purchase |
700 |
28.4342 USD |
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USD 0.01 common |
Purchase |
744 |
27.7852 USD |
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USD 0.01 common |
Purchase |
750 |
27.8920 USD |
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USD 0.01 common |
Purchase |
900 |
27.8794 USD |
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USD 0.01 common |
Purchase |
900 |
28.3833 USD |
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USD 0.01 common |
Purchase |
936 |
28.3497 USD |
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USD 0.01 common |
Purchase |
967 |
27.8713 USD |
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USD 0.01 common |
Purchase |
1,483 |
28.3705 USD |
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USD 0.01 common |
Purchase |
1,600 |
27.8865 USD |
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USD 0.01 common |
Purchase |
1,644 |
28.3684 USD |
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USD 0.01 common |
Purchase |
2,350 |
27.9323 USD |
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USD 0.01 common |
Purchase |
2,739 |
28.4269 USD |
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USD 0.01 common |
Purchase |
2,924 |
28.1672 USD |
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USD 0.01 common |
Purchase |
3,700 |
27.8706 USD |
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USD 0.01 common |
Purchase |
4,930 |
27.6316 USD |
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USD 0.01 common |
Purchase |
5,516 |
27.8799 USD |
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USD 0.01 common |
Purchase |
5,822 |
27.8641 USD |
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USD 0.01 common |
Purchase |
9,538 |
27.8716 USD |
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USD 0.01 common |
Purchase |
13,550 |
28.4156 USD |
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USD 0.01 common |
Purchase |
13,715 |
28.0980 USD |
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USD 0.01 common |
Purchase |
15,255 |
28.1260 USD |
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USD 0.01 common |
Purchase |
16,763 |
27.6240 USD |
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USD 0.01 common |
Purchase |
37,349 |
28.2185 USD |
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USD 0.01 common |
Purchase |
73,324 |
27.6200 USD |
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USD 0.01 common |
Purchase |
111,273 |
27.8029 USD |
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USD 0.01 common |
Purchase |
118,247 |
28.0613 USD |
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USD 0.01 common |
Sale |
3 |
28.0050 USD |
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USD 0.01 common |
Sale |
4 |
27.8200 USD |
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USD 0.01 common |
Sale |
12 |
27.7900 USD |
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USD 0.01 common |
Sale |
12 |
27.7350 USD |
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USD 0.01 common |
Sale |
12 |
27.7250 USD |
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USD 0.01 common |
Sale |
24 |
27.7700 USD |
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USD 0.01 common |
Sale |
24 |
27.7525 USD |
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USD 0.01 common |
Sale |
32 |
27.7215 USD |
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USD 0.01 common |
Sale |
36 |
27.7800 USD |
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USD 0.01 common |
Sale |
44 |
27.7918 USD |
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USD 0.01 common |
Sale |
44 |
27.7913 USD |
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USD 0.01 common |
Sale |
48 |
27.7775 USD |
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USD 0.01 common |
Sale |
76 |
27.8105 USD |
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USD 0.01 common |
Sale |
100 |
28.2200 USD |
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USD 0.01 common |
Sale |
100 |
28.1200 USD |
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USD 0.01 common |
Sale |
100 |
28.0100 USD |
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USD 0.01 common |
Sale |
100 |
28.1400 USD |
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USD 0.01 common |
Sale |
135 |
28.0600 USD |
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USD 0.01 common |
Sale |
200 |
27.8150 USD |
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USD 0.01 common |
Sale |
200 |
28.1150 USD |
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USD 0.01 common |
Sale |
300 |
28.0200 USD |
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USD 0.01 common |
Sale |
300 |
27.7000 USD |
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USD 0.01 common |
Sale |
500 |
28.0720 USD |
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USD 0.01 common |
Sale |
600 |
27.6939 USD |
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USD 0.01 common |
Sale |
747 |
28.1378 USD |
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USD 0.01 common |
Sale |
1,463 |
28.3174 USD |
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USD 0.01 common |
Sale |
1,716 |
27.8724 USD |
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USD 0.01 common |
Sale |
2,759 |
27.9500 USD |
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USD 0.01 common |
Sale |
5,044 |
28.1324 USD |
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USD 0.01 common |
Sale |
7,172 |
28.3377 USD |
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USD 0.01 common |
Sale |
11,638 |
27.6213 USD |
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USD 0.01 common |
Sale |
12,542 |
28.0976 USD |
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USD 0.01 common |
Sale |
14,720 |
28.1483 USD |
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USD 0.01 common |
Sale |
16,230 |
27.8794 USD |
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USD 0.01 common |
Sale |
16,493 |
27.6207 USD |
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USD 0.01 common |
Sale |
17,484 |
28.1654 USD |
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USD 0.01 common |
Sale |
22,788 |
27.8591 USD |
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USD 0.01 common |
Sale |
24,660 |
28.4036 USD |
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USD 0.01 common |
Sale |
29,208 |
27.7091 USD |
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USD 0.01 common |
Sale |
41,096 |
27.6200 USD |
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USD 0.01 common |
Sale |
100,000 |
28.1100 USD |
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USD 0.01 common |
Sale |
127,593 |
27.8102 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
14 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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