FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
18 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,204,514 |
0.21% |
1,002,802 |
0.17% |
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(2) |
Cash-settled derivatives: |
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625,523 |
0.11% |
2,047,554 |
0.35% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,830,037 |
0.32% |
3,050,356 |
0.53% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
55 |
23.7885 USD |
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USD 0.01 common |
Purchase |
91 |
23.8740 USD |
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USD 0.01 common |
Purchase |
100 |
23.9600 USD |
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USD 0.01 common |
Purchase |
100 |
23.7950 USD |
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USD 0.01 common |
Purchase |
228 |
23.7709 USD |
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USD 0.01 common |
Purchase |
268 |
23.8789 USD |
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USD 0.01 common |
Purchase |
300 |
23.7266 USD |
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USD 0.01 common |
Purchase |
335 |
23.8330 USD |
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USD 0.01 common |
Purchase |
340 |
23.4650 EUR |
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USD 0.01 common |
Purchase |
400 |
23.7562 USD |
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USD 0.01 common |
Purchase |
400 |
23.8512 USD |
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USD 0.01 common |
Purchase |
425 |
23.8353 USD |
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USD 0.01 common |
Purchase |
431 |
23.8382 USD |
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USD 0.01 common |
Purchase |
436 |
23.8018 USD |
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USD 0.01 common |
Purchase |
500 |
23.9000 USD |
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USD 0.01 common |
Purchase |
552 |
23.8399 USD |
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USD 0.01 common |
Purchase |
577 |
23.8112 USD |
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USD 0.01 common |
Purchase |
584 |
23.7939 USD |
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USD 0.01 common |
Purchase |
592 |
23.8185 USD |
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USD 0.01 common |
Purchase |
593 |
23.8233 USD |
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USD 0.01 common |
Purchase |
600 |
23.7100 USD |
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USD 0.01 common |
Purchase |
610 |
23.8497 USD |
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USD 0.01 common |
Purchase |
629 |
23.7738 USD |
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USD 0.01 common |
Purchase |
643 |
23.8494 USD |
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USD 0.01 common |
Purchase |
653 |
23.9192 USD |
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USD 0.01 common |
Purchase |
703 |
23.7623 USD |
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USD 0.01 common |
Purchase |
731 |
23.8896 USD |
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USD 0.01 common |
Purchase |
814 |
23.8827 USD |
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USD 0.01 common |
Purchase |
848 |
23.7445 USD |
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USD 0.01 common |
Purchase |
871 |
24.0255 USD |
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USD 0.01 common |
Purchase |
926 |
23.8611 USD |
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USD 0.01 common |
Purchase |
948 |
23.7897 USD |
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USD 0.01 common |
Purchase |
1,029 |
23.8193 USD |
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USD 0.01 common |
Purchase |
1,095 |
23.8722 USD |
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USD 0.01 common |
Purchase |
1,301 |
23.7196 USD |
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USD 0.01 common |
Purchase |
1,308 |
23.9001 USD |
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USD 0.01 common |
Purchase |
1,400 |
23.8800 USD |
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USD 0.01 common |
Purchase |
1,869 |
23.9068 USD |
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USD 0.01 common |
Purchase |
1,972 |
23.8594 USD |
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USD 0.01 common |
Purchase |
2,329 |
23.8431 USD |
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USD 0.01 common |
Purchase |
3,000 |
23.9493 USD |
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USD 0.01 common |
Purchase |
4,242 |
23.9256 USD |
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USD 0.01 common |
Purchase |
4,667 |
23.9367 USD |
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USD 0.01 common |
Purchase |
4,789 |
23.8342 USD |
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USD 0.01 common |
Purchase |
6,428 |
23.9308 USD |
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USD 0.01 common |
Purchase |
6,471 |
23.8523 USD |
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USD 0.01 common |
Purchase |
7,266 |
23.8477 USD |
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USD 0.01 common |
Purchase |
9,078 |
23.8098 USD |
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USD 0.01 common |
Purchase |
10,406 |
23.8704 USD |
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USD 0.01 common |
Purchase |
14,499 |
23.8000 USD |
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USD 0.01 common |
Purchase |
14,823 |
23.9170 USD |
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USD 0.01 common |
Purchase |
17,218 |
23.8890 USD |
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USD 0.01 common |
Purchase |
18,004 |
23.8804 USD |
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USD 0.01 common |
Purchase |
20,469 |
23.8026 USD |
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USD 0.01 common |
Purchase |
25,840 |
23.8903 USD |
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USD 0.01 common |
Purchase |
26,884 |
23.8566 USD |
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USD 0.01 common |
Purchase |
27,081 |
23.8161 USD |
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USD 0.01 common |
Purchase |
27,665 |
23.8592 USD |
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USD 0.01 common |
Purchase |
36,538 |
23.8784 USD |
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USD 0.01 common |
Purchase |
40,230 |
23.8950 USD |
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USD 0.01 common |
Purchase |
53,292 |
23.8971 USD |
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USD 0.01 common |
Purchase |
78,864 |
23.8697 USD |
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USD 0.01 common |
Purchase |
176,293 |
23.9124 USD |
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USD 0.01 common |
Purchase |
182,556 |
23.8949 USD |
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USD 0.01 common |
Purchase |
301,813 |
23.9547 USD |
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USD 0.01 common |
Purchase |
1,052,695 |
23.9146 USD |
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USD 0.01 common |
Sale |
73 |
24.0300 USD |
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USD 0.01 common |
Sale |
100 |
23.9350 USD |
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USD 0.01 common |
Sale |
102 |
23.7358 USD |
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USD 0.01 common |
Sale |
131 |
23.8291 USD |
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USD 0.01 common |
Sale |
162 |
24.0340 USD |
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USD 0.01 common |
Sale |
206 |
23.8631 USD |
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USD 0.01 common |
Sale |
340 |
23.4650 EUR |
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USD 0.01 common |
Sale |
408 |
23.7882 USD |
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USD 0.01 common |
Sale |
411 |
23.7673 USD |
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USD 0.01 common |
Sale |
502 |
23.9223 USD |
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USD 0.01 common |
Sale |
600 |
23.7100 USD |
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USD 0.01 common |
Sale |
621 |
23.8589 USD |
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USD 0.01 common |
Sale |
724 |
23.8188 USD |
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USD 0.01 common |
Sale |
911 |
23.7892 USD |
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USD 0.01 common |
Sale |
926 |
24.1000 USD |
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USD 0.01 common |
Sale |
1,102 |
23.8834 USD |
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USD 0.01 common |
Sale |
1,150 |
23.8786 USD |
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USD 0.01 common |
Sale |
1,190 |
23.9902 USD |
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USD 0.01 common |
Sale |
1,324 |
23.9345 USD |
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USD 0.01 common |
Sale |
1,757 |
23.9152 USD |
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USD 0.01 common |
Sale |
2,004 |
23.9556 USD |
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USD 0.01 common |
Sale |
3,154 |
23.9483 USD |
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USD 0.01 common |
Sale |
4,704 |
24.0170 USD |
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USD 0.01 common |
Sale |
5,083 |
23.9075 USD |
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USD 0.01 common |
Sale |
5,978 |
23.9688 USD |
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USD 0.01 common |
Sale |
6,662 |
23.9070 USD |
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USD 0.01 common |
Sale |
7,492 |
23.9015 USD |
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USD 0.01 common |
Sale |
9,387 |
23.9820 USD |
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USD 0.01 common |
Sale |
10,294 |
23.8642 USD |
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USD 0.01 common |
Sale |
12,521 |
23.9652 USD |
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USD 0.01 common |
Sale |
14,872 |
23.9671 USD |
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USD 0.01 common |
Sale |
16,151 |
23.8042 USD |
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USD 0.01 common |
Sale |
16,330 |
24.0061 USD |
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USD 0.01 common |
Sale |
17,743 |
23.8867 USD |
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USD 0.01 common |
Sale |
24,326 |
23.8073 USD |
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USD 0.01 common |
Sale |
29,194 |
23.9865 USD |
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USD 0.01 common |
Sale |
32,786 |
23.8000 USD |
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USD 0.01 common |
Sale |
91,728 |
23.8594 USD |
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USD 0.01 common |
Sale |
131,098 |
23.9002 USD |
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USD 0.01 common |
Sale |
163,933 |
23.8947 USD |
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USD 0.01 common |
Sale |
281,104 |
23.9374 USD |
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USD 0.01 common |
Sale |
1,299,392 |
23.9092 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
19 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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