FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
14 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,372,211 |
0.24% |
885,309 |
0.15% |
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(2) |
Cash-settled derivatives: |
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465,820 |
0.08% |
3,730,776 |
0.64% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,838,031 |
0.32% |
4,616,085 |
0.79% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
78 |
28.1780 USD |
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USD 0.01 common |
Purchase |
87 |
28.1834 USD |
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USD 0.01 common |
Purchase |
95 |
25.3150 EUR |
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USD 0.01 common |
Purchase |
100 |
28.4200 USD |
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USD 0.01 common |
Purchase |
102 |
29.0162 USD |
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USD 0.01 common |
Purchase |
112 |
28.9505 USD |
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USD 0.01 common |
Purchase |
122 |
28.9890 USD |
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USD 0.01 common |
Purchase |
147 |
28.8817 USD |
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USD 0.01 common |
Purchase |
154 |
28.9048 USD |
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USD 0.01 common |
Purchase |
166 |
28.9285 USD |
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USD 0.01 common |
Purchase |
181 |
28.9765 USD |
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USD 0.01 common |
Purchase |
197 |
28.9759 USD |
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USD 0.01 common |
Purchase |
207 |
28.9397 USD |
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USD 0.01 common |
Purchase |
210 |
28.9127 USD |
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USD 0.01 common |
Purchase |
232 |
28.9343 USD |
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USD 0.01 common |
Purchase |
294 |
29.0339 USD |
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USD 0.01 common |
Purchase |
300 |
29.0833 USD |
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USD 0.01 common |
Purchase |
300 |
28.8800 USD |
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USD 0.01 common |
Purchase |
305 |
28.7847 USD |
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USD 0.01 common |
Purchase |
400 |
29.0300 USD |
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USD 0.01 common |
Purchase |
600 |
28.7033 USD |
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USD 0.01 common |
Purchase |
698 |
29.0850 USD |
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USD 0.01 common |
Purchase |
800 |
28.7612 USD |
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USD 0.01 common |
Purchase |
988 |
29.0775 USD |
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USD 0.01 common |
Purchase |
990 |
28.7183 USD |
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USD 0.01 common |
Purchase |
1,018 |
29.0784 USD |
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USD 0.01 common |
Purchase |
1,217 |
28.7754 USD |
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USD 0.01 common |
Purchase |
1,483 |
28.7595 USD |
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USD 0.01 common |
Purchase |
1,578 |
29.0719 USD |
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USD 0.01 common |
Purchase |
2,200 |
28.8670 USD |
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USD 0.01 common |
Purchase |
2,260 |
28.7880 USD |
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USD 0.01 common |
Purchase |
2,400 |
28.7512 USD |
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USD 0.01 common |
Purchase |
2,405 |
28.6846 USD |
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USD 0.01 common |
Purchase |
2,800 |
28.8248 USD |
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USD 0.01 common |
Purchase |
3,015 |
28.6350 USD |
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USD 0.01 common |
Purchase |
3,607 |
28.8386 USD |
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USD 0.01 common |
Purchase |
3,785 |
28.8905 USD |
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USD 0.01 common |
Purchase |
4,687 |
29.0405 USD |
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USD 0.01 common |
Purchase |
5,241 |
28.7893 USD |
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USD 0.01 common |
Purchase |
5,932 |
28.7721 USD |
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USD 0.01 common |
Purchase |
6,476 |
28.9981 USD |
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USD 0.01 common |
Purchase |
13,689 |
28.7885 USD |
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USD 0.01 common |
Purchase |
14,520 |
28.7886 USD |
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USD 0.01 common |
Purchase |
18,519 |
28.7888 USD |
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USD 0.01 common |
Purchase |
21,327 |
29.0005 USD |
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USD 0.01 common |
Purchase |
32,662 |
29.0755 USD |
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USD 0.01 common |
Purchase |
39,768 |
28.8862 USD |
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USD 0.01 common |
Purchase |
43,445 |
29.0071 USD |
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USD 0.01 common |
Purchase |
48,188 |
28.7815 USD |
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USD 0.01 common |
Purchase |
50,065 |
29.0533 USD |
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USD 0.01 common |
Purchase |
70,395 |
29.0700 USD |
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USD 0.01 common |
Purchase |
613,892 |
28.9528 USD |
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USD 0.01 common |
Sale |
3 |
29.0316 USD |
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USD 0.01 common |
Sale |
8 |
28.9450 USD |
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USD 0.01 common |
Sale |
11 |
29.3050 USD |
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USD 0.01 common |
Sale |
12 |
29.0516 USD |
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USD 0.01 common |
Sale |
16 |
28.9962 USD |
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USD 0.01 common |
Sale |
20 |
29.0340 USD |
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USD 0.01 common |
Sale |
24 |
29.0416 USD |
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USD 0.01 common |
Sale |
36 |
29.0133 USD |
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USD 0.01 common |
Sale |
49 |
28.7896 USD |
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USD 0.01 common |
Sale |
78 |
28.1780 USD |
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USD 0.01 common |
Sale |
95 |
25.3150 EUR |
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USD 0.01 common |
Sale |
120 |
28.8762 USD |
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USD 0.01 common |
Sale |
130 |
28.8723 USD |
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USD 0.01 common |
Sale |
149 |
29.0405 USD |
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USD 0.01 common |
Sale |
165 |
29.0445 USD |
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USD 0.01 common |
Sale |
165 |
28.9700 USD |
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USD 0.01 common |
Sale |
179 |
28.8682 USD |
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USD 0.01 common |
Sale |
187 |
28.7971 USD |
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USD 0.01 common |
Sale |
190 |
28.5231 USD |
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USD 0.01 common |
Sale |
196 |
28.9125 USD |
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USD 0.01 common |
Sale |
212 |
29.0500 USD |
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USD 0.01 common |
Sale |
228 |
28.8844 USD |
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USD 0.01 common |
Sale |
255 |
28.9729 USD |
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USD 0.01 common |
Sale |
270 |
29.0077 USD |
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USD 0.01 common |
Sale |
285 |
28.9978 USD |
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USD 0.01 common |
Sale |
294 |
29.0339 USD |
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USD 0.01 common |
Sale |
328 |
28.9318 USD |
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USD 0.01 common |
Sale |
336 |
28.9925 USD |
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USD 0.01 common |
Sale |
341 |
29.3745 USD |
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USD 0.01 common |
Sale |
347 |
28.7511 USD |
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USD 0.01 common |
Sale |
349 |
29.0814 USD |
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USD 0.01 common |
Sale |
351 |
28.9909 USD |
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USD 0.01 common |
Sale |
360 |
28.9520 USD |
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USD 0.01 common |
Sale |
400 |
29.0937 USD |
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USD 0.01 common |
Sale |
400 |
29.0450 USD |
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USD 0.01 common |
Sale |
404 |
29.0300 USD |
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USD 0.01 common |
Sale |
419 |
28.8370 USD |
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USD 0.01 common |
Sale |
499 |
29.0509 USD |
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USD 0.01 common |
Sale |
503 |
29.0542 USD |
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USD 0.01 common |
Sale |
614 |
29.0400 USD |
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USD 0.01 common |
Sale |
670 |
29.2261 USD |
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USD 0.01 common |
Sale |
715 |
28.9584 USD |
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USD 0.01 common |
Sale |
876 |
28.9718 USD |
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USD 0.01 common |
Sale |
998 |
29.1476 USD |
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USD 0.01 common |
Sale |
1,219 |
29.0553 USD |
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USD 0.01 common |
Sale |
2,070 |
28.9946 USD |
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USD 0.01 common |
Sale |
2,462 |
27.8700 USD |
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USD 0.01 common |
Sale |
3,098 |
28.9088 USD |
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USD 0.01 common |
Sale |
3,473 |
29.0394 USD |
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USD 0.01 common |
Sale |
3,476 |
29.0646 USD |
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USD 0.01 common |
Sale |
3,564 |
29.0770 USD |
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USD 0.01 common |
Sale |
4,637 |
29.1214 USD |
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USD 0.01 common |
Sale |
4,789 |
28.8900 USD |
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USD 0.01 common |
Sale |
6,496 |
28.8178 USD |
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USD 0.01 common |
Sale |
7,613 |
29.0213 USD |
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USD 0.01 common |
Sale |
7,872 |
28.9750 USD |
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USD 0.01 common |
Sale |
10,181 |
28.7624 USD |
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USD 0.01 common |
Sale |
11,462 |
29.1221 USD |
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USD 0.01 common |
Sale |
11,680 |
28.8356 USD |
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USD 0.01 common |
Sale |
12,180 |
29.0023 USD |
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USD 0.01 common |
Sale |
16,420 |
28.8860 USD |
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USD 0.01 common |
Sale |
17,464 |
29.0418 USD |
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USD 0.01 common |
Sale |
18,039 |
29.0683 USD |
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USD 0.01 common |
Sale |
27,771 |
28.9198 USD |
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USD 0.01 common |
Sale |
29,163 |
28.9136 USD |
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USD 0.01 common |
Sale |
39,194 |
28.9048 USD |
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USD 0.01 common |
Sale |
43,099 |
29.0447 USD |
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USD 0.01 common |
Sale |
45,750 |
29.0661 USD |
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USD 0.01 common |
Sale |
48,712 |
28.7846 USD |
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USD 0.01 common |
Sale |
103,417 |
28.9434 USD |
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USD 0.01 common |
Sale |
123,663 |
29.0700 USD |
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USD 0.01 common |
Sale |
194,675 |
28.9900 USD |
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USD 0.01 common |
Sale |
214,806 |
28.9116 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
15 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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