FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
14 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,232,725 |
0.21% |
770,830 |
0.13% |
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(2) |
Cash-settled derivatives: |
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414,022 |
0.07% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,646,747 |
0.28% |
2,636,218 |
0.45% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
6 |
26.6900 USD |
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USD 0.01 common |
Purchase |
9 |
26.6300 USD |
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USD 0.01 common |
Purchase |
18 |
26.6350 USD |
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USD 0.01 common |
Purchase |
19 |
26.6000 USD |
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USD 0.01 common |
Purchase |
20 |
26.6775 USD |
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USD 0.01 common |
Purchase |
23 |
26.6700 USD |
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USD 0.01 common |
Purchase |
23 |
26.6650 USD |
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USD 0.01 common |
Purchase |
31 |
26.6491 USD |
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USD 0.01 common |
Purchase |
32 |
26.6615 USD |
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USD 0.01 common |
Purchase |
32 |
26.6431 USD |
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USD 0.01 common |
Purchase |
32 |
26.6543 USD |
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USD 0.01 common |
Purchase |
38 |
26.6375 USD |
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USD 0.01 common |
Purchase |
41 |
26.6540 USD |
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USD 0.01 common |
Purchase |
53 |
26.6409 USD |
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USD 0.01 common |
Purchase |
57 |
26.6466 USD |
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USD 0.01 common |
Purchase |
57 |
26.6383 USD |
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USD 0.01 common |
Purchase |
70 |
26.7101 USD |
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USD 0.01 common |
Purchase |
95 |
26.6577 USD |
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USD 0.01 common |
Purchase |
176 |
26.7323 USD |
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USD 0.01 common |
Purchase |
185 |
24.8386 EUR |
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USD 0.01 common |
Purchase |
233 |
26.8157 USD |
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USD 0.01 common |
Purchase |
272 |
26.6500 USD |
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USD 0.01 common |
Purchase |
342 |
26.8016 USD |
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USD 0.01 common |
Purchase |
738 |
26.7600 USD |
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USD 0.01 common |
Purchase |
1,001 |
26.6356 USD |
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USD 0.01 common |
Purchase |
1,109 |
26.7135 USD |
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USD 0.01 common |
Purchase |
1,124 |
26.8087 USD |
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USD 0.01 common |
Purchase |
3,270 |
26.7019 USD |
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USD 0.01 common |
Purchase |
4,848 |
26.6922 USD |
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USD 0.01 common |
Purchase |
5,697 |
26.5860 USD |
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USD 0.01 common |
Purchase |
7,889 |
26.8200 USD |
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USD 0.01 common |
Purchase |
13,507 |
26.6828 USD |
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USD 0.01 common |
Purchase |
16,039 |
26.6806 USD |
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USD 0.01 common |
Purchase |
37,875 |
26.6802 USD |
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USD 0.01 common |
Purchase |
41,091 |
26.7172 USD |
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USD 0.01 common |
Purchase |
71,189 |
26.6400 USD |
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USD 0.01 common |
Purchase |
91,788 |
26.6399 USD |
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USD 0.01 common |
Sale |
7 |
26.8400 USD |
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USD 0.01 common |
Sale |
100 |
26.6350 USD |
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USD 0.01 common |
Sale |
113 |
26.8840 USD |
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USD 0.01 common |
Sale |
146 |
26.7516 USD |
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USD 0.01 common |
Sale |
185 |
24.8386 EUR |
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USD 0.01 common |
Sale |
200 |
26.6550 USD |
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USD 0.01 common |
Sale |
200 |
26.6500 USD |
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USD 0.01 common |
Sale |
200 |
26.5950 USD |
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USD 0.01 common |
Sale |
200 |
26.5800 USD |
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USD 0.01 common |
Sale |
300 |
26.8766 USD |
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USD 0.01 common |
Sale |
400 |
26.5912 USD |
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USD 0.01 common |
Sale |
400 |
26.5862 USD |
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USD 0.01 common |
Sale |
500 |
26.5840 USD |
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USD 0.01 common |
Sale |
564 |
26.5844 USD |
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USD 0.01 common |
Sale |
573 |
26.8165 USD |
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USD 0.01 common |
Sale |
621 |
26.8292 USD |
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USD 0.01 common |
Sale |
621 |
26.6437 USD |
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USD 0.01 common |
Sale |
1,834 |
26.5863 USD |
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USD 0.01 common |
Sale |
3,571 |
26.7511 USD |
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USD 0.01 common |
Sale |
4,858 |
26.6708 USD |
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USD 0.01 common |
Sale |
5,022 |
26.6868 USD |
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USD 0.01 common |
Sale |
5,568 |
26.7730 USD |
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USD 0.01 common |
Sale |
11,017 |
26.6778 USD |
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USD 0.01 common |
Sale |
12,194 |
26.6931 USD |
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USD 0.01 common |
Sale |
12,688 |
26.8228 USD |
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USD 0.01 common |
Sale |
17,536 |
26.6403 USD |
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USD 0.01 common |
Sale |
17,593 |
26.6397 USD |
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USD 0.01 common |
Sale |
29,383 |
26.6647 USD |
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USD 0.01 common |
Sale |
32,244 |
26.6372 USD |
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USD 0.01 common |
Sale |
36,875 |
26.6640 USD |
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USD 0.01 common |
Sale |
117,757 |
26.6400 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
19 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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