FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
18 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,251,984 |
0.22% |
718,973 |
0.12% |
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(2) |
Cash-settled derivatives: |
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361,022 |
0.06% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,613,006 |
0.28% |
2,584,361 |
0.44% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
4 |
26.6800 USD |
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USD 0.01 common |
Purchase |
12 |
26.6100 USD |
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USD 0.01 common |
Purchase |
28 |
26.5350 USD |
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USD 0.01 common |
Purchase |
70 |
26.4650 USD |
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USD 0.01 common |
Purchase |
70 |
26.4750 USD |
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USD 0.01 common |
Purchase |
100 |
26.5250 USD |
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USD 0.01 common |
Purchase |
100 |
26.6600 USD |
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USD 0.01 common |
Purchase |
140 |
26.4900 USD |
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USD 0.01 common |
Purchase |
140 |
26.5050 USD |
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USD 0.01 common |
Purchase |
200 |
26.4950 USD |
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USD 0.01 common |
Purchase |
476 |
26.5424 USD |
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USD 0.01 common |
Purchase |
558 |
26.6015 USD |
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USD 0.01 common |
Purchase |
623 |
26.4800 USD |
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USD 0.01 common |
Purchase |
931 |
26.5703 USD |
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USD 0.01 common |
Purchase |
1,271 |
26.6248 USD |
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USD 0.01 common |
Purchase |
1,293 |
26.5919 USD |
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USD 0.01 common |
Purchase |
1,492 |
26.6027 USD |
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USD 0.01 common |
Purchase |
1,544 |
26.5948 USD |
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USD 0.01 common |
Purchase |
1,582 |
26.5894 USD |
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USD 0.01 common |
Purchase |
1,611 |
26.6084 USD |
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USD 0.01 common |
Purchase |
1,724 |
26.5710 USD |
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USD 0.01 common |
Purchase |
1,891 |
26.6022 USD |
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USD 0.01 common |
Purchase |
2,015 |
26.5952 USD |
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USD 0.01 common |
Purchase |
2,417 |
26.5930 USD |
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USD 0.01 common |
Purchase |
2,447 |
26.5652 USD |
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USD 0.01 common |
Purchase |
2,518 |
26.6070 USD |
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USD 0.01 common |
Purchase |
3,387 |
26.6393 USD |
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USD 0.01 common |
Purchase |
3,443 |
26.5583 USD |
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USD 0.01 common |
Purchase |
4,433 |
26.5467 USD |
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USD 0.01 common |
Purchase |
8,368 |
26.5726 USD |
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USD 0.01 common |
Purchase |
12,092 |
26.5486 USD |
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USD 0.01 common |
Purchase |
26,108 |
26.5503 USD |
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USD 0.01 common |
Purchase |
34,641 |
26.5767 USD |
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USD 0.01 common |
Purchase |
41,855 |
26.5790 USD |
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USD 0.01 common |
Purchase |
43,656 |
26.5615 USD |
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USD 0.01 common |
Purchase |
56,134 |
26.5500 USD |
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USD 0.01 common |
Sale |
4 |
26.6800 USD |
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USD 0.01 common |
Sale |
59 |
26.4700 USD |
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USD 0.01 common |
Sale |
100 |
26.6750 USD |
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USD 0.01 common |
Sale |
100 |
26.6600 USD |
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USD 0.01 common |
Sale |
104 |
26.5598 USD |
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USD 0.01 common |
Sale |
128 |
26.5350 USD |
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USD 0.01 common |
Sale |
177 |
26.5500 USD |
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USD 0.01 common |
Sale |
200 |
26.6000 USD |
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USD 0.01 common |
Sale |
200 |
26.5800 USD |
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USD 0.01 common |
Sale |
259 |
26.6493 USD |
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USD 0.01 common |
Sale |
284 |
26.5200 USD |
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USD 0.01 common |
Sale |
400 |
26.5550 USD |
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USD 0.01 common |
Sale |
480 |
26.5695 USD |
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USD 0.01 common |
Sale |
600 |
26.5816 USD |
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USD 0.01 common |
Sale |
769 |
26.4800 USD |
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USD 0.01 common |
Sale |
918 |
26.5725 USD |
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USD 0.01 common |
Sale |
936 |
26.5263 USD |
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USD 0.01 common |
Sale |
1,116 |
26.6100 USD |
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USD 0.01 common |
Sale |
1,165 |
26.5529 USD |
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USD 0.01 common |
Sale |
1,247 |
26.5845 USD |
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USD 0.01 common |
Sale |
1,457 |
26.5377 USD |
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USD 0.01 common |
Sale |
1,464 |
26.5666 USD |
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USD 0.01 common |
Sale |
1,683 |
26.5616 USD |
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USD 0.01 common |
Sale |
1,984 |
26.5990 USD |
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USD 0.01 common |
Sale |
2,645 |
26.5812 USD |
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USD 0.01 common |
Sale |
8,385 |
26.5397 USD |
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USD 0.01 common |
Sale |
9,876 |
26.5457 USD |
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USD 0.01 common |
Sale |
13,313 |
26.5832 USD |
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USD 0.01 common |
Sale |
25,661 |
26.5527 USD |
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USD 0.01 common |
Sale |
39,713 |
26.5931 USD |
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USD 0.01 common |
Sale |
40,813 |
26.5755 USD |
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USD 0.01 common |
Sale |
45,195 |
26.5629 USD |
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USD 0.01 common |
Sale |
57,789 |
26.5502 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
19 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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