FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
08 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,313,984 |
0.23% |
1,208,948 |
0.21% |
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(2) |
Cash-settled derivatives: |
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1,544,322 |
0.27% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,858,306 |
0.50% |
4,966,070 |
0.87% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
22.9600 USD |
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USD 0.01 common |
Purchase |
1 |
23.0800 USD |
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USD 0.01 common |
Purchase |
5 |
23.0520 USD |
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USD 0.01 common |
Purchase |
13 |
22.8669 USD |
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USD 0.01 common |
Purchase |
156 |
23.0750 USD |
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USD 0.01 common |
Purchase |
201 |
23.1000 USD |
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USD 0.01 common |
Purchase |
300 |
22.9766 USD |
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USD 0.01 common |
Purchase |
479 |
23.0758 USD |
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USD 0.01 common |
Purchase |
500 |
23.0390 USD |
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USD 0.01 common |
Purchase |
502 |
22.9800 USD |
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USD 0.01 common |
Purchase |
600 |
23.0633 USD |
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USD 0.01 common |
Purchase |
700 |
23.0271 USD |
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USD 0.01 common |
Purchase |
749 |
23.0233 USD |
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USD 0.01 common |
Purchase |
868 |
23.0514 USD |
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USD 0.01 common |
Purchase |
900 |
22.9888 USD |
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USD 0.01 common |
Purchase |
1,188 |
23.0602 USD |
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USD 0.01 common |
Purchase |
1,828 |
23.0064 USD |
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USD 0.01 common |
Purchase |
2,296 |
23.0203 USD |
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USD 0.01 common |
Purchase |
2,424 |
22.9945 USD |
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USD 0.01 common |
Purchase |
2,735 |
22.9668 USD |
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USD 0.01 common |
Purchase |
3,588 |
23.0543 USD |
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USD 0.01 common |
Purchase |
4,733 |
23.0609 USD |
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USD 0.01 common |
Purchase |
7,014 |
23.0344 USD |
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USD 0.01 common |
Purchase |
19,429 |
23.0296 USD |
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USD 0.01 common |
Purchase |
23,862 |
23.0700 USD |
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USD 0.01 common |
Purchase |
36,878 |
22.9805 USD |
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USD 0.01 common |
Purchase |
41,459 |
23.0671 USD |
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USD 0.01 common |
Purchase |
134,062 |
23.0487 USD |
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USD 0.01 common |
Purchase |
250,000 |
23.0243 USD |
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USD 0.01 common |
Sale |
54 |
23.0950 USD |
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USD 0.01 common |
Sale |
54 |
23.0500 USD |
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USD 0.01 common |
Sale |
54 |
23.0800 USD |
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USD 0.01 common |
Sale |
55 |
23.1000 USD |
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USD 0.01 common |
Sale |
82 |
23.0175 USD |
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USD 0.01 common |
Sale |
100 |
23.0010 USD |
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USD 0.01 common |
Sale |
108 |
23.0725 USD |
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USD 0.01 common |
Sale |
108 |
23.0825 USD |
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USD 0.01 common |
Sale |
116 |
23.0300 USD |
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USD 0.01 common |
Sale |
141 |
23.0519 USD |
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USD 0.01 common |
Sale |
156 |
23.0750 USD |
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USD 0.01 common |
Sale |
157 |
23.0247 USD |
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USD 0.01 common |
Sale |
177 |
23.0200 USD |
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USD 0.01 common |
Sale |
181 |
23.0344 USD |
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USD 0.01 common |
Sale |
190 |
22.8057 USD |
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USD 0.01 common |
Sale |
202 |
22.9200 USD |
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USD 0.01 common |
Sale |
342 |
22.8639 USD |
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USD 0.01 common |
Sale |
400 |
23.0125 USD |
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USD 0.01 common |
Sale |
432 |
23.0450 USD |
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USD 0.01 common |
Sale |
445 |
23.0650 USD |
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USD 0.01 common |
Sale |
487 |
23.0409 USD |
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USD 0.01 common |
Sale |
699 |
23.0785 USD |
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USD 0.01 common |
Sale |
796 |
23.0503 USD |
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USD 0.01 common |
Sale |
1,215 |
22.8600 USD |
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USD 0.01 common |
Sale |
2,580 |
23.0694 USD |
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USD 0.01 common |
Sale |
2,983 |
23.0386 USD |
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USD 0.01 common |
Sale |
3,298 |
23.0680 USD |
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USD 0.01 common |
Sale |
3,310 |
23.0136 USD |
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USD 0.01 common |
Sale |
3,320 |
23.0174 USD |
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USD 0.01 common |
Sale |
4,039 |
23.0258 USD |
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USD 0.01 common |
Sale |
4,665 |
23.0047 USD |
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USD 0.01 common |
Sale |
4,980 |
23.0285 USD |
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USD 0.01 common |
Sale |
5,027 |
23.0074 USD |
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USD 0.01 common |
Sale |
5,266 |
22.9703 USD |
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USD 0.01 common |
Sale |
6,620 |
23.0741 USD |
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USD 0.01 common |
Sale |
7,976 |
23.0044 USD |
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USD 0.01 common |
Sale |
8,543 |
23.0097 USD |
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USD 0.01 common |
Sale |
10,419 |
23.0377 USD |
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USD 0.01 common |
Sale |
10,589 |
23.0324 USD |
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USD 0.01 common |
Sale |
10,725 |
23.0351 USD |
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USD 0.01 common |
Sale |
10,808 |
22.9965 USD |
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USD 0.01 common |
Sale |
11,606 |
22.9897 USD |
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USD 0.01 common |
Sale |
11,926 |
23.0341 USD |
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USD 0.01 common |
Sale |
14,406 |
23.0652 USD |
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USD 0.01 common |
Sale |
14,797 |
23.0328 USD |
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USD 0.01 common |
Sale |
15,336 |
22.9932 USD |
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USD 0.01 common |
Sale |
17,742 |
23.0516 USD |
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USD 0.01 common |
Sale |
22,014 |
23.0700 USD |
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USD 0.01 common |
Sale |
38,352 |
23.0668 USD |
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USD 0.01 common |
Sale |
39,754 |
22.9855 USD |
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USD 0.01 common |
Sale |
59,529 |
23.0373 USD |
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USD 0.01 common |
Sale |
81,651 |
23.0522 USD |
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USD 0.01 common |
Sale |
96,457 |
23.0283 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
11 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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