FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
18 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,367,880 |
0.23% |
1,190,727 |
0.20% |
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(2) |
Cash-settled derivatives: |
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458,188 |
0.08% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,826,068 |
0.31% |
3,056,115 |
0.52% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
27.1000 USD |
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USD 0.01 common |
Purchase |
1 |
27.0900 USD |
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USD 0.01 common |
Purchase |
1 |
26.6900 USD |
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USD 0.01 common |
Purchase |
1 |
26.6700 USD |
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USD 0.01 common |
Purchase |
2 |
26.3200 USD |
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USD 0.01 common |
Purchase |
2 |
27.2200 USD |
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USD 0.01 common |
Purchase |
2 |
26.8950 USD |
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USD 0.01 common |
Purchase |
3 |
26.7533 USD |
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USD 0.01 common |
Purchase |
4 |
26.9712 USD |
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USD 0.01 common |
Purchase |
5 |
26.9920 USD |
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USD 0.01 common |
Purchase |
6 |
26.9033 USD |
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USD 0.01 common |
Purchase |
6 |
26.9266 USD |
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USD 0.01 common |
Purchase |
6 |
26.6583 USD |
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USD 0.01 common |
Purchase |
7 |
26.8614 USD |
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USD 0.01 common |
Purchase |
12 |
26.8941 USD |
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USD 0.01 common |
Purchase |
15 |
27.3200 USD |
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USD 0.01 common |
Purchase |
16 |
27.1750 USD |
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USD 0.01 common |
Purchase |
17 |
27.2400 USD |
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USD 0.01 common |
Purchase |
18 |
27.2000 USD |
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USD 0.01 common |
Purchase |
18 |
27.2750 USD |
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USD 0.01 common |
Purchase |
24 |
27.4300 USD |
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USD 0.01 common |
Purchase |
35 |
26.7908 USD |
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USD 0.01 common |
Purchase |
48 |
27.3600 USD |
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USD 0.01 common |
Purchase |
49 |
27.3438 USD |
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USD 0.01 common |
Purchase |
53 |
27.2226 USD |
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USD 0.01 common |
Purchase |
61 |
27.3096 USD |
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USD 0.01 common |
Purchase |
64 |
27.3068 USD |
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USD 0.01 common |
Purchase |
77 |
27.2600 USD |
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USD 0.01 common |
Purchase |
99 |
27.3265 USD |
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USD 0.01 common |
Purchase |
99 |
27.3471 USD |
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USD 0.01 common |
Purchase |
100 |
27.0000 USD |
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USD 0.01 common |
Purchase |
100 |
27.3400 USD |
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USD 0.01 common |
Purchase |
103 |
27.1700 USD |
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USD 0.01 common |
Purchase |
106 |
27.1960 USD |
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USD 0.01 common |
Purchase |
107 |
27.4535 USD |
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USD 0.01 common |
Purchase |
109 |
27.4112 USD |
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USD 0.01 common |
Purchase |
115 |
27.1150 USD |
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USD 0.01 common |
Purchase |
117 |
27.2076 USD |
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USD 0.01 common |
Purchase |
155 |
26.9156 USD |
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USD 0.01 common |
Purchase |
209 |
27.4092 USD |
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USD 0.01 common |
Purchase |
426 |
27.4482 USD |
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USD 0.01 common |
Purchase |
729 |
27.4104 USD |
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USD 0.01 common |
Purchase |
900 |
27.1944 USD |
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USD 0.01 common |
Purchase |
922 |
27.1995 USD |
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USD 0.01 common |
Purchase |
948 |
27.4831 USD |
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USD 0.01 common |
Purchase |
1,000 |
27.2625 USD |
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USD 0.01 common |
Purchase |
1,000 |
27.1730 USD |
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USD 0.01 common |
Purchase |
1,200 |
27.3900 USD |
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USD 0.01 common |
Purchase |
1,200 |
27.2150 USD |
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USD 0.01 common |
Purchase |
1,360 |
27.3717 USD |
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USD 0.01 common |
Purchase |
2,085 |
27.3758 USD |
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USD 0.01 common |
Purchase |
2,278 |
27.1610 USD |
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USD 0.01 common |
Purchase |
2,300 |
27.1752 USD |
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USD 0.01 common |
Purchase |
2,595 |
26.9383 USD |
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USD 0.01 common |
Purchase |
2,867 |
27.4238 USD |
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USD 0.01 common |
Purchase |
11,255 |
26.2700 USD |
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USD 0.01 common |
Purchase |
27,411 |
27.2420 USD |
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USD 0.01 common |
Purchase |
33,234 |
27.1746 USD |
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USD 0.01 common |
Purchase |
42,310 |
27.2486 USD |
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USD 0.01 common |
Purchase |
42,694 |
26.8399 USD |
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USD 0.01 common |
Purchase |
55,184 |
27.2579 USD |
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USD 0.01 common |
Purchase |
105,467 |
27.4493 USD |
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USD 0.01 common |
Purchase |
137,568 |
27.1653 USD |
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USD 0.01 common |
Purchase |
141,019 |
27.1067 USD |
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USD 0.01 common |
Purchase |
154,857 |
27.4500 USD |
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USD 0.01 common |
Purchase |
706,430 |
27.2550 USD |
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USD 0.01 common |
Sale |
8 |
26.8650 USD |
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USD 0.01 common |
Sale |
17 |
27.2400 USD |
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USD 0.01 common |
Sale |
18 |
27.2750 USD |
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USD 0.01 common |
Sale |
18 |
27.2000 USD |
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USD 0.01 common |
Sale |
28 |
27.4250 USD |
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USD 0.01 common |
Sale |
28 |
27.4462 USD |
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USD 0.01 common |
Sale |
28 |
27.3525 USD |
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USD 0.01 common |
Sale |
42 |
27.2983 USD |
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USD 0.01 common |
Sale |
42 |
27.3283 USD |
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USD 0.01 common |
Sale |
43 |
27.2800 USD |
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USD 0.01 common |
Sale |
43 |
27.4000 USD |
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USD 0.01 common |
Sale |
49 |
27.2657 USD |
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USD 0.01 common |
Sale |
63 |
27.3188 USD |
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USD 0.01 common |
Sale |
70 |
27.3370 USD |
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USD 0.01 common |
Sale |
86 |
27.2950 USD |
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USD 0.01 common |
Sale |
90 |
26.6400 USD |
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USD 0.01 common |
Sale |
91 |
27.3538 USD |
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USD 0.01 common |
Sale |
91 |
27.3461 USD |
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USD 0.01 common |
Sale |
98 |
27.2821 USD |
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USD 0.01 common |
Sale |
100 |
27.3800 USD |
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USD 0.01 common |
Sale |
100 |
26.6300 USD |
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USD 0.01 common |
Sale |
100 |
27.4050 USD |
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USD 0.01 common |
Sale |
100 |
27.1900 USD |
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USD 0.01 common |
Sale |
110 |
27.1690 USD |
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USD 0.01 common |
Sale |
112 |
27.3830 USD |
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USD 0.01 common |
Sale |
112 |
27.3206 USD |
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USD 0.01 common |
Sale |
117 |
27.2077 USD |
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USD 0.01 common |
Sale |
129 |
27.3366 USD |
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USD 0.01 common |
Sale |
200 |
27.1650 USD |
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USD 0.01 common |
Sale |
200 |
26.3700 USD |
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USD 0.01 common |
Sale |
200 |
27.4275 USD |
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USD 0.01 common |
Sale |
200 |
27.1850 USD |
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USD 0.01 common |
Sale |
200 |
27.1700 USD |
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USD 0.01 common |
Sale |
246 |
27.3766 USD |
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USD 0.01 common |
Sale |
254 |
27.3993 USD |
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USD 0.01 common |
Sale |
298 |
27.2618 USD |
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USD 0.01 common |
Sale |
320 |
27.4043 USD |
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USD 0.01 common |
Sale |
343 |
27.3995 USD |
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USD 0.01 common |
Sale |
429 |
27.3439 USD |
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USD 0.01 common |
Sale |
500 |
27.3650 USD |
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USD 0.01 common |
Sale |
538 |
27.3279 USD |
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USD 0.01 common |
Sale |
755 |
27.1550 USD |
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USD 0.01 common |
Sale |
760 |
26.8402 USD |
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USD 0.01 common |
Sale |
842 |
27.1682 USD |
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USD 0.01 common |
Sale |
851 |
27.1932 USD |
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USD 0.01 common |
Sale |
1,083 |
27.0937 USD |
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USD 0.01 common |
Sale |
1,200 |
27.3900 USD |
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USD 0.01 common |
Sale |
1,292 |
27.1816 USD |
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USD 0.01 common |
Sale |
1,394 |
27.0987 USD |
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USD 0.01 common |
Sale |
1,529 |
27.4387 USD |
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USD 0.01 common |
Sale |
1,547 |
27.1678 USD |
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USD 0.01 common |
Sale |
1,626 |
27.1618 USD |
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USD 0.01 common |
Sale |
1,638 |
27.1940 USD |
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USD 0.01 common |
Sale |
1,691 |
27.2221 USD |
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USD 0.01 common |
Sale |
1,725 |
27.2046 USD |
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USD 0.01 common |
Sale |
1,807 |
27.2248 USD |
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USD 0.01 common |
Sale |
1,864 |
27.2066 USD |
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USD 0.01 common |
Sale |
2,126 |
27.1993 USD |
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USD 0.01 common |
Sale |
2,130 |
27.2326 USD |
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USD 0.01 common |
Sale |
2,203 |
27.2656 USD |
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USD 0.01 common |
Sale |
2,253 |
27.2345 USD |
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USD 0.01 common |
Sale |
2,280 |
26.8436 USD |
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USD 0.01 common |
Sale |
2,289 |
27.2775 USD |
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USD 0.01 common |
Sale |
2,468 |
27.2757 USD |
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USD 0.01 common |
Sale |
3,164 |
27.2338 USD |
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USD 0.01 common |
Sale |
3,186 |
27.2794 USD |
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USD 0.01 common |
Sale |
3,397 |
27.2361 USD |
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USD 0.01 common |
Sale |
3,435 |
27.1844 USD |
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USD 0.01 common |
Sale |
11,674 |
27.3266 USD |
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USD 0.01 common |
Sale |
12,508 |
27.4167 USD |
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USD 0.01 common |
Sale |
13,016 |
27.2781 USD |
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USD 0.01 common |
Sale |
15,372 |
27.2561 USD |
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USD 0.01 common |
Sale |
15,531 |
26.7438 USD |
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USD 0.01 common |
Sale |
22,719 |
26.7243 USD |
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USD 0.01 common |
Sale |
25,102 |
27.1028 USD |
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USD 0.01 common |
Sale |
25,253 |
27.2200 USD |
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USD 0.01 common |
Sale |
44,284 |
26.8603 USD |
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USD 0.01 common |
Sale |
49,045 |
26.9365 USD |
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USD 0.01 common |
Sale |
51,098 |
27.4478 USD |
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USD 0.01 common |
Sale |
54,971 |
27.1950 USD |
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USD 0.01 common |
Sale |
92,321 |
27.1991 USD |
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USD 0.01 common |
Sale |
116,518 |
27.1114 USD |
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USD 0.01 common |
Sale |
194,678 |
27.1229 USD |
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USD 0.01 common |
Sale |
198,364 |
27.4500 USD |
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USD 0.01 common |
Sale |
437,982 |
27.3442 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
21 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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