Form 8.3 - NortonLifeLock Inc.

RNS Number : 7977U

Barclays PLC

03 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				02 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				Convertible Bond US668771AB40
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,458,000	0.43%	0	0.00%
(2)	Cash-settled derivatives:
	and/or controlled:			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			2,458,000	0.43%	0	0.00%
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,285,470	0.22%	1,371,907	0.24%
(2)	Cash-settled derivatives:
	and/or controlled:			2,050,723	0.36%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			56,100	0.01%	132,900	0.02%
	TOTAL:			3,392,293	0.59%	5,261,929	0.92%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		8		24.7600  USD
USD 0.01 common		Purchase		100		24.8200  USD
USD 0.01 common		Purchase		100		24.8900  USD
USD 0.01 common		Purchase		100		24.8600  USD
USD 0.01 common		Purchase		100		24.8100  USD
USD 0.01 common		Purchase		200		24.8950  USD
USD 0.01 common		Purchase		200		24.8750  USD
USD 0.01 common		Purchase		203		24.9778  USD
USD 0.01 common		Purchase		224		24.8395  USD
USD 0.01 common		Purchase		300		24.8816  USD
USD 0.01 common		Purchase		307		24.8504  USD
USD 0.01 common		Purchase		457		24.8543  USD
USD 0.01 common		Purchase		500		24.8870  USD
USD 0.01 common		Purchase		800		24.8675  USD
USD 0.01 common		Purchase		871		24.7968  USD
USD 0.01 common		Purchase		1,020		24.9600  USD
USD 0.01 common		Purchase		1,101		24.8927  USD
USD 0.01 common		Purchase		1,200		24.8666  USD
USD 0.01 common		Purchase		1,362		24.8980  USD
USD 0.01 common		Purchase		1,507		24.8763  USD
USD 0.01 common		Purchase		1,867		24.9144  USD
USD 0.01 common		Purchase		1,977		24.8851  USD
USD 0.01 common		Purchase		2,600		24.8938  USD
USD 0.01 common		Purchase		2,644		24.8319  USD
USD 0.01 common		Purchase		3,622		24.8784  USD
USD 0.01 common		Purchase		3,986		24.8051  USD
USD 0.01 common		Purchase		4,169		24.9999  USD
USD 0.01 common		Purchase		4,700		24.8833  USD
USD 0.01 common		Purchase		4,855		24.8951  USD
USD 0.01 common		Purchase		5,200		24.8800  USD
USD 0.01 common		Purchase		6,306		24.8696  USD
USD 0.01 common		Purchase		12,758		24.7800  USD
USD 0.01 common		Purchase		22,220		24.7765  USD
USD 0.01 common		Purchase		30,637		24.8793  USD
USD 0.01 common		Purchase		39,781		24.8749  USD
USD 0.01 common		Purchase		70,507		24.8981  USD
USD 0.01 common		Purchase		79,621		24.8171  USD
USD 0.01 common		Purchase		80,008		24.8344  USD
USD 0.01 common		Purchase		84,359		24.8965  USD
USD 0.01 common		Sale		23		24.8208  USD
USD 0.01 common		Sale		25		24.8200  USD
USD 0.01 common		Sale		25		24.8075  USD
USD 0.01 common		Sale		25		24.8350  USD
USD 0.01 common		Sale		26		24.8455  USD
USD 0.01 common		Sale		29		24.8700  USD
USD 0.01 common		Sale		29		24.8600  USD
USD 0.01 common		Sale		83		24.8614  USD
USD 0.01 common		Sale		129		24.7986  USD
USD 0.01 common		Sale		165		24.8950  USD
USD 0.01 common		Sale		169		24.9600  USD
USD 0.01 common		Sale		213		24.8500  USD
USD 0.01 common		Sale		303		25.0082  USD
USD 0.01 common		Sale		306		24.8779  USD
USD 0.01 common		Sale		400		25.0103  USD
USD 0.01 common		Sale		425		24.8169  USD
USD 0.01 common		Sale		590		24.7800  USD
USD 0.01 common		Sale		615		24.8306  USD
USD 0.01 common		Sale		973		24.8591  USD
USD 0.01 common		Sale		1,326		24.8652  USD
USD 0.01 common		Sale		1,487		25.0063  USD
USD 0.01 common		Sale		1,800		25.0100  USD
USD 0.01 common		Sale		1,992		24.8860  USD
USD 0.01 common		Sale		3,025		24.7954  USD
USD 0.01 common		Sale		4,322		24.9551  USD
USD 0.01 common		Sale		5,000		24.8800  USD
USD 0.01 common		Sale		6,078		24.8573  USD
USD 0.01 common		Sale		6,394		24.8139  USD
USD 0.01 common		Sale		8,048		24.7799  USD
USD 0.01 common		Sale		9,557		24.8516  USD
USD 0.01 common		Sale		9,736		24.8316  USD
USD 0.01 common		Sale		22,220		24.7765  USD
USD 0.01 common		Sale		30,030		24.8819  USD
USD 0.01 common		Sale		34,965		24.8738  USD
USD 0.01 common		Sale		65,652		24.8321  USD
USD 0.01 common		Sale		83,446		24.8240  USD
USD 0.01 common		Sale		84,359		24.8965  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				03 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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