Form 8.3 - NortonLifeLock Inc.

RNS Number : 1336V

Barclays PLC

05 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				04 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,071,466	0.36%	1,314,700	0.23%
(2)	Cash-settled derivatives:
	and/or controlled:			1,993,443	0.35%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			73,200	0.01%	150,000	0.03%
	TOTAL:			4,138,109	0.72%	5,221,822	0.91%
Class of relevant security:				Convertible Bond US668771AB40
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,458,000	0.43%	0	0.00%
(2)	Cash-settled derivatives:
	and/or controlled:			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			2,458,000	0.43%	0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		6		26.6200  USD
USD 0.01 common		Purchase		16		26.1500  EUR
USD 0.01 common		Purchase		20		26.1600  EUR
USD 0.01 common		Purchase		81		26.5355  USD
USD 0.01 common		Purchase		100		26.4900  USD
USD 0.01 common		Purchase		100		26.4800  USD
USD 0.01 common		Purchase		100		26.5300  USD
USD 0.01 common		Purchase		100		26.5800  USD
USD 0.01 common		Purchase		100		26.6110  USD
USD 0.01 common		Purchase		100		26.5100  USD
USD 0.01 common		Purchase		149		26.6166  USD
USD 0.01 common		Purchase		200		26.5250  USD
USD 0.01 common		Purchase		249		26.5658  USD
USD 0.01 common		Purchase		400		26.5500  USD
USD 0.01 common		Purchase		420		26.5323  USD
USD 0.01 common		Purchase		500		26.5760  USD
USD 0.01 common		Purchase		800		26.5260  USD
USD 0.01 common		Purchase		985		26.4837  USD
USD 0.01 common		Purchase		1,043		26.5050  USD
USD 0.01 common		Purchase		1,594		26.4991  USD
USD 0.01 common		Purchase		1,752		26.5829  USD
USD 0.01 common		Purchase		1,778		26.5302  USD
USD 0.01 common		Purchase		1,817		26.5214  USD
USD 0.01 common		Purchase		1,835		26.5610  USD
USD 0.01 common		Purchase		1,985		26.5704  USD
USD 0.01 common		Purchase		2,147		26.5636  USD
USD 0.01 common		Purchase		2,403		26.5668  USD
USD 0.01 common		Purchase		2,654		26.5159  USD
USD 0.01 common		Purchase		2,770		26.5044  USD
USD 0.01 common		Purchase		3,097		26.5817  USD
USD 0.01 common		Purchase		3,400		26.5200  USD
USD 0.01 common		Purchase		3,698		26.5660  USD
USD 0.01 common		Purchase		4,212		26.5484  USD
USD 0.01 common		Purchase		4,243		26.5913  USD
USD 0.01 common		Purchase		4,772		26.5523  USD
USD 0.01 common		Purchase		4,810		26.5749  USD
USD 0.01 common		Purchase		5,222		26.5781  USD
USD 0.01 common		Purchase		6,123		26.5652  USD
USD 0.01 common		Purchase		8,267		26.5986  USD
USD 0.01 common		Purchase		9,792		26.5614  USD
USD 0.01 common		Purchase		13,408		26.6530  USD
USD 0.01 common		Purchase		14,841		26.5587  USD
USD 0.01 common		Purchase		15,632		26.5677  USD
USD 0.01 common		Purchase		20,777		26.5513  USD
USD 0.01 common		Purchase		33,978		26.5411  USD
USD 0.01 common		Purchase		36,356		26.5795  USD
USD 0.01 common		Purchase		40,973		26.5784  USD
USD 0.01 common		Purchase		41,600		26.5814  USD
USD 0.01 common		Purchase		47,020		26.5395  USD
USD 0.01 common		Purchase		47,531		26.5203  USD
USD 0.01 common		Purchase		50,000		26.5120  USD
USD 0.01 common		Purchase		66,432		26.6000  USD
USD 0.01 common		Purchase		119,689		26.5363  USD
USD 0.01 common		Purchase		156,043		26.5998  USD
USD 0.01 common		Purchase		177,954		26.5839  USD
USD 0.01 common		Purchase		478,371		26.5599  USD
USD 0.01 common		Purchase		489,174		26.5600  USD
USD 0.01 common		Purchase		775,799		26.5643  USD
USD 0.01 common		Sale		16		26.1500  EUR
USD 0.01 common		Sale		20		26.1600  EUR
USD 0.01 common		Sale		20		26.6150  USD
USD 0.01 common		Sale		22		26.5600  USD
USD 0.01 common		Sale		80		26.6100  USD
USD 0.01 common		Sale		85		26.5300  USD
USD 0.01 common		Sale		174		26.5748  USD
USD 0.01 common		Sale		229		26.5913  USD
USD 0.01 common		Sale		270		26.6350  USD
USD 0.01 common		Sale		300		26.4666  USD
USD 0.01 common		Sale		344		26.5341  USD
USD 0.01 common		Sale		420		26.5645  USD
USD 0.01 common		Sale		431		26.5411  USD
USD 0.01 common		Sale		449		26.5257  USD
USD 0.01 common		Sale		450		26.5696  USD
USD 0.01 common		Sale		463		26.5658  USD
USD 0.01 common		Sale		555		26.5245  USD
USD 0.01 common		Sale		615		26.5519  USD
USD 0.01 common		Sale		700		26.5900  USD
USD 0.01 common		Sale		757		26.5446  USD
USD 0.01 common		Sale		780		26.5515  USD
USD 0.01 common		Sale		977		26.5544  USD
USD 0.01 common		Sale		1,031		26.5781  USD
USD 0.01 common		Sale		1,205		26.5400  USD
USD 0.01 common		Sale		1,308		26.5908  USD
USD 0.01 common		Sale		1,347		26.5903  USD
USD 0.01 common		Sale		1,397		26.5734  USD
USD 0.01 common		Sale		1,443		26.5799  USD
USD 0.01 common		Sale		1,493		26.6189  USD
USD 0.01 common		Sale		1,523		26.5344  USD
USD 0.01 common		Sale		1,633		26.5906  USD
USD 0.01 common		Sale		1,825		26.5642  USD
USD 0.01 common		Sale		2,000		26.5869  USD
USD 0.01 common		Sale		2,000		26.5670  USD
USD 0.01 common		Sale		2,164		26.5330  USD
USD 0.01 common		Sale		2,211		26.5878  USD
USD 0.01 common		Sale		2,300		26.6478  USD
USD 0.01 common		Sale		2,351		26.5623  USD
USD 0.01 common		Sale		2,354		26.5718  USD
USD 0.01 common		Sale		2,399		26.5249  USD
USD 0.01 common		Sale		2,423		26.5805  USD
USD 0.01 common		Sale		2,457		26.5860  USD
USD 0.01 common		Sale		2,612		26.5777  USD
USD 0.01 common		Sale		2,661		26.5930  USD
USD 0.01 common		Sale		2,732		26.5747  USD
USD 0.01 common		Sale		2,760		26.5081  USD
USD 0.01 common		Sale		2,811		26.6062  USD
USD 0.01 common		Sale		2,826		26.5652  USD
USD 0.01 common		Sale		2,874		26.5583  USD
USD 0.01 common		Sale		2,893		26.5220  USD
USD 0.01 common		Sale		3,053		26.5115  USD
USD 0.01 common		Sale		3,093		26.5819  USD
USD 0.01 common		Sale		3,211		26.5012  USD
USD 0.01 common		Sale		3,400		26.4698  USD
USD 0.01 common		Sale		3,400		26.5200  USD
USD 0.01 common		Sale		3,430		26.4974  USD
USD 0.01 common		Sale		3,521		26.5181  USD
USD 0.01 common		Sale		3,552		26.5212  USD
USD 0.01 common		Sale		3,629		26.5239  USD
USD 0.01 common		Sale		4,212		26.5484  USD
USD 0.01 common		Sale		4,288		26.6260  USD
USD 0.01 common		Sale		4,665		26.5041  USD
USD 0.01 common		Sale		5,179		26.5026  USD
USD 0.01 common		Sale		6,434		26.6537  USD
USD 0.01 common		Sale		6,440		26.5728  USD
USD 0.01 common		Sale		6,704		26.6530  USD
USD 0.01 common		Sale		7,940		26.5880  USD
USD 0.01 common		Sale		10,562		26.5653  USD
USD 0.01 common		Sale		10,703		26.5694  USD
USD 0.01 common		Sale		10,704		26.5156  USD
USD 0.01 common		Sale		14,385		26.5917  USD
USD 0.01 common		Sale		15,545		26.5374  USD
USD 0.01 common		Sale		34,594		26.5471  USD
USD 0.01 common		Sale		35,831		26.5617  USD
USD 0.01 common		Sale		41,922		26.5847  USD
USD 0.01 common		Sale		49,256		26.5419  USD
USD 0.01 common		Sale		55,100		26.5221  USD
USD 0.01 common		Sale		67,425		26.6000  USD
USD 0.01 common		Sale		71,131		26.5686  USD
USD 0.01 common		Sale		108,610		26.5907  USD
USD 0.01 common		Sale		489,704		26.5599  USD
USD 0.01 common		Sale		775,799		26.5643  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				05 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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