FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
15 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,275,067 |
0.22% |
1,351,677 |
0.24% |
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(2) |
Cash-settled derivatives: |
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1,687,322 |
0.30% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
2,962,389 |
0.52% |
5,108,799 |
0.89% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
5 |
23.5400 USD |
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USD 0.01 common |
Purchase |
50 |
23.6400 USD |
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USD 0.01 common |
Purchase |
98 |
23.6900 USD |
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USD 0.01 common |
Purchase |
100 |
23.4900 USD |
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USD 0.01 common |
Purchase |
100 |
23.6600 USD |
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USD 0.01 common |
Purchase |
105 |
23.7214 USD |
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USD 0.01 common |
Purchase |
140 |
23.5121 USD |
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USD 0.01 common |
Purchase |
140 |
23.5371 USD |
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USD 0.01 common |
Purchase |
150 |
23.5116 USD |
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USD 0.01 common |
Purchase |
169 |
23.5344 USD |
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USD 0.01 common |
Purchase |
200 |
23.5150 USD |
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USD 0.01 common |
Purchase |
200 |
23.5350 USD |
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USD 0.01 common |
Purchase |
200 |
23.6650 USD |
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USD 0.01 common |
Purchase |
216 |
23.5399 USD |
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USD 0.01 common |
Purchase |
262 |
23.5137 USD |
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USD 0.01 common |
Purchase |
300 |
23.6433 USD |
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USD 0.01 common |
Purchase |
300 |
23.5816 USD |
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USD 0.01 common |
Purchase |
379 |
23.5681 USD |
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USD 0.01 common |
Purchase |
404 |
23.4784 USD |
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USD 0.01 common |
Purchase |
500 |
23.5250 USD |
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USD 0.01 common |
Purchase |
500 |
23.5230 USD |
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USD 0.01 common |
Purchase |
501 |
23.5530 USD |
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USD 0.01 common |
Purchase |
504 |
23.6361 USD |
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USD 0.01 common |
Purchase |
510 |
23.5454 USD |
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USD 0.01 common |
Purchase |
536 |
23.5254 USD |
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USD 0.01 common |
Purchase |
546 |
23.5145 USD |
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USD 0.01 common |
Purchase |
606 |
23.4764 USD |
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USD 0.01 common |
Purchase |
700 |
23.5164 USD |
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USD 0.01 common |
Purchase |
857 |
23.5476 USD |
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USD 0.01 common |
Purchase |
875 |
23.5713 USD |
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USD 0.01 common |
Purchase |
990 |
23.5134 USD |
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USD 0.01 common |
Purchase |
1,190 |
23.5050 USD |
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USD 0.01 common |
Purchase |
1,277 |
23.5198 USD |
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USD 0.01 common |
Purchase |
1,361 |
23.5728 USD |
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USD 0.01 common |
Purchase |
1,911 |
23.5912 USD |
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USD 0.01 common |
Purchase |
2,314 |
23.5039 USD |
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USD 0.01 common |
Purchase |
2,348 |
23.7284 USD |
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USD 0.01 common |
Purchase |
2,604 |
23.6757 USD |
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USD 0.01 common |
Purchase |
3,636 |
23.5885 USD |
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USD 0.01 common |
Purchase |
4,457 |
23.5257 USD |
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USD 0.01 common |
Purchase |
4,742 |
23.5744 USD |
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USD 0.01 common |
Purchase |
5,704 |
23.5300 USD |
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USD 0.01 common |
Purchase |
7,485 |
23.5203 USD |
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USD 0.01 common |
Purchase |
9,186 |
23.5211 USD |
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USD 0.01 common |
Purchase |
11,158 |
23.5465 USD |
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USD 0.01 common |
Purchase |
24,331 |
23.5873 USD |
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USD 0.01 common |
Purchase |
24,339 |
23.5679 USD |
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USD 0.01 common |
Purchase |
26,048 |
23.5948 USD |
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USD 0.01 common |
Purchase |
33,815 |
23.5200 USD |
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USD 0.01 common |
Purchase |
35,223 |
23.5197 USD |
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USD 0.01 common |
Purchase |
63,920 |
23.5288 USD |
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USD 0.01 common |
Purchase |
133,758 |
23.5842 USD |
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USD 0.01 common |
Sale |
3 |
23.5033 USD |
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USD 0.01 common |
Sale |
6 |
23.6250 USD |
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USD 0.01 common |
Sale |
9 |
23.4955 USD |
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USD 0.01 common |
Sale |
12 |
23.5708 USD |
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USD 0.01 common |
Sale |
17 |
23.5635 USD |
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USD 0.01 common |
Sale |
21 |
23.5940 USD |
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USD 0.01 common |
Sale |
42 |
23.4966 USD |
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USD 0.01 common |
Sale |
44 |
23.6843 USD |
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USD 0.01 common |
Sale |
46 |
23.7200 USD |
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USD 0.01 common |
Sale |
50 |
23.5150 USD |
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USD 0.01 common |
Sale |
50 |
23.5388 USD |
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USD 0.01 common |
Sale |
55 |
23.5620 USD |
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USD 0.01 common |
Sale |
56 |
23.6103 USD |
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USD 0.01 common |
Sale |
58 |
23.4806 USD |
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USD 0.01 common |
Sale |
60 |
23.4839 USD |
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USD 0.01 common |
Sale |
62 |
23.5425 USD |
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USD 0.01 common |
Sale |
64 |
23.4900 USD |
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USD 0.01 common |
Sale |
77 |
23.5400 USD |
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USD 0.01 common |
Sale |
86 |
23.5641 USD |
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USD 0.01 common |
Sale |
114 |
23.5143 USD |
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USD 0.01 common |
Sale |
126 |
23.5055 USD |
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USD 0.01 common |
Sale |
134 |
23.5042 USD |
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USD 0.01 common |
Sale |
147 |
23.6900 USD |
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USD 0.01 common |
Sale |
150 |
23.5016 USD |
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USD 0.01 common |
Sale |
156 |
23.5100 USD |
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USD 0.01 common |
Sale |
166 |
23.5716 USD |
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USD 0.01 common |
Sale |
185 |
23.6128 USD |
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USD 0.01 common |
Sale |
200 |
23.4787 USD |
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USD 0.01 common |
Sale |
204 |
23.6600 USD |
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USD 0.01 common |
Sale |
210 |
23.5646 USD |
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USD 0.01 common |
Sale |
224 |
23.5931 USD |
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USD 0.01 common |
Sale |
224 |
23.5875 USD |
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USD 0.01 common |
Sale |
252 |
23.5722 USD |
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USD 0.01 common |
Sale |
266 |
23.5936 USD |
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USD 0.01 common |
Sale |
278 |
23.5050 USD |
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USD 0.01 common |
Sale |
350 |
23.5000 USD |
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USD 0.01 common |
Sale |
351 |
23.5944 USD |
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USD 0.01 common |
Sale |
378 |
23.5848 USD |
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USD 0.01 common |
Sale |
385 |
23.7256 USD |
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USD 0.01 common |
Sale |
392 |
23.5957 USD |
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USD 0.01 common |
Sale |
395 |
23.6016 USD |
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USD 0.01 common |
Sale |
400 |
23.5025 USD |
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USD 0.01 common |
Sale |
428 |
23.5820 USD |
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USD 0.01 common |
Sale |
867 |
23.5735 USD |
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USD 0.01 common |
Sale |
966 |
23.5203 USD |
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USD 0.01 common |
Sale |
1,011 |
23.6670 USD |
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USD 0.01 common |
Sale |
1,201 |
23.7300 USD |
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USD 0.01 common |
Sale |
1,610 |
23.5172 USD |
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USD 0.01 common |
Sale |
2,016 |
23.5899 USD |
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USD 0.01 common |
Sale |
2,127 |
23.6415 USD |
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USD 0.01 common |
Sale |
2,414 |
23.6348 USD |
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USD 0.01 common |
Sale |
2,700 |
23.6003 USD |
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USD 0.01 common |
Sale |
3,123 |
23.6267 USD |
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USD 0.01 common |
Sale |
4,151 |
23.6563 USD |
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USD 0.01 common |
Sale |
4,516 |
23.6681 USD |
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USD 0.01 common |
Sale |
6,108 |
23.6083 USD |
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USD 0.01 common |
Sale |
6,354 |
23.5206 USD |
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USD 0.01 common |
Sale |
7,447 |
23.5200 USD |
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USD 0.01 common |
Sale |
9,396 |
23.5300 USD |
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USD 0.01 common |
Sale |
10,681 |
23.6220 USD |
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USD 0.01 common |
Sale |
11,028 |
23.6092 USD |
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USD 0.01 common |
Sale |
11,668 |
23.5253 USD |
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USD 0.01 common |
Sale |
11,972 |
23.5189 USD |
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USD 0.01 common |
Sale |
15,218 |
23.5970 USD |
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USD 0.01 common |
Sale |
16,226 |
23.5679 USD |
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USD 0.01 common |
Sale |
30,506 |
23.5205 USD |
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USD 0.01 common |
Sale |
33,640 |
23.5199 USD |
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USD 0.01 common |
Sale |
35,888 |
23.5866 USD |
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USD 0.01 common |
Sale |
47,640 |
23.5684 USD |
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USD 0.01 common |
Sale |
54,579 |
23.5606 USD |
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USD 0.01 common |
Sale |
70,036 |
23.5365 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
18 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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