Form 8.3 - NortonLifeLock Inc.

RNS Number : 9659W

Barclays PLC

23 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				22 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,284,855	0.22%	1,439,388	0.25%
(2)	Cash-settled derivatives:
	and/or controlled:			1,727,373	0.30%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	17,100	0.00%
	TOTAL:			3,029,328	0.53%	5,213,610	0.91%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		2		23.4700  USD
USD 0.01 common		Purchase		6		23.3900  USD
USD 0.01 common		Purchase		67		23.3000  USD
USD 0.01 common		Purchase		100		23.2500  USD
USD 0.01 common		Purchase		100		23.3850  USD
USD 0.01 common		Purchase		101		23.3605  USD
USD 0.01 common		Purchase		200		23.3750  USD
USD 0.01 common		Purchase		200		23.3300  USD
USD 0.01 common		Purchase		200		23.3475  USD
USD 0.01 common		Purchase		200		23.3600  USD
USD 0.01 common		Purchase		300		23.3433  USD
USD 0.01 common		Purchase		300		23.3683  USD
USD 0.01 common		Purchase		400		23.3375  USD
USD 0.01 common		Purchase		400		23.2550  USD
USD 0.01 common		Purchase		400		23.2725  USD
USD 0.01 common		Purchase		400		23.4787  USD
USD 0.01 common		Purchase		410		23.2150  USD
USD 0.01 common		Purchase		562		23.4650  USD
USD 0.01 common		Purchase		600		23.3479  USD
USD 0.01 common		Purchase		741		23.2586  USD
USD 0.01 common		Purchase		783		23.3101  USD
USD 0.01 common		Purchase		785		23.3502  USD
USD 0.01 common		Purchase		800		23.4600  USD
USD 0.01 common		Purchase		973		23.3121  USD
USD 0.01 common		Purchase		1,000		23.3895  USD
USD 0.01 common		Purchase		1,103		23.4518  USD
USD 0.01 common		Purchase		1,264		23.2910  USD
USD 0.01 common		Purchase		1,456		23.4685  USD
USD 0.01 common		Purchase		1,500		23.3460  USD
USD 0.01 common		Purchase		1,566		23.4456  USD
USD 0.01 common		Purchase		1,626		23.4580  USD
USD 0.01 common		Purchase		1,804		23.4680  USD
USD 0.01 common		Purchase		1,815		23.3407  USD
USD 0.01 common		Purchase		1,900		23.3886  USD
USD 0.01 common		Purchase		1,939		23.4729  USD
USD 0.01 common		Purchase		2,600		23.4190  USD
USD 0.01 common		Purchase		2,978		23.3250  USD
USD 0.01 common		Purchase		3,168		23.4199  USD
USD 0.01 common		Purchase		3,300		23.1900  USD
USD 0.01 common		Purchase		4,167		23.3928  USD
USD 0.01 common		Purchase		4,297		23.4643  USD
USD 0.01 common		Purchase		5,000		23.3690  USD
USD 0.01 common		Purchase		5,384		23.3400  USD
USD 0.01 common		Purchase		5,496		23.4377  USD
USD 0.01 common		Purchase		6,236		23.2627  USD
USD 0.01 common		Purchase		7,288		23.2871  USD
USD 0.01 common		Purchase		7,330		23.3261  USD
USD 0.01 common		Purchase		7,370		23.2829  USD
USD 0.01 common		Purchase		16,828		23.3299  USD
USD 0.01 common		Purchase		21,542		23.3133  USD
USD 0.01 common		Purchase		31,600		23.2800  USD
USD 0.01 common		Purchase		36,555		23.2400  USD
USD 0.01 common		Purchase		37,421		23.2863  USD
USD 0.01 common		Purchase		38,840		23.3284  USD
USD 0.01 common		Purchase		48,644		23.3148  USD
USD 0.01 common		Purchase		61,187		23.2397  USD
USD 0.01 common		Purchase		75,757		23.3381  USD
USD 0.01 common		Purchase		84,136		23.4509  USD
USD 0.01 common		Purchase		96,180		23.3257  USD
USD 0.01 common		Purchase		104,146		23.3106  USD
USD 0.01 common		Purchase		106,532		23.4201  USD
USD 0.01 common		Purchase		404,209		23.3100  USD
USD 0.01 common		Purchase		407,194		23.3109  USD
USD 0.01 common		Sale		1		23.4700  USD
USD 0.01 common		Sale		17		23.2950  USD
USD 0.01 common		Sale		40		23.2300  USD
USD 0.01 common		Sale		41		23.2271  USD
USD 0.01 common		Sale		79		23.2124  USD
USD 0.01 common		Sale		79		23.2600  USD
USD 0.01 common		Sale		80		23.2150  USD
USD 0.01 common		Sale		100		23.3200  USD
USD 0.01 common		Sale		102		23.3192  USD
USD 0.01 common		Sale		126		23.2266  USD
USD 0.01 common		Sale		197		23.2164  USD
USD 0.01 common		Sale		200		23.3250  USD
USD 0.01 common		Sale		205		23.3350  USD
USD 0.01 common		Sale		234		23.2932  USD
USD 0.01 common		Sale		320		23.4822  USD
USD 0.01 common		Sale		569		23.4600  USD
USD 0.01 common		Sale		588		23.4814  USD
USD 0.01 common		Sale		598		23.3763  USD
USD 0.01 common		Sale		680		23.2676  USD
USD 0.01 common		Sale		729		23.2909  USD
USD 0.01 common		Sale		1,427		23.4130  USD
USD 0.01 common		Sale		1,441		23.4200  USD
USD 0.01 common		Sale		1,472		23.2980  USD
USD 0.01 common		Sale		1,800		23.3027  USD
USD 0.01 common		Sale		2,201		23.3920  USD
USD 0.01 common		Sale		2,472		23.3050  USD
USD 0.01 common		Sale		2,501		23.2880  USD
USD 0.01 common		Sale		2,762		23.2888  USD
USD 0.01 common		Sale		2,899		23.4049  USD
USD 0.01 common		Sale		3,091		23.2861  USD
USD 0.01 common		Sale		3,300		23.1900  USD
USD 0.01 common		Sale		3,388		23.3116  USD
USD 0.01 common		Sale		3,435		23.3845  USD
USD 0.01 common		Sale		4,167		23.3928  USD
USD 0.01 common		Sale		4,963		23.4118  USD
USD 0.01 common		Sale		5,821		23.3206  USD
USD 0.01 common		Sale		6,035		23.2851  USD
USD 0.01 common		Sale		6,591		23.3396  USD
USD 0.01 common		Sale		7,782		23.2488  USD
USD 0.01 common		Sale		8,869		23.3084  USD
USD 0.01 common		Sale		9,380		23.2891  USD
USD 0.01 common		Sale		10,000		23.3690  USD
USD 0.01 common		Sale		10,167		23.2931  USD
USD 0.01 common		Sale		10,596		23.2634  USD
USD 0.01 common		Sale		16,380		23.2684  USD
USD 0.01 common		Sale		17,306		23.2929  USD
USD 0.01 common		Sale		18,197		23.3388  USD
USD 0.01 common		Sale		18,226		23.3359  USD
USD 0.01 common		Sale		22,141		23.3558  USD
USD 0.01 common		Sale		29,730		23.3300  USD
USD 0.01 common		Sale		31,600		23.2800  USD
USD 0.01 common		Sale		37,482		23.2400  USD
USD 0.01 common		Sale		39,503		23.2524  USD
USD 0.01 common		Sale		43,027		23.3130  USD
USD 0.01 common		Sale		47,923		23.2747  USD
USD 0.01 common		Sale		60,623		23.2399  USD
USD 0.01 common		Sale		67,178		23.3336  USD
USD 0.01 common		Sale		91,053		23.4370  USD
USD 0.01 common		Sale		200,000		23.3962  USD
USD 0.01 common		Sale		802,055		23.3100  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
USD 0.01 common	Call Options	Purchasing	112,200	28.0000  USD	American	19 Aug 2022	0.0800  USD
USD 0.01 common	Call Options	Purchasing	20,700	27.0000  USD	American	19 Aug 2022	0.0500  USD
USD 0.01 common	Call Options	Selling	56,100	25.0000  USD	American	19 Aug 2022	0.0500  USD
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				23 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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