Form 8.3 - NortonLifeLock Inc.

RNS Number : 1019X

Barclays PLC

24 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				23 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,280,173	0.22%	1,451,276	0.25%
(2)	Cash-settled derivatives:
	and/or controlled:			1,727,373	0.30%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	17,100	0.00%
	TOTAL:			3,024,646	0.53%	5,225,498	0.91%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		40		23.3000  USD
USD 0.01 common		Purchase		102		23.2550  USD
USD 0.01 common		Purchase		295		23.3031  USD
USD 0.01 common		Purchase		346		23.3100  USD
USD 0.01 common		Purchase		357		23.3090  USD
USD 0.01 common		Purchase		401		23.2821  USD
USD 0.01 common		Purchase		403		23.2800  USD
USD 0.01 common		Purchase		464		23.2486  USD
USD 0.01 common		Purchase		506		23.2911  USD
USD 0.01 common		Purchase		600		23.3166  USD
USD 0.01 common		Purchase		600		23.2600  USD
USD 0.01 common		Purchase		667		23.2682  USD
USD 0.01 common		Purchase		683		23.2857  USD
USD 0.01 common		Purchase		771		23.2949  USD
USD 0.01 common		Purchase		926		23.2961  USD
USD 0.01 common		Purchase		955		23.2962  USD
USD 0.01 common		Purchase		1,236		23.2982  USD
USD 0.01 common		Purchase		1,352		23.2937  USD
USD 0.01 common		Purchase		2,679		23.3542  USD
USD 0.01 common		Purchase		3,000		23.2150  USD
USD 0.01 common		Purchase		3,440		23.2201  USD
USD 0.01 common		Purchase		4,353		23.2415  USD
USD 0.01 common		Purchase		6,021		23.2867  USD
USD 0.01 common		Purchase		7,112		23.2875  USD
USD 0.01 common		Purchase		8,658		23.2779  USD
USD 0.01 common		Purchase		10,630		23.2630  USD
USD 0.01 common		Purchase		12,500		23.2892  USD
USD 0.01 common		Purchase		13,070		23.2914  USD
USD 0.01 common		Purchase		31,902		23.2200  USD
USD 0.01 common		Purchase		66,133		23.3114  USD
USD 0.01 common		Purchase		66,366		23.2942  USD
USD 0.01 common		Sale		2		23.2300  USD
USD 0.01 common		Sale		3		23.2433  USD
USD 0.01 common		Sale		64		23.4900  USD
USD 0.01 common		Sale		90		23.2500  USD
USD 0.01 common		Sale		100		23.4950  USD
USD 0.01 common		Sale		100		23.3700  USD
USD 0.01 common		Sale		100		23.2650  USD
USD 0.01 common		Sale		100		23.2850  USD
USD 0.01 common		Sale		100		23.2150  USD
USD 0.01 common		Sale		102		23.2550  USD
USD 0.01 common		Sale		200		23.2900  USD
USD 0.01 common		Sale		200		23.2950  USD
USD 0.01 common		Sale		212		23.2000  USD
USD 0.01 common		Sale		263		23.2800  USD
USD 0.01 common		Sale		408		23.2843  USD
USD 0.01 common		Sale		420		23.2448  USD
USD 0.01 common		Sale		600		23.2600  USD
USD 0.01 common		Sale		600		23.2050  USD
USD 0.01 common		Sale		684		23.3030  USD
USD 0.01 common		Sale		838		23.3126  USD
USD 0.01 common		Sale		900		23.2883  USD
USD 0.01 common		Sale		1,200		23.2083  USD
USD 0.01 common		Sale		1,391		23.2748  USD
USD 0.01 common		Sale		1,426		23.2100  USD
USD 0.01 common		Sale		2,108		23.3343  USD
USD 0.01 common		Sale		2,307		23.3426  USD
USD 0.01 common		Sale		2,762		23.2071  USD
USD 0.01 common		Sale		3,939		23.2751  USD
USD 0.01 common		Sale		4,439		23.3464  USD
USD 0.01 common		Sale		4,920		23.3522  USD
USD 0.01 common		Sale		5,631		23.2777  USD
USD 0.01 common		Sale		7,349		23.3023  USD
USD 0.01 common		Sale		10,583		23.2896  USD
USD 0.01 common		Sale		11,408		23.2956  USD
USD 0.01 common		Sale		15,832		23.2717  USD
USD 0.01 common		Sale		23,625		23.2809  USD
USD 0.01 common		Sale		30,408		23.3367  USD
USD 0.01 common		Sale		33,107		23.2906  USD
USD 0.01 common		Sale		34,933		23.2200  USD
USD 0.01 common		Sale		44,844		23.2823  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				24 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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