FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
05 Aug 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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1,306,034 |
0.23% |
1,321,911 |
0.23% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,993,443 |
0.35% |
3,757,122 |
0.66% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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73,200 |
0.01% |
150,000 |
0.03% |
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TOTAL: |
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3,372,677 |
0.59% |
5,229,033 |
0.92% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
100 |
24.2200 USD |
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USD 0.01 common |
Purchase |
249 |
24.5997 USD |
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USD 0.01 common |
Purchase |
282 |
25.6791 EUR |
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USD 0.01 common |
Purchase |
300 |
24.6250 USD |
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USD 0.01 common |
Purchase |
430 |
26.0763 USD |
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USD 0.01 common |
Purchase |
500 |
24.1300 USD |
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USD 0.01 common |
Purchase |
547 |
25.8697 USD |
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USD 0.01 common |
Purchase |
604 |
24.2049 USD |
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USD 0.01 common |
Purchase |
650 |
24.2335 USD |
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USD 0.01 common |
Purchase |
664 |
25.2764 USD |
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USD 0.01 common |
Purchase |
700 |
24.1978 USD |
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USD 0.01 common |
Purchase |
719 |
25.9628 USD |
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USD 0.01 common |
Purchase |
798 |
24.2415 USD |
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USD 0.01 common |
Purchase |
799 |
24.2231 USD |
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USD 0.01 common |
Purchase |
804 |
24.6240 USD |
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USD 0.01 common |
Purchase |
840 |
26.1363 USD |
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USD 0.01 common |
Purchase |
848 |
24.2436 USD |
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USD 0.01 common |
Purchase |
854 |
25.9514 USD |
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USD 0.01 common |
Purchase |
952 |
26.2842 USD |
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USD 0.01 common |
Purchase |
1,008 |
25.5949 USD |
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USD 0.01 common |
Purchase |
1,010 |
24.1964 USD |
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USD 0.01 common |
Purchase |
1,016 |
25.9861 USD |
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USD 0.01 common |
Purchase |
1,093 |
24.7799 USD |
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USD 0.01 common |
Purchase |
1,136 |
25.9186 USD |
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USD 0.01 common |
Purchase |
1,193 |
24.5009 USD |
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USD 0.01 common |
Purchase |
1,200 |
25.4654 USD |
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USD 0.01 common |
Purchase |
1,528 |
26.0849 USD |
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USD 0.01 common |
Purchase |
1,559 |
25.4659 USD |
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USD 0.01 common |
Purchase |
2,004 |
25.8713 USD |
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USD 0.01 common |
Purchase |
2,484 |
25.5230 USD |
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USD 0.01 common |
Purchase |
2,783 |
24.2910 USD |
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USD 0.01 common |
Purchase |
2,801 |
24.2042 USD |
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USD 0.01 common |
Purchase |
3,083 |
24.2263 USD |
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USD 0.01 common |
Purchase |
3,300 |
24.2230 USD |
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USD 0.01 common |
Purchase |
3,592 |
24.2303 USD |
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USD 0.01 common |
Purchase |
4,156 |
24.3901 USD |
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USD 0.01 common |
Purchase |
4,368 |
24.2207 USD |
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USD 0.01 common |
Purchase |
5,230 |
24.5764 USD |
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USD 0.01 common |
Purchase |
5,600 |
24.7150 USD |
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USD 0.01 common |
Purchase |
6,634 |
24.2128 USD |
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USD 0.01 common |
Purchase |
10,153 |
24.2052 USD |
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USD 0.01 common |
Purchase |
15,331 |
24.6745 USD |
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USD 0.01 common |
Purchase |
17,202 |
24.3571 USD |
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USD 0.01 common |
Purchase |
17,554 |
24.7044 USD |
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USD 0.01 common |
Purchase |
18,880 |
24.4461 USD |
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USD 0.01 common |
Purchase |
26,074 |
24.9637 USD |
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USD 0.01 common |
Purchase |
30,159 |
24.2749 USD |
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USD 0.01 common |
Purchase |
30,732 |
24.2027 USD |
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USD 0.01 common |
Purchase |
31,504 |
24.1987 USD |
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USD 0.01 common |
Purchase |
34,799 |
24.2100 USD |
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USD 0.01 common |
Purchase |
47,069 |
24.3705 USD |
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USD 0.01 common |
Purchase |
77,821 |
24.2025 USD |
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USD 0.01 common |
Purchase |
99,282 |
24.5103 USD |
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USD 0.01 common |
Purchase |
108,849 |
24.4939 USD |
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USD 0.01 common |
Purchase |
200,000 |
26.2808 USD |
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USD 0.01 common |
Purchase |
203,097 |
24.3885 USD |
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USD 0.01 common |
Sale |
7 |
24.8785 USD |
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USD 0.01 common |
Sale |
10 |
25.3510 USD |
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USD 0.01 common |
Sale |
10 |
24.4950 USD |
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USD 0.01 common |
Sale |
11 |
24.6663 USD |
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USD 0.01 common |
Sale |
18 |
24.7944 USD |
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USD 0.01 common |
Sale |
45 |
24.1400 USD |
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USD 0.01 common |
Sale |
46 |
24.2385 USD |
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USD 0.01 common |
Sale |
53 |
24.2771 USD |
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USD 0.01 common |
Sale |
62 |
24.6054 USD |
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USD 0.01 common |
Sale |
90 |
24.2150 USD |
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USD 0.01 common |
Sale |
91 |
24.2210 USD |
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USD 0.01 common |
Sale |
92 |
24.2205 USD |
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USD 0.01 common |
Sale |
93 |
24.1770 USD |
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USD 0.01 common |
Sale |
100 |
25.3550 USD |
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USD 0.01 common |
Sale |
136 |
24.3401 USD |
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USD 0.01 common |
Sale |
152 |
25.2023 USD |
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USD 0.01 common |
Sale |
159 |
24.2757 USD |
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USD 0.01 common |
Sale |
169 |
24.3553 USD |
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USD 0.01 common |
Sale |
186 |
24.4253 USD |
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USD 0.01 common |
Sale |
200 |
25.7600 USD |
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USD 0.01 common |
Sale |
214 |
26.2800 USD |
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USD 0.01 common |
Sale |
249 |
24.5997 USD |
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USD 0.01 common |
Sale |
250 |
25.8920 USD |
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USD 0.01 common |
Sale |
258 |
24.3245 USD |
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USD 0.01 common |
Sale |
282 |
25.6791 EUR |
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USD 0.01 common |
Sale |
300 |
26.2866 USD |
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USD 0.01 common |
Sale |
300 |
25.2500 USD |
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USD 0.01 common |
Sale |
319 |
24.4569 USD |
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USD 0.01 common |
Sale |
374 |
24.2704 USD |
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USD 0.01 common |
Sale |
375 |
26.1960 USD |
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USD 0.01 common |
Sale |
381 |
25.6276 USD |
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USD 0.01 common |
Sale |
389 |
24.3051 USD |
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USD 0.01 common |
Sale |
400 |
25.7675 USD |
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USD 0.01 common |
Sale |
424 |
25.2386 USD |
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USD 0.01 common |
Sale |
500 |
24.1600 USD |
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USD 0.01 common |
Sale |
534 |
25.6215 USD |
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USD 0.01 common |
Sale |
575 |
25.2765 USD |
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USD 0.01 common |
Sale |
700 |
25.6714 USD |
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USD 0.01 common |
Sale |
785 |
25.5573 USD |
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USD 0.01 common |
Sale |
788 |
25.3300 USD |
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USD 0.01 common |
Sale |
868 |
24.1904 USD |
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USD 0.01 common |
Sale |
950 |
25.3531 USD |
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USD 0.01 common |
Sale |
991 |
24.2159 USD |
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USD 0.01 common |
Sale |
1,000 |
24.2995 USD |
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USD 0.01 common |
Sale |
1,005 |
25.4090 USD |
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USD 0.01 common |
Sale |
1,131 |
24.2206 USD |
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USD 0.01 common |
Sale |
1,288 |
25.4915 USD |
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USD 0.01 common |
Sale |
1,434 |
24.8752 USD |
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USD 0.01 common |
Sale |
1,600 |
26.2168 USD |
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USD 0.01 common |
Sale |
1,700 |
25.3470 USD |
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USD 0.01 common |
Sale |
1,753 |
25.3536 USD |
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USD 0.01 common |
Sale |
1,859 |
25.4547 USD |
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USD 0.01 common |
Sale |
2,316 |
24.6198 USD |
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USD 0.01 common |
Sale |
2,330 |
25.5119 USD |
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USD 0.01 common |
Sale |
2,395 |
24.2104 USD |
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USD 0.01 common |
Sale |
2,427 |
24.4812 USD |
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USD 0.01 common |
Sale |
2,593 |
24.6435 USD |
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USD 0.01 common |
Sale |
2,971 |
24.6175 USD |
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USD 0.01 common |
Sale |
3,111 |
24.5825 USD |
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USD 0.01 common |
Sale |
3,361 |
24.6946 USD |
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USD 0.01 common |
Sale |
3,421 |
25.4375 USD |
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USD 0.01 common |
Sale |
3,798 |
24.5756 USD |
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USD 0.01 common |
Sale |
3,872 |
26.0056 USD |
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USD 0.01 common |
Sale |
3,963 |
24.5525 USD |
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USD 0.01 common |
Sale |
4,563 |
25.4443 USD |
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USD 0.01 common |
Sale |
4,910 |
24.6074 USD |
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USD 0.01 common |
Sale |
5,128 |
25.4285 USD |
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USD 0.01 common |
Sale |
5,851 |
25.8016 USD |
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USD 0.01 common |
Sale |
5,864 |
24.9017 USD |
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USD 0.01 common |
Sale |
5,922 |
24.3894 USD |
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USD 0.01 common |
Sale |
5,967 |
24.3915 USD |
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USD 0.01 common |
Sale |
6,143 |
25.5713 USD |
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USD 0.01 common |
Sale |
9,139 |
24.4678 USD |
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USD 0.01 common |
Sale |
11,049 |
24.4511 USD |
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USD 0.01 common |
Sale |
11,811 |
24.8684 USD |
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USD 0.01 common |
Sale |
14,756 |
25.0118 USD |
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USD 0.01 common |
Sale |
23,043 |
25.0583 USD |
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USD 0.01 common |
Sale |
24,575 |
25.4633 USD |
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USD 0.01 common |
Sale |
31,468 |
24.2134 USD |
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USD 0.01 common |
Sale |
31,566 |
25.4385 USD |
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USD 0.01 common |
Sale |
32,727 |
24.2873 USD |
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USD 0.01 common |
Sale |
35,985 |
24.2100 USD |
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USD 0.01 common |
Sale |
48,506 |
24.3083 USD |
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USD 0.01 common |
Sale |
52,645 |
24.6652 USD |
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USD 0.01 common |
Sale |
54,770 |
24.5966 USD |
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USD 0.01 common |
Sale |
97,478 |
24.3137 USD |
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USD 0.01 common |
Sale |
100,000 |
26.2808 USD |
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USD 0.01 common |
Sale |
172,135 |
24.4938 USD |
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USD 0.01 common |
Sale |
177,100 |
24.2046 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
08 Aug 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
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of |
description |
purchasing, |
of |
price |
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date |
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relevant |
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selling, |
securities |
per unit |
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security |
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varying etc |
to which |
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option |
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relates |
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USD 0.01 common |
Call Options |
Purchased |
56,100 |
25.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-112,200 |
28.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-20,700 |
27.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-17,100 |
27.0000 |
American |
16 Sep 2022 |
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USD 0.01 common |
Put Options |
Written |
17,100 |
25.0000 |
American |
16 Sep 2022 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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