Form 8.3 - NortonLifeLock Inc.

RNS Number : 5897V

Barclays PLC

10 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				09 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,290,361	0.23%	1,344,909	0.24%
(2)	Cash-settled derivatives:
	and/or controlled:			1,534,373	0.27%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			73,200	0.01%	150,000	0.03%
	TOTAL:			2,897,934	0.51%	5,252,031	0.92%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		2		24.1200  USD
USD 0.01 common		Purchase		76		24.2850  USD
USD 0.01 common		Purchase		96		23.4700  EUR
USD 0.01 common		Purchase		99		23.3350  EUR
USD 0.01 common		Purchase		99		24.3700  USD
USD 0.01 common		Purchase		100		24.1100  USD
USD 0.01 common		Purchase		100		24.4450  USD
USD 0.01 common		Purchase		100		24.4150  USD
USD 0.01 common		Purchase		100		24.2550  USD
USD 0.01 common		Purchase		100		24.2350  USD
USD 0.01 common		Purchase		120		24.3620  USD
USD 0.01 common		Purchase		134		24.2285  USD
USD 0.01 common		Purchase		245		24.3476  USD
USD 0.01 common		Purchase		300		24.2750  USD
USD 0.01 common		Purchase		300		24.2500  USD
USD 0.01 common		Purchase		300		24.1900  USD
USD 0.01 common		Purchase		300		24.1666  USD
USD 0.01 common		Purchase		300		24.4050  USD
USD 0.01 common		Purchase		300		24.4283  USD
USD 0.01 common		Purchase		390		24.4350  USD
USD 0.01 common		Purchase		400		24.4500  USD
USD 0.01 common		Purchase		403		24.3778  USD
USD 0.01 common		Purchase		415		24.3937  USD
USD 0.01 common		Purchase		473		24.4289  USD
USD 0.01 common		Purchase		500		24.2320  USD
USD 0.01 common		Purchase		545		24.4327  USD
USD 0.01 common		Purchase		599		24.3397  USD
USD 0.01 common		Purchase		736		24.3233  USD
USD 0.01 common		Purchase		743		24.4300  USD
USD 0.01 common		Purchase		786		24.2237  USD
USD 0.01 common		Purchase		1,401		24.1821  USD
USD 0.01 common		Purchase		1,733		24.3498  USD
USD 0.01 common		Purchase		2,500		24.3800  USD
USD 0.01 common		Purchase		2,502		24.2970  USD
USD 0.01 common		Purchase		3,933		24.3210  USD
USD 0.01 common		Purchase		6,220		24.2882  USD
USD 0.01 common		Purchase		7,045		24.3193  USD
USD 0.01 common		Purchase		7,311		24.3823  USD
USD 0.01 common		Purchase		8,313		24.3050  USD
USD 0.01 common		Purchase		10,914		24.2224  USD
USD 0.01 common		Purchase		12,600		24.4054  USD
USD 0.01 common		Purchase		14,798		24.3438  USD
USD 0.01 common		Purchase		17,441		24.3298  USD
USD 0.01 common		Purchase		22,368		24.3959  USD
USD 0.01 common		Purchase		41,305		24.3658  USD
USD 0.01 common		Purchase		63,681		24.2801  USD
USD 0.01 common		Purchase		72,700		24.4000  USD
USD 0.01 common		Purchase		110,410		24.3649  USD
USD 0.01 common		Sale		1		24.4700  USD
USD 0.01 common		Sale		2		24.4450  USD
USD 0.01 common		Sale		4		24.3375  USD
USD 0.01 common		Sale		7		24.3050  USD
USD 0.01 common		Sale		14		24.3925  USD
USD 0.01 common		Sale		57		24.1000  USD
USD 0.01 common		Sale		70		24.3058  USD
USD 0.01 common		Sale		96		23.4700  EUR
USD 0.01 common		Sale		99		23.3350  EUR
USD 0.01 common		Sale		99		24.0860  USD
USD 0.01 common		Sale		100		24.0950  USD
USD 0.01 common		Sale		100		24.3901  USD
USD 0.01 common		Sale		101		24.3952  USD
USD 0.01 common		Sale		103		24.0867  USD
USD 0.01 common		Sale		105		24.1253  USD
USD 0.01 common		Sale		200		24.1100  USD
USD 0.01 common		Sale		201		24.0842  USD
USD 0.01 common		Sale		236		24.1500  USD
USD 0.01 common		Sale		300		24.2200  USD
USD 0.01 common		Sale		325		24.1900  USD
USD 0.01 common		Sale		390		24.4350  USD
USD 0.01 common		Sale		400		24.3912  USD
USD 0.01 common		Sale		402		24.4249  USD
USD 0.01 common		Sale		500		24.3910  USD
USD 0.01 common		Sale		500		24.3950  USD
USD 0.01 common		Sale		515		24.3367  USD
USD 0.01 common		Sale		525		24.4200  USD
USD 0.01 common		Sale		718		24.3337  USD
USD 0.01 common		Sale		748		24.4300  USD
USD 0.01 common		Sale		804		24.3257  USD
USD 0.01 common		Sale		1,000		24.4435  USD
USD 0.01 common		Sale		1,065		24.3833  USD
USD 0.01 common		Sale		1,314		24.2545  USD
USD 0.01 common		Sale		1,638		24.4244  USD
USD 0.01 common		Sale		1,644		24.3903  USD
USD 0.01 common		Sale		1,831		24.3880  USD
USD 0.01 common		Sale		1,837		24.3908  USD
USD 0.01 common		Sale		2,257		24.3653  USD
USD 0.01 common		Sale		2,501		24.3800  USD
USD 0.01 common		Sale		3,584		24.3764  USD
USD 0.01 common		Sale		4,106		24.3512  USD
USD 0.01 common		Sale		4,198		24.2269  USD
USD 0.01 common		Sale		6,821		24.2918  USD
USD 0.01 common		Sale		7,418		24.3911  USD
USD 0.01 common		Sale		8,438		24.3424  USD
USD 0.01 common		Sale		10,859		24.3659  USD
USD 0.01 common		Sale		11,196		24.3584  USD
USD 0.01 common		Sale		11,769		24.4153  USD
USD 0.01 common		Sale		12,500		24.2227  USD
USD 0.01 common		Sale		13,031		24.3326  USD
USD 0.01 common		Sale		26,862		24.3211  USD
USD 0.01 common		Sale		30,246		24.3865  USD
USD 0.01 common		Sale		32,529		24.3620  USD
USD 0.01 common		Sale		34,928		24.3900  USD
USD 0.01 common		Sale		36,300		24.4000  USD
USD 0.01 common		Sale		62,339		24.2739  USD
USD 0.01 common		Sale		77,142		24.3703  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				10 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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