FORM 8.3 |
|
|
|
|
|
|
|
|
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
MORE |
|||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
|
|
Barclays PLC. |
|||
|
|
|
|
|
|||
(b) |
Owner or controller of interest and short |
|
|||||
|
positions disclosed, if different from 1(a): |
||||||
(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
|||||
|
relevant securities this form relates: |
|
|||||
(d) |
If an exempt fund manager connected with an |
|
|||||
|
offeror/offeree, state this and specify identity of |
||||||
|
offeror/offeree: |
|
|
||||
(e) |
Date position held/dealing undertaken: |
21 June 2022 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
disclosures in respect of any other party to the offer? |
AVAST PLC |
|
|
|||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
||||
Class of relevant security: |
USD 0.01 common |
|
|
||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
1,339,306 |
0.23% |
952,653 |
0.17% |
||
|
|
|
|
|
|
|
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
1,141,295 |
0.20% |
2,524,152 |
0.44% |
|
|
|
|
|
|
|
|
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||
|
TOTAL: |
|
2,480,601 |
0.43% |
3,476,805 |
0.61% |
|
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
||||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
||||||
which subscription right exists |
|
||||||
Details, including nature of the rights |
|
||||||
concerned and relevant percentages: |
|||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
|
Number of |
|
Price per unit |
|
|
security |
|
|
|
securities |
|
|
|
USD 0.01 common |
Purchase |
100 |
22.2950 USD |
||||
USD 0.01 common |
Purchase |
158 |
22.2968 USD |
||||
USD 0.01 common |
Purchase |
200 |
22.2250 USD |
||||
USD 0.01 common |
Purchase |
217 |
22.2908 USD |
||||
USD 0.01 common |
Purchase |
300 |
22.0500 USD |
||||
USD 0.01 common |
Purchase |
300 |
22.2550 USD |
||||
USD 0.01 common |
Purchase |
300 |
22.2516 USD |
||||
USD 0.01 common |
Purchase |
300 |
22.2350 USD |
||||
USD 0.01 common |
Purchase |
400 |
22.2625 USD |
||||
USD 0.01 common |
Purchase |
676 |
21.8300 USD |
||||
USD 0.01 common |
Purchase |
731 |
22.1413 USD |
||||
USD 0.01 common |
Purchase |
800 |
22.2450 USD |
||||
USD 0.01 common |
Purchase |
1,002 |
22.2369 USD |
||||
USD 0.01 common |
Purchase |
1,258 |
22.2524 USD |
||||
USD 0.01 common |
Purchase |
1,362 |
22.0973 USD |
||||
USD 0.01 common |
Purchase |
1,404 |
22.2457 USD |
||||
USD 0.01 common |
Purchase |
1,423 |
22.2471 USD |
||||
USD 0.01 common |
Purchase |
1,617 |
22.0996 USD |
||||
USD 0.01 common |
Purchase |
1,800 |
22.2300 USD |
||||
USD 0.01 common |
Purchase |
1,900 |
22.2484 USD |
||||
USD 0.01 common |
Purchase |
1,995 |
22.2400 USD |
||||
USD 0.01 common |
Purchase |
2,200 |
22.2429 USD |
||||
USD 0.01 common |
Purchase |
2,800 |
22.2405 USD |
||||
USD 0.01 common |
Purchase |
3,241 |
22.2356 USD |
||||
USD 0.01 common |
Purchase |
3,756 |
22.2430 USD |
||||
USD 0.01 common |
Purchase |
3,827 |
22.1781 USD |
||||
USD 0.01 common |
Purchase |
4,144 |
22.1913 USD |
||||
USD 0.01 common |
Purchase |
4,181 |
22.1929 USD |
||||
USD 0.01 common |
Purchase |
4,470 |
22.1831 USD |
||||
USD 0.01 common |
Purchase |
4,521 |
22.1794 USD |
||||
USD 0.01 common |
Purchase |
4,568 |
22.2255 USD |
||||
USD 0.01 common |
Purchase |
4,874 |
22.1682 USD |
||||
USD 0.01 common |
Purchase |
4,893 |
22.2072 USD |
||||
USD 0.01 common |
Purchase |
5,200 |
22.2813 USD |
||||
USD 0.01 common |
Purchase |
5,285 |
22.1950 USD |
||||
USD 0.01 common |
Purchase |
5,293 |
22.2500 USD |
||||
USD 0.01 common |
Purchase |
5,475 |
22.2034 USD |
||||
USD 0.01 common |
Purchase |
5,814 |
22.1652 USD |
||||
USD 0.01 common |
Purchase |
5,879 |
22.2257 USD |
||||
USD 0.01 common |
Purchase |
5,930 |
22.2684 USD |
||||
USD 0.01 common |
Purchase |
6,226 |
22.2109 USD |
||||
USD 0.01 common |
Purchase |
6,242 |
22.1208 USD |
||||
USD 0.01 common |
Purchase |
6,769 |
22.1795 USD |
||||
USD 0.01 common |
Purchase |
7,043 |
22.1906 USD |
||||
USD 0.01 common |
Purchase |
7,442 |
22.0966 USD |
||||
USD 0.01 common |
Purchase |
7,811 |
22.0948 USD |
||||
USD 0.01 common |
Purchase |
7,820 |
22.2115 USD |
||||
USD 0.01 common |
Purchase |
7,875 |
22.2081 USD |
||||
USD 0.01 common |
Purchase |
8,468 |
22.2131 USD |
||||
USD 0.01 common |
Purchase |
9,163 |
22.2026 USD |
||||
USD 0.01 common |
Purchase |
9,198 |
22.1868 USD |
||||
USD 0.01 common |
Purchase |
10,082 |
22.2125 USD |
||||
USD 0.01 common |
Purchase |
10,432 |
22.1787 USD |
||||
USD 0.01 common |
Purchase |
14,498 |
22.1106 USD |
||||
USD 0.01 common |
Purchase |
18,490 |
22.2613 USD |
||||
USD 0.01 common |
Purchase |
23,792 |
22.1976 USD |
||||
USD 0.01 common |
Purchase |
30,101 |
22.2202 USD |
||||
USD 0.01 common |
Purchase |
40,815 |
22.0935 USD |
||||
USD 0.01 common |
Purchase |
44,818 |
22.1792 USD |
||||
USD 0.01 common |
Purchase |
47,469 |
22.1767 USD |
||||
USD 0.01 common |
Purchase |
48,102 |
22.3072 USD |
||||
USD 0.01 common |
Purchase |
60,444 |
22.2169 USD |
||||
USD 0.01 common |
Purchase |
68,042 |
22.1874 USD |
||||
USD 0.01 common |
Purchase |
76,448 |
22.2599 USD |
||||
USD 0.01 common |
Purchase |
123,867 |
22.0800 USD |
||||
USD 0.01 common |
Purchase |
155,572 |
22.1178 USD |
||||
USD 0.01 common |
Purchase |
415,549 |
22.1481 USD |
||||
USD 0.01 common |
Purchase |
846,000 |
22.2269 USD |
||||
USD 0.01 common |
Sale |
7 |
22.2400 USD |
||||
USD 0.01 common |
Sale |
14 |
22.2350 USD |
||||
USD 0.01 common |
Sale |
28 |
22.2100 USD |
||||
USD 0.01 common |
Sale |
54 |
22.2950 USD |
||||
USD 0.01 common |
Sale |
56 |
22.2200 USD |
||||
USD 0.01 common |
Sale |
60 |
22.0725 USD |
||||
USD 0.01 common |
Sale |
114 |
22.3007 USD |
||||
USD 0.01 common |
Sale |
121 |
22.1757 USD |
||||
USD 0.01 common |
Sale |
156 |
22.1274 USD |
||||
USD 0.01 common |
Sale |
199 |
22.1349 USD |
||||
USD 0.01 common |
Sale |
200 |
22.1200 USD |
||||
USD 0.01 common |
Sale |
200 |
22.1700 USD |
||||
USD 0.01 common |
Sale |
200 |
22.2375 USD |
||||
USD 0.01 common |
Sale |
200 |
22.2850 USD |
||||
USD 0.01 common |
Sale |
217 |
22.2908 USD |
||||
USD 0.01 common |
Sale |
229 |
22.0000 USD |
||||
USD 0.01 common |
Sale |
271 |
22.0887 USD |
||||
USD 0.01 common |
Sale |
273 |
22.2712 USD |
||||
USD 0.01 common |
Sale |
300 |
22.1650 USD |
||||
USD 0.01 common |
Sale |
405 |
22.0907 USD |
||||
USD 0.01 common |
Sale |
455 |
22.1015 USD |
||||
USD 0.01 common |
Sale |
500 |
22.3904 USD |
||||
USD 0.01 common |
Sale |
523 |
22.0843 USD |
||||
USD 0.01 common |
Sale |
544 |
22.0509 USD |
||||
USD 0.01 common |
Sale |
666 |
22.0950 USD |
||||
USD 0.01 common |
Sale |
694 |
21.8300 USD |
||||
USD 0.01 common |
Sale |
698 |
22.3297 USD |
||||
USD 0.01 common |
Sale |
711 |
22.1219 USD |
||||
USD 0.01 common |
Sale |
785 |
22.2000 USD |
||||
USD 0.01 common |
Sale |
889 |
22.2170 USD |
||||
USD 0.01 common |
Sale |
910 |
22.3517 USD |
||||
USD 0.01 common |
Sale |
1,059 |
22.0826 USD |
||||
USD 0.01 common |
Sale |
1,059 |
22.3568 USD |
||||
USD 0.01 common |
Sale |
1,197 |
22.1282 USD |
||||
USD 0.01 common |
Sale |
1,212 |
22.2266 USD |
||||
USD 0.01 common |
Sale |
1,294 |
22.2122 USD |
||||
USD 0.01 common |
Sale |
1,321 |
22.2612 USD |
||||
USD 0.01 common |
Sale |
1,381 |
22.2145 USD |
||||
USD 0.01 common |
Sale |
1,500 |
22.2300 USD |
||||
USD 0.01 common |
Sale |
1,528 |
22.2188 USD |
||||
USD 0.01 common |
Sale |
1,594 |
22.3319 USD |
||||
USD 0.01 common |
Sale |
1,600 |
22.2262 USD |
||||
USD 0.01 common |
Sale |
1,629 |
22.0518 USD |
||||
USD 0.01 common |
Sale |
1,733 |
22.1403 USD |
||||
USD 0.01 common |
Sale |
1,832 |
22.0928 USD |
||||
USD 0.01 common |
Sale |
2,087 |
22.2271 USD |
||||
USD 0.01 common |
Sale |
2,251 |
22.2954 USD |
||||
USD 0.01 common |
Sale |
2,256 |
22.2240 USD |
||||
USD 0.01 common |
Sale |
2,315 |
22.0596 USD |
||||
USD 0.01 common |
Sale |
2,702 |
22.2155 USD |
||||
USD 0.01 common |
Sale |
2,904 |
22.2070 USD |
||||
USD 0.01 common |
Sale |
2,970 |
22.3207 USD |
||||
USD 0.01 common |
Sale |
3,956 |
22.1359 USD |
||||
USD 0.01 common |
Sale |
4,174 |
22.0503 USD |
||||
USD 0.01 common |
Sale |
5,345 |
22.1177 USD |
||||
USD 0.01 common |
Sale |
5,564 |
22.0502 USD |
||||
USD 0.01 common |
Sale |
5,693 |
22.0829 USD |
||||
USD 0.01 common |
Sale |
5,957 |
22.2834 USD |
||||
USD 0.01 common |
Sale |
5,963 |
22.1164 USD |
||||
USD 0.01 common |
Sale |
6,223 |
22.1216 USD |
||||
USD 0.01 common |
Sale |
6,386 |
22.1080 USD |
||||
USD 0.01 common |
Sale |
8,788 |
22.1107 USD |
||||
USD 0.01 common |
Sale |
9,000 |
22.2202 USD |
||||
USD 0.01 common |
Sale |
9,020 |
22.3305 USD |
||||
USD 0.01 common |
Sale |
9,139 |
22.0500 USD |
||||
USD 0.01 common |
Sale |
9,185 |
22.1800 USD |
||||
USD 0.01 common |
Sale |
11,105 |
22.1596 USD |
||||
USD 0.01 common |
Sale |
11,678 |
22.2147 USD |
||||
USD 0.01 common |
Sale |
12,597 |
22.0522 USD |
||||
USD 0.01 common |
Sale |
13,992 |
22.1154 USD |
||||
USD 0.01 common |
Sale |
16,032 |
22.1917 USD |
||||
USD 0.01 common |
Sale |
20,842 |
22.3134 USD |
||||
USD 0.01 common |
Sale |
22,143 |
22.2091 USD |
||||
USD 0.01 common |
Sale |
23,568 |
22.3109 USD |
||||
USD 0.01 common |
Sale |
35,472 |
22.2092 USD |
||||
USD 0.01 common |
Sale |
35,797 |
22.3084 USD |
||||
USD 0.01 common |
Sale |
36,980 |
22.2613 USD |
||||
USD 0.01 common |
Sale |
39,125 |
22.2600 USD |
||||
USD 0.01 common |
Sale |
44,585 |
22.3093 USD |
||||
USD 0.01 common |
Sale |
56,000 |
22.2551 USD |
||||
USD 0.01 common |
Sale |
63,257 |
22.0800 USD |
||||
USD 0.01 common |
Sale |
67,459 |
22.2826 USD |
||||
USD 0.01 common |
Sale |
80,251 |
22.3236 USD |
||||
USD 0.01 common |
Sale |
87,687 |
22.2656 USD |
||||
USD 0.01 common |
Sale |
113,027 |
22.1185 USD |
||||
USD 0.01 common |
Sale |
114,911 |
22.3058 USD |
||||
USD 0.01 common |
Sale |
122,582 |
22.1950 USD |
||||
USD 0.01 common |
Sale |
144,884 |
22.0918 USD |
||||
USD 0.01 common |
Sale |
182,470 |
22.1904 USD |
||||
USD 0.01 common |
Sale |
218,491 |
22.1123 USD |
||||
USD 0.01 common |
Sale |
415,943 |
22.1482 USD |
||||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|
|
|
||
Class of relevant |
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
|
security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
securities |
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|
||||
(i) |
Writing, selling, purchasing or varying |
|
|
|
|||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|
||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|
|
|||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
|
|
||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
22 Jun 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|
|