FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
23 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,319,921 |
0.23% |
850,409 |
0.15% |
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(2) |
Cash-settled derivatives: |
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1,141,309 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,461,230 |
0.43% |
3,374,561 |
0.59% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
21.8600 USD |
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USD 0.01 common |
Purchase |
1 |
22.0850 USD |
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USD 0.01 common |
Purchase |
1 |
21.9900 USD |
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USD 0.01 common |
Purchase |
2 |
22.1200 USD |
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USD 0.01 common |
Purchase |
2 |
22.0975 USD |
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USD 0.01 common |
Purchase |
3 |
21.9766 USD |
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USD 0.01 common |
Purchase |
4 |
21.9000 USD |
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USD 0.01 common |
Purchase |
4 |
21.9312 USD |
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USD 0.01 common |
Purchase |
5 |
21.9240 USD |
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USD 0.01 common |
Purchase |
8 |
22.0712 USD |
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USD 0.01 common |
Purchase |
10 |
22.0405 USD |
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USD 0.01 common |
Purchase |
11 |
21.9313 USD |
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USD 0.01 common |
Purchase |
12 |
22.0066 USD |
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USD 0.01 common |
Purchase |
13 |
21.9946 USD |
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USD 0.01 common |
Purchase |
18 |
22.0197 USD |
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USD 0.01 common |
Purchase |
19 |
22.0084 USD |
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USD 0.01 common |
Purchase |
19 |
22.0736 USD |
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USD 0.01 common |
Purchase |
21 |
22.0121 USD |
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USD 0.01 common |
Purchase |
48 |
22.0858 USD |
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USD 0.01 common |
Purchase |
71 |
22.0013 USD |
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USD 0.01 common |
Purchase |
79 |
21.9050 USD |
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USD 0.01 common |
Purchase |
102 |
22.0900 USD |
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USD 0.01 common |
Purchase |
106 |
21.9950 USD |
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USD 0.01 common |
Purchase |
200 |
22.0400 USD |
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USD 0.01 common |
Purchase |
280 |
22.0050 USD |
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USD 0.01 common |
Purchase |
400 |
21.9850 USD |
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USD 0.01 common |
Purchase |
600 |
21.9666 USD |
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USD 0.01 common |
Purchase |
700 |
21.9992 USD |
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USD 0.01 common |
Purchase |
803 |
21.9975 USD |
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USD 0.01 common |
Purchase |
958 |
21.9994 USD |
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USD 0.01 common |
Purchase |
1,014 |
22.1857 USD |
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USD 0.01 common |
Purchase |
1,061 |
21.9978 USD |
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USD 0.01 common |
Purchase |
1,126 |
22.0009 USD |
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USD 0.01 common |
Purchase |
1,900 |
21.8978 USD |
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USD 0.01 common |
Purchase |
1,997 |
22.3400 USD |
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USD 0.01 common |
Purchase |
2,020 |
22.0907 USD |
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USD 0.01 common |
Purchase |
2,100 |
21.9376 USD |
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USD 0.01 common |
Purchase |
2,192 |
21.8989 USD |
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USD 0.01 common |
Purchase |
2,301 |
21.9006 USD |
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USD 0.01 common |
Purchase |
2,506 |
21.9375 USD |
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USD 0.01 common |
Purchase |
2,778 |
22.0207 USD |
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USD 0.01 common |
Purchase |
3,500 |
21.9999 USD |
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USD 0.01 common |
Purchase |
3,509 |
21.9420 USD |
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USD 0.01 common |
Purchase |
4,499 |
22.0081 USD |
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USD 0.01 common |
Purchase |
5,221 |
21.9696 USD |
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USD 0.01 common |
Purchase |
5,938 |
21.9628 USD |
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USD 0.01 common |
Purchase |
7,377 |
21.9942 USD |
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USD 0.01 common |
Purchase |
8,314 |
22.0282 USD |
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USD 0.01 common |
Purchase |
8,735 |
21.9979 USD |
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USD 0.01 common |
Purchase |
9,459 |
21.9706 USD |
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USD 0.01 common |
Purchase |
15,134 |
22.0115 USD |
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USD 0.01 common |
Purchase |
25,248 |
22.0002 USD |
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USD 0.01 common |
Purchase |
26,989 |
22.0203 USD |
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USD 0.01 common |
Purchase |
52,402 |
22.0000 USD |
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USD 0.01 common |
Purchase |
56,304 |
22.0710 USD |
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USD 0.01 common |
Purchase |
92,010 |
22.0800 USD |
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USD 0.01 common |
Purchase |
209,528 |
21.9921 USD |
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USD 0.01 common |
Purchase |
234,284 |
21.9995 USD |
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USD 0.01 common |
Purchase |
350,000 |
22.0290 USD |
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USD 0.01 common |
Sale |
25 |
22.0700 USD |
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USD 0.01 common |
Sale |
43 |
22.0500 USD |
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USD 0.01 common |
Sale |
50 |
22.0750 USD |
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USD 0.01 common |
Sale |
50 |
22.0850 USD |
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USD 0.01 common |
Sale |
52 |
22.1000 USD |
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USD 0.01 common |
Sale |
54 |
22.0566 USD |
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USD 0.01 common |
Sale |
54 |
22.0787 USD |
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USD 0.01 common |
Sale |
75 |
22.0816 USD |
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USD 0.01 common |
Sale |
75 |
22.0833 USD |
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USD 0.01 common |
Sale |
79 |
21.9050 USD |
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USD 0.01 common |
Sale |
94 |
22.0917 USD |
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USD 0.01 common |
Sale |
100 |
21.9000 USD |
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USD 0.01 common |
Sale |
100 |
22.0450 USD |
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USD 0.01 common |
Sale |
106 |
22.0804 USD |
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USD 0.01 common |
Sale |
169 |
21.9915 USD |
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USD 0.01 common |
Sale |
176 |
22.0820 USD |
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USD 0.01 common |
Sale |
200 |
21.9500 USD |
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USD 0.01 common |
Sale |
200 |
22.0550 USD |
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USD 0.01 common |
Sale |
200 |
22.0400 USD |
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USD 0.01 common |
Sale |
202 |
21.9701 USD |
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USD 0.01 common |
Sale |
249 |
22.1060 USD |
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USD 0.01 common |
Sale |
255 |
22.0793 USD |
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USD 0.01 common |
Sale |
300 |
22.1100 USD |
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USD 0.01 common |
Sale |
300 |
22.0933 USD |
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USD 0.01 common |
Sale |
314 |
22.1667 USD |
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USD 0.01 common |
Sale |
315 |
22.0268 USD |
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USD 0.01 common |
Sale |
326 |
22.0900 USD |
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USD 0.01 common |
Sale |
346 |
22.0901 USD |
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USD 0.01 common |
Sale |
356 |
22.0050 USD |
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USD 0.01 common |
Sale |
400 |
22.1150 USD |
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USD 0.01 common |
Sale |
710 |
22.0823 USD |
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USD 0.01 common |
Sale |
714 |
22.2007 USD |
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USD 0.01 common |
Sale |
858 |
22.1515 USD |
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USD 0.01 common |
Sale |
1,126 |
22.0010 USD |
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USD 0.01 common |
Sale |
1,126 |
22.0009 USD |
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USD 0.01 common |
Sale |
1,200 |
21.9997 USD |
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USD 0.01 common |
Sale |
2,150 |
22.0429 USD |
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USD 0.01 common |
Sale |
2,292 |
22.0453 USD |
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USD 0.01 common |
Sale |
2,300 |
22.0000 USD |
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USD 0.01 common |
Sale |
2,325 |
22.0398 USD |
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USD 0.01 common |
Sale |
2,352 |
22.0448 USD |
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USD 0.01 common |
Sale |
3,411 |
22.1898 USD |
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USD 0.01 common |
Sale |
3,413 |
22.2001 USD |
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USD 0.01 common |
Sale |
4,103 |
22.0425 USD |
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USD 0.01 common |
Sale |
4,565 |
22.0024 USD |
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USD 0.01 common |
Sale |
4,611 |
22.0491 USD |
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USD 0.01 common |
Sale |
5,312 |
21.9677 USD |
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USD 0.01 common |
Sale |
5,509 |
21.9693 USD |
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USD 0.01 common |
Sale |
6,825 |
22.0325 USD |
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USD 0.01 common |
Sale |
7,591 |
21.9525 USD |
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USD 0.01 common |
Sale |
8,296 |
22.0284 USD |
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USD 0.01 common |
Sale |
9,918 |
22.0368 USD |
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USD 0.01 common |
Sale |
10,566 |
22.0204 USD |
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USD 0.01 common |
Sale |
10,799 |
21.9925 USD |
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USD 0.01 common |
Sale |
12,154 |
22.0288 USD |
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USD 0.01 common |
Sale |
12,323 |
22.0428 USD |
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USD 0.01 common |
Sale |
12,456 |
22.0506 USD |
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USD 0.01 common |
Sale |
12,803 |
22.0369 USD |
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USD 0.01 common |
Sale |
13,134 |
22.0105 USD |
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USD 0.01 common |
Sale |
14,847 |
22.0194 USD |
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USD 0.01 common |
Sale |
15,059 |
22.2003 USD |
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USD 0.01 common |
Sale |
15,485 |
22.0157 USD |
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USD 0.01 common |
Sale |
17,158 |
22.0137 USD |
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USD 0.01 common |
Sale |
18,597 |
22.0303 USD |
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USD 0.01 common |
Sale |
19,762 |
22.0132 USD |
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USD 0.01 common |
Sale |
23,427 |
22.0031 USD |
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USD 0.01 common |
Sale |
33,865 |
22.1500 USD |
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USD 0.01 common |
Sale |
47,582 |
22.2000 USD |
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USD 0.01 common |
Sale |
52,333 |
22.0800 USD |
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USD 0.01 common |
Sale |
123,024 |
21.9971 USD |
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USD 0.01 common |
Sale |
132,184 |
22.0056 USD |
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USD 0.01 common |
Sale |
151,993 |
22.0456 USD |
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USD 0.01 common |
Sale |
297,392 |
21.9957 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
24 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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