Form 8.3 - NortonLifeLock Inc.

RNS Number : 2511G

Barclays PLC

28 March 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

25 March 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			USD 0.01 common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,187,672	0.20%	873,785	0.15%
(2)	Cash-settled derivatives:
			391,188	0.07%	1,868,008	0.32%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		1,578,860	0.27%	2,741,793	0.47%
Class of relevant security:			Convertible Bond US668771AB40
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		11,000	0.00%	0	0.00%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		11,000	0.00%	0	0.00%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		6		28.2991 USD
USD 0.01 common		Purchase		23		27.9300 USD
USD 0.01 common		Purchase		26		28.2173 USD
USD 0.01 common		Purchase		31		28.1738 USD
USD 0.01 common		Purchase		35		28.2171 USD
USD 0.01 common		Purchase		40		28.2057 USD
USD 0.01 common		Purchase		40		28.2071 USD
USD 0.01 common		Purchase		41		28.1980 USD
USD 0.01 common		Purchase		49		28.1814 USD
USD 0.01 common		Purchase		57		28.1598 USD
USD 0.01 common		Purchase		76		28.1821 USD
USD 0.01 common		Purchase		86		28.1700 USD
USD 0.01 common		Purchase		100		28.0300 USD
USD 0.01 common		Purchase		100		27.8950 USD
USD 0.01 common		Purchase		100		28.3050 USD
USD 0.01 common		Purchase		100		28.3150 USD
USD 0.01 common		Purchase		100		28.3500 USD
USD 0.01 common		Purchase		100		28.2550 USD
USD 0.01 common		Purchase		130		28.2946 USD
USD 0.01 common		Purchase		170		28.3229 USD
USD 0.01 common		Purchase		200		28.1250 USD
USD 0.01 common		Purchase		251		28.2520 USD
USD 0.01 common		Purchase		300		28.1600 USD
USD 0.01 common		Purchase		330		28.1802 USD
USD 0.01 common		Purchase		457		28.3089 USD
USD 0.01 common		Purchase		594		28.2247 USD
USD 0.01 common		Purchase		623		28.2053 USD
USD 0.01 common		Purchase		646		28.2358 USD
USD 0.01 common		Purchase		700		28.1871 USD
USD 0.01 common		Purchase		850		28.1535 USD
USD 0.01 common		Purchase		862		28.1910 USD
USD 0.01 common		Purchase		864		28.2609 USD
USD 0.01 common		Purchase		1,036		28.2427 USD
USD 0.01 common		Purchase		1,119		28.2338 USD
USD 0.01 common		Purchase		1,218		28.2526 USD
USD 0.01 common		Purchase		1,245		28.2295 USD
USD 0.01 common		Purchase		1,418		28.0290 USD
USD 0.01 common		Purchase		1,521		28.2541 USD
USD 0.01 common		Purchase		1,557		28.1846 USD
USD 0.01 common		Purchase		1,748		28.1689 USD
USD 0.01 common		Purchase		1,756		28.2900 USD
USD 0.01 common		Purchase		2,282		28.3202 USD
USD 0.01 common		Purchase		2,477		28.1355 USD
USD 0.01 common		Purchase		2,533		28.1495 USD
USD 0.01 common		Purchase		7,691		28.2492 USD
USD 0.01 common		Purchase		15,978		28.2252 USD
USD 0.01 common		Purchase		16,941		28.2226 USD
USD 0.01 common		Purchase		17,663		28.2860 USD
USD 0.01 common		Purchase		40,357		28.1682 USD
USD 0.01 common		Purchase		67,537		28.2898 USD
USD 0.01 common		Purchase		90,060		28.2289 USD
USD 0.01 common		Purchase		123,661		28.1707 USD
USD 0.01 common		Sale		7		28.2950 USD
USD 0.01 common		Sale		8		28.2312 USD
USD 0.01 common		Sale		12		28.2000 USD
USD 0.01 common		Sale		15		28.1860 USD
USD 0.01 common		Sale		18		28.1333 USD
USD 0.01 common		Sale		19		28.1450 USD
USD 0.01 common		Sale		21		28.2728 USD
USD 0.01 common		Sale		23		28.2408 USD
USD 0.01 common		Sale		23		28.2234 USD
USD 0.01 common		Sale		27		28.2151 USD
USD 0.01 common		Sale		28		28.2225 USD
USD 0.01 common		Sale		31		28.1541 USD
USD 0.01 common		Sale		34		28.1455 USD
USD 0.01 common		Sale		38		28.2150 USD
USD 0.01 common		Sale		39		28.1569 USD
USD 0.01 common		Sale		40		28.1497 USD
USD 0.01 common		Sale		41		28.1500 USD
USD 0.01 common		Sale		43		28.1966 USD
USD 0.01 common		Sale		45		28.1986 USD
USD 0.01 common		Sale		57		28.2185 USD
USD 0.01 common		Sale		57		28.1536 USD
USD 0.01 common		Sale		57		28.1468 USD
USD 0.01 common		Sale		65		28.1549 USD
USD 0.01 common		Sale		69		28.1778 USD
USD 0.01 common		Sale		106		28.1481 USD
USD 0.01 common		Sale		209		28.0611 USD
USD 0.01 common		Sale		221		28.2327 USD
USD 0.01 common		Sale		300		28.1633 USD
USD 0.01 common		Sale		358		28.1517 USD
USD 0.01 common		Sale		400		28.1962 USD
USD 0.01 common		Sale		406		28.1600 USD
USD 0.01 common		Sale		463		28.1550 USD
USD 0.01 common		Sale		497		28.2144 USD
USD 0.01 common		Sale		700		28.2450 USD
USD 0.01 common		Sale		800		28.1618 USD
USD 0.01 common		Sale		903		28.1628 USD
USD 0.01 common		Sale		1,987		28.0600 USD
USD 0.01 common		Sale		3,172		28.1748 USD
USD 0.01 common		Sale		4,323		28.2040 USD
USD 0.01 common		Sale		4,842		28.1640 USD
USD 0.01 common		Sale		5,158		28.1870 USD
USD 0.01 common		Sale		5,855		28.1674 USD
USD 0.01 common		Sale		7,353		28.2109 USD
USD 0.01 common		Sale		7,970		28.1885 USD
USD 0.01 common		Sale		8,952		28.1502 USD
USD 0.01 common		Sale		10,523		28.2249 USD
USD 0.01 common		Sale		11,548		28.1531 USD
USD 0.01 common		Sale		16,356		28.2233 USD
USD 0.01 common		Sale		17,536		28.2429 USD
USD 0.01 common		Sale		21,057		28.2900 USD
USD 0.01 common		Sale		68,695		28.2895 USD
USD 0.01 common		Sale		94,069		28.2273 USD
USD 0.01 common		Sale		112,485		28.1692 USD

(b)	Cash-settled derivative transactions
Class of relevant		Product		Nature of dealing		Number of	Price per unit
security		description				reference
						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				28 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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