Form 8.3 - NortonLifeLock Inc.

RNS Number : 6187G

Barclays PLC

30 March 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

29 March 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			USD 0.01 common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,177,616	0.20%	860,795	0.15%
(2)	Cash-settled derivatives:
			391,188	0.07%	1,868,008	0.32%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		1,568,804	0.27%	2,728,803	0.47%
Class of relevant security:			Convertible Bond US668771AB40
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		11,000	0.00%	0	0.00%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		11,000	0.00%	0	0.00%

	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		1		27.0200 USD
USD 0.01 common		Purchase		1		27.1700 USD
USD 0.01 common		Purchase		2		26.5700 USD
USD 0.01 common		Purchase		3		26.8033 USD
USD 0.01 common		Purchase		22		26.7645 USD
USD 0.01 common		Purchase		29		27.0706 USD
USD 0.01 common		Purchase		39		27.3533 USD
USD 0.01 common		Purchase		98		26.8700 USD
USD 0.01 common		Purchase		100		27.3200 USD
USD 0.01 common		Purchase		100		26.9300 USD
USD 0.01 common		Purchase		100		27.1500 USD
USD 0.01 common		Purchase		100		26.7000 USD
USD 0.01 common		Purchase		101		27.0400 USD
USD 0.01 common		Purchase		101		26.8748 USD
USD 0.01 common		Purchase		101		27.3076 USD
USD 0.01 common		Purchase		102		26.7739 USD
USD 0.01 common		Purchase		104		26.6523 USD
USD 0.01 common		Purchase		180		26.8438 USD
USD 0.01 common		Purchase		199		26.8569 USD
USD 0.01 common		Purchase		200		26.8725 USD
USD 0.01 common		Purchase		200		26.6400 USD
USD 0.01 common		Purchase		200		27.2050 USD
USD 0.01 common		Purchase		200		27.0775 USD
USD 0.01 common		Purchase		201		27.0327 USD
USD 0.01 common		Purchase		201		26.8800 USD
USD 0.01 common		Purchase		204		26.6614 USD
USD 0.01 common		Purchase		208		26.9404 USD
USD 0.01 common		Purchase		257		26.9597 USD
USD 0.01 common		Purchase		258		27.1424 USD
USD 0.01 common		Purchase		300		27.0033 USD
USD 0.01 common		Purchase		343		26.6791 USD
USD 0.01 common		Purchase		393		27.2047 USD
USD 0.01 common		Purchase		403		27.0212 USD
USD 0.01 common		Purchase		432		27.1542 USD
USD 0.01 common		Purchase		446		26.9828 USD
USD 0.01 common		Purchase		494		26.8785 USD
USD 0.01 common		Purchase		556		27.1100 USD
USD 0.01 common		Purchase		564		27.0720 USD
USD 0.01 common		Purchase		572		27.1409 USD
USD 0.01 common		Purchase		880		27.0920 USD
USD 0.01 common		Purchase		900		26.9633 USD
USD 0.01 common		Purchase		1,223		26.8119 USD
USD 0.01 common		Purchase		1,505		26.7485 USD
USD 0.01 common		Purchase		1,545		26.8790 USD
USD 0.01 common		Purchase		1,600		27.0600 USD
USD 0.01 common		Purchase		1,643		27.0800 USD
USD 0.01 common		Purchase		1,932		27.0527 USD
USD 0.01 common		Purchase		2,100		26.9880 USD
USD 0.01 common		Purchase		3,302		27.0585 USD
USD 0.01 common		Purchase		5,916		26.9812 USD
USD 0.01 common		Purchase		7,600		26.9908 USD
USD 0.01 common		Purchase		12,129		26.9751 USD
USD 0.01 common		Purchase		15,193		27.0573 USD
USD 0.01 common		Purchase		16,023		27.0833 USD
USD 0.01 common		Purchase		16,333		27.1399 USD
USD 0.01 common		Purchase		20,940		27.0485 USD
USD 0.01 common		Purchase		21,494		27.1301 USD
USD 0.01 common		Purchase		27,863		27.0974 USD
USD 0.01 common		Purchase		39,200		27.2253 USD
USD 0.01 common		Purchase		39,400		27.2000 USD
USD 0.01 common		Purchase		47,417		27.0807 USD
USD 0.01 common		Purchase		174,643		27.0453 USD
USD 0.01 common		Sale		2		26.5700 USD
USD 0.01 common		Sale		2		26.5200 USD
USD 0.01 common		Sale		39		27.3533 USD
USD 0.01 common		Sale		70		26.6800 USD
USD 0.01 common		Sale		76		27.1000 USD
USD 0.01 common		Sale		121		27.0967 USD
USD 0.01 common		Sale		164		27.2518 USD
USD 0.01 common		Sale		200		26.8300 USD
USD 0.01 common		Sale		226		26.9836 USD
USD 0.01 common		Sale		233		26.7100 USD
USD 0.01 common		Sale		251		26.7419 USD
USD 0.01 common		Sale		265		27.0138 USD
USD 0.01 common		Sale		294		27.1645 USD
USD 0.01 common		Sale		321		27.2504 USD
USD 0.01 common		Sale		322		27.2287 USD
USD 0.01 common		Sale		330		27.3118 USD
USD 0.01 common		Sale		400		27.1412 USD
USD 0.01 common		Sale		430		26.8591 USD
USD 0.01 common		Sale		507		27.1807 USD
USD 0.01 common		Sale		638		27.2906 USD
USD 0.01 common		Sale		755		27.2004 USD
USD 0.01 common		Sale		821		26.8951 USD
USD 0.01 common		Sale		1,682		26.8071 USD
USD 0.01 common		Sale		2,159		27.1745 USD
USD 0.01 common		Sale		2,638		26.8780 USD
USD 0.01 common		Sale		3,773		26.8407 USD
USD 0.01 common		Sale		7,400		27.0997 USD
USD 0.01 common		Sale		7,946		27.1122 USD
USD 0.01 common		Sale		10,008		27.0365 USD
USD 0.01 common		Sale		11,100		26.9883 USD
USD 0.01 common		Sale		13,194		27.0072 USD
USD 0.01 common		Sale		15,436		27.4405 USD
USD 0.01 common		Sale		15,708		27.0752 USD
USD 0.01 common		Sale		17,027		27.0446 USD
USD 0.01 common		Sale		17,611		27.1406 USD
USD 0.01 common		Sale		47,904		27.0800 USD
USD 0.01 common		Sale		78,800		27.2000 USD
USD 0.01 common		Sale		207,598		27.0246 USD

(b)	Cash-settled derivative transactions
Class of relevant		Product		Nature of dealing		Number of	Price per unit
security		description				reference
						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				30 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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