Form 8.3 - NortonLifeLock Inc.

RNS Number : 7480V

Barclays PLC

11 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				10 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,289,746	0.23%	1,337,348	0.23%
(2)	Cash-settled derivatives:
	and/or controlled:			1,775,673	0.31%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			73,200	0.01%	150,000	0.03%
	TOTAL:			3,138,619	0.55%	5,244,470	0.92%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		2		24.7800  USD
USD 0.01 common		Purchase		4		24.7050  USD
USD 0.01 common		Purchase		22		24.1100  USD
USD 0.01 common		Purchase		99		24.3167  USD
USD 0.01 common		Purchase		100		24.2900  USD
USD 0.01 common		Purchase		102		24.2888  USD
USD 0.01 common		Purchase		104		24.2437  USD
USD 0.01 common		Purchase		170		24.2080  USD
USD 0.01 common		Purchase		172		24.2058  USD
USD 0.01 common		Purchase		206		24.2589  USD
USD 0.01 common		Purchase		225		23.8231  EUR
USD 0.01 common		Purchase		238		24.2142  USD
USD 0.01 common		Purchase		272		24.2600  USD
USD 0.01 common		Purchase		366		24.3429  USD
USD 0.01 common		Purchase		420		24.2450  USD
USD 0.01 common		Purchase		432		24.2346  USD
USD 0.01 common		Purchase		442		24.2423  USD
USD 0.01 common		Purchase		556		24.2749  USD
USD 0.01 common		Purchase		556		24.3720  USD
USD 0.01 common		Purchase		600		24.2300  USD
USD 0.01 common		Purchase		743		24.3488  USD
USD 0.01 common		Purchase		754		24.2916  USD
USD 0.01 common		Purchase		800		24.2537  USD
USD 0.01 common		Purchase		907		24.2844  USD
USD 0.01 common		Purchase		988		24.3471  USD
USD 0.01 common		Purchase		1,373		24.3314  USD
USD 0.01 common		Purchase		1,581		24.2552  USD
USD 0.01 common		Purchase		1,616		24.1949  USD
USD 0.01 common		Purchase		1,835		24.3030  USD
USD 0.01 common		Purchase		2,001		24.7335  USD
USD 0.01 common		Purchase		2,181		24.4138  USD
USD 0.01 common		Purchase		2,218		24.3708  USD
USD 0.01 common		Purchase		2,459		24.3521  USD
USD 0.01 common		Purchase		2,500		24.3200  USD
USD 0.01 common		Purchase		2,612		24.4709  USD
USD 0.01 common		Purchase		3,156		24.3975  USD
USD 0.01 common		Purchase		3,213		24.3737  USD
USD 0.01 common		Purchase		3,967		24.3046  USD
USD 0.01 common		Purchase		4,225		24.3434  USD
USD 0.01 common		Purchase		4,310		24.4225  USD
USD 0.01 common		Purchase		4,503		24.3421  USD
USD 0.01 common		Purchase		5,387		24.3404  USD
USD 0.01 common		Purchase		6,355		24.2929  USD
USD 0.01 common		Purchase		6,357		24.3840  USD
USD 0.01 common		Purchase		6,709		24.3367  USD
USD 0.01 common		Purchase		6,863		24.3996  USD
USD 0.01 common		Purchase		7,527		24.4182  USD
USD 0.01 common		Purchase		9,645		24.3570  USD
USD 0.01 common		Purchase		10,772		24.3380  USD
USD 0.01 common		Purchase		12,110		24.3749  USD
USD 0.01 common		Purchase		14,662		24.3514  USD
USD 0.01 common		Purchase		16,306		24.2777  USD
USD 0.01 common		Purchase		19,488		24.2472  USD
USD 0.01 common		Purchase		22,980		24.5287  USD
USD 0.01 common		Purchase		26,270		24.2235  USD
USD 0.01 common		Purchase		26,985		24.3400  USD
USD 0.01 common		Purchase		28,188		24.3541  USD
USD 0.01 common		Purchase		30,999		24.3265  USD
USD 0.01 common		Purchase		34,971		24.3562  USD
USD 0.01 common		Purchase		50,953		24.3697  USD
USD 0.01 common		Purchase		97,288		24.3365  USD
USD 0.01 common		Purchase		142,407		24.3427  USD
USD 0.01 common		Purchase		202,000		24.3565  USD
USD 0.01 common		Sale		1		24.1700  USD
USD 0.01 common		Sale		2		24.3150  USD
USD 0.01 common		Sale		2		24.1550  USD
USD 0.01 common		Sale		5		24.2880  USD
USD 0.01 common		Sale		6		24.2600  USD
USD 0.01 common		Sale		6		24.2058  USD
USD 0.01 common		Sale		7		24.2214  USD
USD 0.01 common		Sale		10		24.2790  USD
USD 0.01 common		Sale		16		24.2715  USD
USD 0.01 common		Sale		17		24.7300  USD
USD 0.01 common		Sale		19		24.1684  USD
USD 0.01 common		Sale		23		24.2734  USD
USD 0.01 common		Sale		100		24.7250  USD
USD 0.01 common		Sale		123		24.1100  USD
USD 0.01 common		Sale		132		24.2351  USD
USD 0.01 common		Sale		150		24.5466  USD
USD 0.01 common		Sale		200		24.1600  USD
USD 0.01 common		Sale		225		23.8231  EUR
USD 0.01 common		Sale		273		24.7228  USD
USD 0.01 common		Sale		283		24.7567  USD
USD 0.01 common		Sale		300		24.1733  USD
USD 0.01 common		Sale		300		24.2166  USD
USD 0.01 common		Sale		377		24.1932  USD
USD 0.01 common		Sale		380		24.2547  USD
USD 0.01 common		Sale		600		24.2200  USD
USD 0.01 common		Sale		652		24.2206  USD
USD 0.01 common		Sale		755		24.1750  USD
USD 0.01 common		Sale		814		24.2081  USD
USD 0.01 common		Sale		923		24.4287  USD
USD 0.01 common		Sale		1,000		24.2300  USD
USD 0.01 common		Sale		1,022		24.2238  USD
USD 0.01 common		Sale		1,024		24.1807  USD
USD 0.01 common		Sale		1,239		24.2554  USD
USD 0.01 common		Sale		1,250		24.2810  USD
USD 0.01 common		Sale		1,277		24.3383  USD
USD 0.01 common		Sale		1,414		24.2159  USD
USD 0.01 common		Sale		1,542		24.1922  USD
USD 0.01 common		Sale		1,693		24.2161  USD
USD 0.01 common		Sale		2,148		24.2136  USD
USD 0.01 common		Sale		2,244		24.3283  USD
USD 0.01 common		Sale		2,500		24.3200  USD
USD 0.01 common		Sale		2,665		24.2293  USD
USD 0.01 common		Sale		3,135		24.5758  USD
USD 0.01 common		Sale		3,700		24.1020  USD
USD 0.01 common		Sale		5,394		24.2585  USD
USD 0.01 common		Sale		7,122		24.4522  USD
USD 0.01 common		Sale		8,709		24.3225  USD
USD 0.01 common		Sale		9,360		24.3259  USD
USD 0.01 common		Sale		12,014		24.2358  USD
USD 0.01 common		Sale		17,606		24.3849  USD
USD 0.01 common		Sale		18,560		24.5605  USD
USD 0.01 common		Sale		20,224		24.3384  USD
USD 0.01 common		Sale		20,442		24.3244  USD
USD 0.01 common		Sale		25,608		24.3400  USD
USD 0.01 common		Sale		34,971		24.3562  USD
USD 0.01 common		Sale		202,000		24.3565  USD
USD 0.01 common		Sale		202,000		24.3566  USD
USD 0.01 common		Sale		220,078		24.3322  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 0.01 common		SWAP		Long		1	42028987.0000  USD
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				11 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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